Metadatajn30.qxd
INDICATORS for Monitoring the Millennium Development Goals
and Sources
United Nations Development Group
United Nations Population Fund
United Nations Development Programme
Department of Economic and
Social Affairs–Statistics Division
Indicators for Monitoring the
Millennium Development Goals
Definitions Rationale Concepts and Sources
The designations employed and the presentation of material in this publication donot imply the expression of any opinion whatsoever on the part of the United Nationsconcerning the legal status of any country, territory, city or area or of its authorities,or concerning the delimitation of its frontiers or boundaries. The term "country" asused in the text of this report refers, as appropriate, to territories or areas. The des-ignations of "developed". "developing" and "least developed" countries are intendedfor convenience and do not necessarily express a judgement about the stage reachedby a particular country or area in the development process. Reference to "dollars" ($)indicates United States dollars, unless otherwise stated.
ST/ESA/STAT/SER.F/95United Nations PublicationSales No. E.03.XVII. 18ISBN 92-1-161467-8Copyright United Nations 2003All rights reserved
Graphic design and Desktop composition Andy Musilli
Building on the United Nations global conferences of the 1990s, the United NationsMillennium Declaration of 2000 marked a strong commitment to the right to devel-opment, to peace and security, to gender equality, to the eradication of the manydimensions of poverty and to sustainable human development. Embedded in thatDeclaration, which was adopted by 147 heads of State and 189 states, were whathave become known as the eight Millennium Development Goals, including 18 time-bound targets.
To monitor progress towards the goals and targets, the United Nations system,including the World Bank and the International Monetary Fund, as well as theDevelopment Assistance Committee of the Organisation for Economic Co-operationand Development, came together under the Office of the Secretary-General andagreed on 48 quantitative indicators. The indicators built upon an intergovernmen-tal process to identify relevant indicators in response to global conferences. TheSecretary-General presented the goals, targets and indicators to the GeneralAssembly in September 2001 in his report entitled "Road map towards the imple-mentation of the United Nations Millennium Declaration".
The present handbook provides guidance on the definitions, rationale, concepts andsources of data for each of the indicators that are being used to monitor the goals andtargets. It expands on an earlier exercise to provide the metadata for the socio-eco-nomic indicators that make up the United Nations Common Country AssessmentIndicator Framework. The indicators for goals 1–7 are a subset of that framework.
Preparation of the handbook was directed by an inter-agency working group of theUnited Nations Development Group, including the World Bank, chaired by the UnitedNations Population Fund and co-chaired by the United Nations Statistics Division andthe United Nations Development Programme. On behalf of the United NationsDevelopment Group, I would like to thank all the agencies and individuals (see below)who contributed to this handbook, including the Department for InternationalDevelopment of the Government of the United Kingdom, which funded the servicesof a short-term consultant who contributed to the handbook.
I believe that this tangible example of interagency collaboration will prove useful tothe international community by strengthening national statistical capacity andimproving monitoring. And I sincerely hope that this will be sustained through futurerevisions in the same spirit.
Mark Malloch BrownChairmanUnited Nations Development Group
Acknowledgements
Goals, targets and indicators
Proportion of population below $1 purchasing power parity (PPP) per day
Poverty headcount ratio (percentage of population below the national poverty line)
Poverty gap ratio (incidence multiplied by depth of poverty)
Share of poorest quintile in national consumption
Prevalence of underweight children under 5 years of age
Proportion of population below minimum level of dietary energy consumption
Net enrolment ratio in primary education
Proportion of pupils starting grade 1 who reach grade 5
Primary completion rate
Literacy rate of 15–24 year-olds
Ratio of girls to boys in primary, secondary and tertiary education
Ratio of literate women to men, 15–24 years old
Share of women in wage employment in the non-agricultural sector
Proportion of seats held by women in national parliaments
Under-five mortality rate
Infant mortality rate
Proportion of 1-year-old children immunized against measles
Maternal mortality ratio
Proportion of births attended by skilled health personnel
HIV prevalence among pregnant women aged 15–24 years
Condom use rate of the contraceptive prevalence rate
19A. Condom use at last high-risk sex
19B. Percentage of population aged 15–24 years with comprehensive correct knowledge
Contraceptive prevalence rate
Ratio of school attendance of orphans to school attendance of non-orphans aged 10–14 years
Prevalence and death rates associated with malaria
Proportion of population in malaria-risk areas using effective malaria prevention and treatment measures
Prevalence and death rates associated with tuberculosis
Proportion of tuberculosis cases detected and cured under DOTS
oportion of .
maintain . .
biological div .
consumption .
ozone-depleting . . .
chlorofluorocarbons (ODP tons)
population .
oportion of . .
population .
ustainable ac .
source, urban and rural
population . .
Proportion of households with access to secure tenure
Net ODA, total and to the least developed countries, as a percentage of OECD/DAC donors' gross
national income.
Proportion of total bilateral, sector-allocable ODA of OECD/DAC donors to basic social
services (basic education, primary health care, nutrition, safe water and sanitation)
Proportion of bilateral ODA of OECD/DAC donors that is untied
ODA received in landlocked countries as a proportion of their gross national incomes
ODA received in small island developing States as a proportion of their gross national incomes
Proportion of total developed country imports (by value and excluding arms) from
developing countries and from the least developed countries, admitted free of duty
Average tariffs imposed by developed countries on agricultural products and
clothing from developing countries
Agricultural support estimate for OECD countries as a percentage of their gross domestic
Proportion of ODA provided to help build trade capacity
Total number of countries that have reached their HIPC decision points and number that have reached their HIPC completion points (cumulative)
Debt relief committed under HIPC Initiative
Debt service as a percentage of exports of goods and services
Unemployment rate of young people aged 15–24 years, each sex and total
Proportion of population with access to affordable essential drugs on a sustainable basis
Telephone lines and cellular subscribers per 100 population
Personal computers in use per 100 population
Internet users per 100 population
Additional socio-economic common country assessment indicators
Proportion of children under age 15 who are working
Employment to population of working age ratio
Unemployment rate
Informal sector employment as a percentage of employment
Number of persons per room, or average floor area per person
Number of intentional homicides per 100,000 inhabitants
Household surveys and other national data sources
Web sites (see also references in the metadata sheets)
World summits and conferences
Translated publications available in Arabic, Chinese, English,French, Russian and Spanish, at http://unstats.un.org.unsd/pubs/
common country assessment
cost, insurance and freight
Core Welfare Indicators Questionnaire in Africa
Development Assistance Committee of the OECD
Demographic and Health Survey
internationally recommended tuberculosis control strategy
diphtheria, pertussis and tetanus vaccine
Expanded Programme on Immunization
Food and Agriculture Organization of the United Nations
gross domestic product
gross national income
gross national product
household budget survey
Heavily Indebted Poor Countries Initiative
income, consumption and expenditure survey
Internatonal Labour Organization
International Monetary Fund
International Standard Classification of Education, 1997 version
International Standard Industrial Classification of All EconomicActivities
International Telecommunication Union
International Union for Conservation of Nature and NaturalResources–The World Conservation Union
least developed countries
labour force surveys
Living Standards Measurement Study
Multiple Indicator Cluster Survey
National Center for Health Statistics
official development assistance
Organisation for Economic Co-operation and Development
personal computers
purchasing power parity
trade capacity-building database
Trade Analysis and Information System
United Nations Human Settlements Programme
Joint United Nations Programme on HIV/AIDS
United Nations Development Programme
United Nations Educational, Scientific and Cultural Organization
MEMBERS AND CONTRIBUTORS TO THE UNITED NATIONSDEVELOPMENT GROUP WORKING GROUP ON INDICATORS
United Nations Human Settlements Programme
Laura Licchi
United Nations Population Fund
Richard Leete, Chair
World Food Programme
Kourtoum NacroMickie Schoch
Food and Agriculture Organization of the
United Nations
Department of Economic and Social
Affairs Statistics Division
Stefan Schweinfest, Vice ChairRobert Johnston
International Labour Organization
Francesca Perucci
International Telecommunication Union
United Nations Development Programme
Esperanza Magpantay
Diana Alarcon, Vice ChairJan Vandemoortele
United Nations Educational, Scientific and
United Nations Development Group Office
Gerton van den AkkerAlain Nickels
World Bank
Tom Griffin (consultant)
Makiko HarrisonEric Swanson
Executive Office of the Secretary-General
Madhushree Dasgupta
World Health Organization
Christopher Murray
United Nations Office on Drugs and Crime
World Trade Organization
Office of the United Nations High Commissioner for
Human Rights
United Nations Framework Convention on
Climate Change
Joint United Nations Programme on HIV/AIDS
United Nations Children's Fund
Gareth JonesTessa Wardlaw
Organisation for Economic Co-operation
and Development
United Nations Development Fund for Women
United Nations Environment Programme
Stuart Chape
Marion Cheatle
Volodymyr Demkine
Eugene Fosnight
Phillip Fox
Gerald Mutisya
Indicators for Monitoring the Millennium Development Goals: Definitions, Rationale,Concepts and Sources contains basic metadata on the agreed list of quantitativeindicators for monitoring progress towards the eight goals and 18 targets derivedfrom the United Nations Millennium Declaration (table). The list of indicators, devel-oped using several criteria, is not intended to be prescriptive but to take intoaccount the country setting and the views of various stakeholders in preparingcountry-level reports.
Five main criteria guided the selection of indicators. Indicators should:
■ Provide relevant and robust measures of progress towards the targets of the
Millennium Development Goals
■ Be clear and straightforward to interpret and provide a basis for international
■ Be broadly consistent with other global lists and avoid imposing an unnecessary
burden on country teams, Governments and other partners
■ Be based to the greatest extent possible on international standards, recommen-
dations and best practices
■ Be constructed from well-established data sources, be quantifiable and be con-
sistent to enable measurement over time
The present handbook is designed to provide United Nations country teams andnational and international stakeholders with guidance on the definitions, rationale,concepts and sources of the data for the indicators that are being used to monitorthe Millennium Development Goals. Just as the indicator list is dynamic and will nec-essarily evolve in response to changing national situations, so will the metadatachange over time as concepts, definitions and methodologies change.
A consultation process, generally involving the national statistical office or othernational authority, should be initiated in the selection and compilation of country-specific indicators. The consultation should take into account national developmentpriorities, the suggested list of indicators and the availability of data. The UnitedNations country team should work collaboratively to help build ownership and con-sensus on the selected indicators.
NATIONAL SOURCES
Country data should be used for compiling the indicators where such data are avail-
able and of reasonable quality. The data source for each indicator and the quantita-
tive value of the indicator should be decided by consensus among the key stake-
holders, especially the national statistical system. The national statistical system
should own the data and related indicators.
For any given indicator, a wide range of data sources may be available within thecountry, and each source should be critically reviewed. Existing data sources andreporting systems should be used where possible, particularly where line ministrieshave their own statistical systems. International data sources should be consulted
for validation and in the absence of national sources.
METADATA SHEETS
For each indicator used to measure progress towards the targets and goals, the
handbook provides all or some of the following information:
■ A simple operational definition
■ The goal and target it addresses
■ The rationale for use of the indicator
■ The method of computation
■ Sources of data
■ References, including relevant international Web sites
■ Periodicity of measurement
■ Gender and disaggregation issues
■ Limitations of the indicator
■ National and international agencies involved in the collection, compilation or
dissemination of the data
The intention is not to provide an exhaustive amount of information for each item,but to provide a reference point and guidance for country teams and national stake-holders. The amount of information varies by indicator and tends to reflect theextent of national and international debate on its relevance. Limited information isavailable for some of the less well-established indicators. With further use of theindicators and greater recognition of the need for such data, fuller information isexpected to become available.
Monitoring of the Millennium Development Goals is taking place globally, throughannual reports of the United Nations Secretary-General to the General Assembly andthrough periodic country reporting. For global reporting, use is made of indicatorscompiled by international organizations. Internationally compiled indicators, basedon standard concepts, definitions and methodologies, more readily facilitate cross-country comparisons. For country reporting, use is generally made of indicators com-piled from national sources, generally by the national statistical system. The meta-data sheets for the indicators reflect national and international standards.
ANNEX 1 provides metadata for some additional indicators included in the commoncountry assessment indicator framework; the indicators for Millennium DevelopmentGoals 1–7 are a subset of that framework. ANNEX 2 supplies information on the house-hold surveys and national sources mentioned in the metadata for constructing theindicators. ANNEX 3 gives the World Wide Web addresses of the agencies involved. ANNEX
4 lists the major world summits and conferences that have helped to shape theMillennium Development Goals and indicators.
Goals, targets and indicators
Halve, between 1990 and 2015, the proportion of people whose income is
Proportion of population below $1 (PPP) per day
a
less than one dollar a day
Poverty headcount ratio (percentage of population below the national poverty
Poverty gap ratio [incidence x depth of poverty]
Share of poorest quintile in national consumption
Halve, between 1990 and 2015, the proportion of people who suffer from
Prevalence of underweight children under 5 years of age
Proportion of population below minimum level of dietary energy consumption
Ensure that, by 2015, children everywhere, boys and girls alike, will be able
Net enrolment ratio in primary education
to complete a full course of primary schooling
Proportion of pupils starting grade 1 who reach grade 5
b
Literacy rate of 15–24 year-olds
TARGET 4 :Eliminate gender disparity in primary and secondary education, preferably
Ratio of girls to boys in primary, secondary and tertiary education
by 2005, and in all levels of education no later than 2015
Ratio of literate women to men, 15–24 years old
Share of women in wage employment in the non-agricultural sector
Proportion of seats held by women in national parliament
TARGET 5 :Reduce by two thirds, between 1990 and 2015, the under-five mortality rate
Under-five mortality rate
Infant mortality rate
Proportion of 1 year-old children immunized against measles
TARGET 6 :Reduce by three quarters, between 1990 and 2015, the maternal
Maternal mortality ratio
mortality ratio
Proportion of births attended by skilled health personnel
TARGET 7 :Have halted by 2015 and begun to reverse the spread of HIV/AIDS
HIV prevalence among pregnant women aged 15–24 years
Condom use rate of the contraceptive prevalence rate
c
19A. Condom use at last high-risk sex
19B. Percentage of population aged 15-24 years with comprehensive correct knowl-
edge of HIV/AIDS
d
19C. Contraceptive prevalence rate
Ratio of school attendance of orphans to school attendance of non-orphans
aged 10–14years
TARGET 8 :Have halted by 2015 and begun to reverse the incidence of malaria and
Prevalence and death rates associated with malaria
other major diseases
Proportion of population in malaria-risk areas using effective malaria prevention
and treatment measures
e
Prevalence and death rates associated with tuberculosis
Proportion of tuberculosis cases detected and cured under DOTS
TARGET 9 :Integrate the principles of sustainable development into country policies
Proportion of land area covered by forest
and programmes and reverse the loss of environmental resources
Ratio of area protected to maintain biological diversity to surface area
Energy use (kg oil equivalent) per $1 GDP (PPP)
Carbon dioxide emissions per capita and consumption of ozone-depleting CFCs
Proportion of population using solid fuels
TARGET 10 :Halve, by 2015, the proportion of people without sustainable access to safe
Proportion of population with sustainable access to an improved water
drinking water and basic sanitation
source, urban and rural
Proportion of population with access to improved sanitation, urban and rural
TARGET 11 :By 2020, to have achieved a significant improvement in the lives of at least
Proportion of households with access to secure tenure
100 million slum dwellers
Some of the indicators listed below are monitored separately for the least developedcountries (LDCs), Africa, landlocked countries and small island developing States.
TARGET 12 : Develop further an open, rule-based, predictable, non-discriminatory trad-
Official development assistance
ing and financial system
Net ODA, total and to the least developed countries, as a percentage of OECD/DAC
donors' gross national income
Includes a commitment to good governance, development and poverty
Proportion of total bilateral, sector-allocable ODA of OECD/DAC donors to basic
reduction – both nationally and internationally
social services (basic education, primary health care, nutrition, safe water and
TARGET 13 : Address the special needs of the least developed countries
Proportion of bilateral official development assistance of OECD/DAC donors that is
Includes: tariff and quota free access for the least developed countries'
exports; enhanced programme of debt relief for heavily indebted poor
ODA received in landlocked countries as a proportion of their gross national
countries (HIPC) and cancellation of official bilateral debt; and more gen-
erous ODA for countries committed to poverty reduction
ODA received in small island developing States as proportion of their gross nation-
al incomes
TARGET 14 : Address the special needs of landlocked countries and small island devel-
Market access
oping States (through the Programme of Action for the Sustainable
Proportion of total developed country imports (by value and excluding arms) from
Development of Small Island Developing States and the outcome of the
developing countries and and from the least developed countries, admitted free of
twenty-second special session of the General Assembly)
Average tariffs imposed by developed countries on agricultural products and tex-
TARGET 15 : Deal comprehensively with the debt problems of developing countries
tiles and clothing from developing countries
through national and international measures in order to make debt sus-
Agricultural support estimate for OECD countries as a percentage of their gross
tainable in the long term
domestic product
Proportion of ODA provided to help build trade capacity
Total number of countries that have reached their HIPC decision points and num-
ber that have reached their HIPC completion points (cumulative)
Debt relief committed under HIPC Initiative
Debt service as a percentage of exports of goods and services
TARGET 16 : In cooperation with developing countries, develop and implement strate-
Unemployment rate of young people aged 15-24 years, each sex and total
gies for decent and productive work for youth
TARGET 17 : In cooperation with pharmaceutical companies, provide access to afford-
Proportion of population with access to affordable essential drugs on a sustainable
able essential drugs in developing countries
TARGET 18 : In cooperation with the private sector, make available the benefits
47. Telephone lines and cellular subscribers per 100 population
of new technologies, especially information and communications
48A. Personal computers in use per 100 population and Internet users per 100 population
48B. Internet users per 100 population
THE MILLENNIUM DEVELOPMENT GOALS and targets come from the Millennium Declaration, signed by 189 countries,
including 147 heads of State and Government, in September 2000 (http://www.un.org.millennium/declaration/
ares552e.htm). The goals and targets are interrelated and should be seen as a whole. They represent a partnership
between the developed countries and the developing countries "to create an environment – at the national and global
levels alike – which is conducive to development and the elimination of poverty".
Note: Goals, targets and indicators effective 8 September 2003.
a For monitoring country poverty trends, indicators based on nation-
healthy-looking person can transmit HIV. However, since there are
al poverty lines should be used, where available.
currently not a sufficient number of surveys to be able to calculatethe indicator as defined above, UNICEF, in collaboration with
b An alternative indicator under development is "primary completion
UNAIDS and WHO, produced two proxy indicators that represent
two components of the actual indicator. They are the following: (a)
c Among contraceptive methods, only condoms are effective in pre-
percentage of women and men 15-24 who know that a person can
venting HIV transmission. Since the condom use rate is only meas-
protect herself from HIV infection by "consistent use of condom";
ured among women in union, it is supplemented by an indicator on
(b) percentage of women and men 15-24 who know a healthy-
condom use in high-risk situations (indicator 19a) and an indicator
looking person can transmit HIV.
on HIV/AIDS knowledge (indicator 19b). Indicator 19c (contracep-
e Prevention to be measured by the percentage of children under 5
tive prevalence rate) is also useful in tracking progress in other
sleeping under insecticide-treated bednets; treatment to be meas-
health, gender and poverty goals.
ured by percentage of children under 5 who are appropriately
d This indicator is defined as the percentage of population aged 15-
24 who correctly identify the two major ways of preventing the
f An improved measure of the target for future years is under devel-
sexual transmission of HIV (using condoms and limiting sex to one
opment by the International Labour Organization.
faithful, uninfected partner), who reject the two most commonlocal misconceptions about HIV transmission, and who know that a
PROPORTION OF POPULATION
tion) curves weighted by household size. In all
1 BELOW $1 PURCHASING POWER
cases measures of poverty to obtain Lorenz
PARITY(PPP) PER DAY
curves are calculated from primary datasources rather than existing estimates.
DEFINITION
Proportion of population below $1 per day is
Poverty in a country is estimated by converting
the percentage of the population living on less
the one dollar a day poverty line to local curren-
than $1.08 a day at 1993 international prices.
cy using the latest purchasing power parity
The one dollar a day poverty line is compared
(PPP) exchange rates for consumption taken
to consumption or income per person and
from World Bank estimates. Local consumer
includes consumption from own production
price indices are then used to adjust the inter-
and income in kind. This poverty line has
national poverty line in local currency to prices
fixed purchasing power across countries or
prevailing around the time of the surveys. This
areas and is often called an "absolute poverty
international poverty line is used to identify how
line" or measure of extreme poverty.
many people are below the one dollar a daythreshold.
GOAL AND TARGET ADDRESSED
Goal 1. Eradicate extreme poverty and hunger
The PPP-based international poverty line is
Target 1. Halve, between 1990 and 2015, the
required only to allow comparisons across
proportion of people whose income is less
countries and to produce estimates of pover-
than one dollar a day
ty at the aggregate level. Most countries alsoset their own poverty lines (SEE INDICATOR 1A).
RATIONALE
The indicator allows for comparing and aggre-
DATA COLLECTION AND SOURCE
gating progress across countries in reducing the
The indicator is produced by the World Bank
number of people living under extreme poverty
Development Research Group based on data
and for monitoring trends at the global level.
obtained from government statistical officesand World Bank country departments. It is not
METHOD OF COMPUTATION
normally calculated by national agencies.
The World Bank regularly estimates povertybased on the one dollar a day poverty line.
Data on household income, consumption and
Estimates are based on incomes or consump-
expenditure, including income in kind, are
tion levels derived from household surveys.
generally collected through household budget
Whenever possible, consumption is preferred
surveys or other surveys covering income and
to income for measuring poverty. When con-
sumption data are not available, income isused.
When available, household consumption dataare preferred to income data. National statis-
Consumption, which includes consumption
tical offices, sometimes in conjunction with
for own production, or income per person, and
other national or international agencies, usu-
its distribution are estimated from household
ally undertake such surveys.
surveys. Household consumption or income isdivided by the number of people in the house-
Only surveys that meet the following criteria are
hold to establish the income per person.
used: they are nationally representative, includea sufficiently comprehensive consumption or
The distribution of consumption or income is
income aggregate (including consumption or
estimated using empirical Lorenz (distribu-
income from own production), and they allow for
the construction of a correctly weighted distri-
The one dollar a day poverty measure is used
bution of consumption or income per person.
to assess and monitor poverty at the globallevel, but like other indicators it is not equally
The most recent estimates of PPP for devel-
relevant in all regions because countries have
oping countries are based on data collected
between 1993 and 1996, standardized to
Measurements of poverty in countries are
1993 international prices. Global price com-
generally based on national poverty lines.
parisons are carried out by the InternationalComparison Programme of the World Bank
PPP exchange rates are used because they
and others. New estimates of PPPs are
take into account the local prices of goods
expected in 2006.
and services that are not traded internation-ally. Although PPP rates were designed for
PERIODICITY OF MEASUREMENT
Household budget or income surveys are
accounts, they may not fully reflect the com-
undertaken at different intervals in different
parative cost of goods typically consumed by
countries. In developing countries they typi-
cally take place every three to five years.
There are also problems in comparing poverty
PPP surveys are conducted at infrequent
measures within countries, especially for urban-
intervals. The last price survey through the
rural differences. The cost of living is typically
International Comparison Programme was
higher in urban than in rural areas, so the urban
completed in 1996, and the next will begin in
monetary poverty line should be higher than the
2003. It is, however, possible to extrapolate
rural monetary poverty line. However, it is not
from PPP surveys, and the World Bank con-
always clear that the difference between the
version factors are calculated in this way.
two poverty lines found in practice properlyreflects the difference in the cost of living.
GENDER ISSUES
Households headed by women tend to have
In considering whether to use income or con-
lower incomes and are therefore more likely
sumption as a welfare indicator, income is
to have incomes per person lower than one
generally more difficult to measure accurate-
dollar. However, this relationship should be
ly, and consumption accords better with the
carefully studied to take into account nation-
idea of the standard of living than income,
al circumstances and the definition of head of
which can vary over time even if the standard
household adopted in data collection, which is
of living does not. Nevertheless, consumption
not necessarily related to being the chief
data are not always available, and when they
source of economic support. Whether house-
are not there is little choice but to use income.
holds are headed by women or men, genderrelations affect intrahousehold resource allo-
There is also a problem with comparability
cation and use. It is not possible to estimate
across surveys: household survey question-
sex-disaggregated poverty rates from avail-
naires can differ widely, and even similar sur-
veys may not be strictly comparable becauseof differences in quality.
DISAGGREGATION ISSUES
It is sometimes possible to disaggregate this
Even if surveys are entirely accurate, the
indicator by urban-rural location.
measure of poverty can miss some importantaspects of individual welfare. First, using
COMMENTS AND LIMITATIONS
household consumption ignores inequalities
within households. Second, the measure does
not reflect people's feeling about relative
deprivation or their concerns about uninsured
WORLD BANK (2003 and annual).
World
risks to their income and health.
Development Indicators. Print and CD-ROM.
Table 2.6. Washington, D.C. Available in
Comparisons across countries at different levels
part from http://www.worldbank.org/data.
of development may also pose a problem, owing
WORLD BANK (2003).
Data and Statistics.
to differences in the relative importance of con-
Internet site http://www.worldbank.org/
sumption of non-market goods.
data . Washington, D.C.
WORLD BANK (2003).
Poverty Reduction
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ATEN (2002).
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POVERTY HEADCOUNT RATIO (PER-
UNITED NATIONS (1992).
Handbook of the
CENTAGE OF POPULATION BELOW
International Comparison Programme.
THE NATIONAL POVERTY LINE)
Series F, No. 62 (United Nations publica-tion, Sales No. E.92.XVII.12). Available from
http://unstats.un.org/unsd/pubs. (A, C, E,
The poverty headcount ratio is the proportion
of the national population whose incomes are
UNITED NATIONS (2003).
Millennium Indicators
below the official threshold (or thresholds) set
Database. Statistics Division Internet site
by the national Government. National poverty
lines are usually set for households of various
UNITED NATIONS DEVELOPMENT PROGRAMME
compositions to allow for different family
(2003 and annual).
Human Development
sizes. Where there are no official poverty
Report. New York: Oxford University Press.
lines, they may be defined as the level of
Available from http://hdr.undp.org.
income required to have only sufficient food
UNITED NATIONS, COMMISSION OF THE EUROPEAN
or food plus other necessities for survival.
COMMUNITIES, INTERNATIONAL MONETARY FUND,
ORGANISATION FOR ECONOMIC CO-OPERATION AND
GOAL AND TARGET ADDRESSED
DEVELOPMENT AND WORLD BANK (1994).
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the World Bank: Progress in Operationaliz-
portion of the national population that is con-
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2000/01. Washington, D.C. Available from
poverty analysis work for countries is based
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cally take place every three to five years.
lines tend to increase in purchasing power
with the average level of income of a country.
Households headed by women tend to havelower incomes and are therefore more likely
METHOD OF COMPUTATION
to have incomes per person below the pover-
Household income (or consumption) and its
ty line. However, this relationship should be
distribution are estimated from household
carefully studied to take into account nation-
surveys (SEE INDICATOR 1). The incomes of various
al circumstances and the definition of head of
household types, by composition, may then
household adopted in data collection, which is
be compared with the poverty lines for those
not necessarily related to being the chief
types of household. If the poverty lines are
source of economic support. Whether house-
expressed in terms of income per adult equiv-
holds are headed by women or men, gender
alent or some similar measure, the incomes of
relations affect intrahousehold resource allo-
the households must be measured on a simi-
lar basis. Household income may be convert-ed to income per adult equivalent by using
the modified equivalence scale of the
Disaggregation of the poverty headcount
Organisation for Economic Co-operation and
index is normally limited by the size of the
Development (OECD)—in which the first
household survey. It is common, however, for
household member over 16 equals 1, all others
indices to be produced for urban and rural
over 16 equal 0.5, all under 16 equal 0.3 —or
areas and for some subnational levels as the
some other equivalence scale. Household
sample allows. Estimates at low levels of dis-
incomes are then divided by the "equivalized"
aggregation may be made using "poverty
number of people in the household (two adults
mapping" techniques, which use the lower
would equal 1.5 according to the OECD scale)
levels of disaggregation available from popu-
to establish income per person.
lation censuses, particularly where the timingof the population census and household sur-
Once the number of households that are
vey is relatively close. Wherever household
below the poverty line has been estimated,
surveys provide income or consumption data
the number of people in those households is
disaggregated by sex of household heads,
aggregated to estimate the percentage of the
these data should be used.
population below the line.
COMMENTS AND LIMITATIONS
DATA COLLECTION AND SOURCE
The advantage of this indicator is that it is
Data on household income, consumption and
specific to the country in which the data are
expenditure, including income in kind, are
collected and where the poverty line is estab-
generally collected through household budget
lished. While the one dollar a day poverty line
surveys or other surveys covering income and
helps in making international comparisons,
national poverty lines are used to make moreaccurate estimates of poverty consistent with
National statistical offices, sometimes in con-
the characteristics and level of development
junction with other national or international
of each country. The disadvantage is that
agencies, usually undertake such surveys.
there is no universally agreed poverty line,even in principle, and international compar-
PERIODICITY OF MEASUREMENT
isons are not feasible.
Household budget or income surveys areundertaken at different intervals in different
There are also problems in comparing poverty
countries. In developing countries they typi-
measures within countries, especially for
urban and rural differences. The cost of living
POVERTY GAP RATIO (INCIDENCE
is typically higher in urban than in rural areas,
MULTIPLIED BY DEPTH OF POVER-
so the urban monetary poverty line should be
higher than the rural monetary poverty line.
But it is not always clear that the difference
between the two poverty lines found in prac-
Poverty gap ratio is the mean distance sepa-
tice properly reflects the difference in the
rating the population from the poverty line
cost of living.
(with the non-poor being given a distance ofzero), expressed as a percentage of the
REFERENCES AND INTERNATIONAL DATA
poverty line.
CANBERRA GROUP ON HOUSEHOLD INCOME
GOALAND TARGET ADDRESSED
(2001).
Expert Group on
Goal 1. Eradicate extreme poverty and hunger
Household Income Statistics: Final Report
Target 1. Halve, between 1990 and 2015, the
and Recommendations. Ottawa. Available
proportion of people whose income is less
than one dollar a day
SWEDEN, STATISTICS SWEDEN (1996).
Engendering
Statistics: A Tool for Change. Stockholm
.
The indicator measures the "poverty deficit"
UNITED NATIONS (2003).
Millennium Indicators
of the entire population, where the poverty
Database. Statistics Division Internet site
deficit is the per capita amount of resources
that would be needed to bring all poor people
UNITED NATIONS DEVELOPMENT PROGRAMME
above the poverty line through perfectly tar-
(2003 and annual).
Human Development
geted cash transfers.
Report. New York, Oxford University Press.
Available from http://hdr.undp.org.
METHOD OF COMPUTATION
WORLD BANK (2003 and annual).
World
The poverty gap ratio is the sum of the
Development Indicators. Print and CD-ROM.
income gap ratios for the population below
Notes to table 2.6. Washington, D.C.
the poverty line, divided by the total popula-
Available in part from http://www.world
tion, which can be expressed as follows:
ORLD BANK (2003).
Poverty Reduction
z −
yi
Strategy Sourcebook, vol. 1,
Core Techniques:
n i=1
z
Poverty Measurement and Analysis.
Washington,
where z is the poverty line, Yi is the income of
individual i, q is the number of poor people and
n is the size of the population. The povertygap can also be expressed (and thus calculated)
as the product of the average income gap
National statistical offices
ratio of poor people and the headcount ratio,
PG =
I *
H
z −
y
the distance is meaningful. For example, the
poverty gap in education could be the number
of years of education missing to reach the
defined threshold.
All the formulas are calculated based on data
REFERENCES AND INTERNATIONAL DATA
on individuals (
yi as individual income or con-
sumption). If household-level data are used,
CHEN, SHAOCHUA, and
MARTIN RAVALLION (2002).
the formulas have to be adjusted by the
How Did the World's Poorest Fare in the
weight
wi, which is the household size times
1990s? Working Paper No. 2409, pp.1-5.
sampling expansion factor for every house-
World Bank, Washington, D.C. Available
hold
i.
DATA COLLECTION AND SOURCE
UNITED NATIONS (2003).
Millennium Indicators
When based on the $1 a day poverty line, this
Database. Statistics Division Internet site
indicator is calculated by the World Bank.
When based on national poverty lines, the
WORLD BANK (2003 and annual).
World
indicator is commonly calculated by national
Development Indicators. Print and CD-ROM.
Washington, D.C. Available in part fromhttp://www.worldbank.org/data .
The data required are the same as those for
WORLD BANK (2003).
Poverty Reduction
Strategy Sourcebook, vol. 1, Core Techniques:Poverty Measurement and Analysis.
PERIODICITY OF MEASUREMENT
Household budget or income surveys are
undertaken at different intervals in different
countries. In developing countries, they typi-cally take place every three to five years.
Households headed by women may be con-centrated in the bottom fifth. However, thisrelationship should be carefully studied to
SHARE OF POOREST QUINTILE IN
take into account national circumstances and
NATIONAL CONSUMPTION
the definition of head of household adoptedin data collection, which is not necessarily
related to being the chief source of economic
Share of the poorest quintile in national con-
support. Whether households are headed by
sumption is the income that accrues to the
women or men, gender relations affect intra-
poorest fifth of the population.
household resource allocation and use.
GOAL AND TARGET ADDRESSED
COMMENTS AND LIMITATIONS
Goal 1. Eradicate extreme poverty and hunger
The comments under indicators 1 and 1A also
Target 1. Halve, between 1990 and 2015, the
proportion of people whose income is lessthan one dollar a day
This measure can also be used for non-mone-tary indicators, provided that the measure of
World Bank tries to produce comparable data
The indicator provides information about the
for international comparisons and for analysis
distribution of consumption or income of the
at the aggregated level (regional or global).
poorest fifth of the population. Because the
Survey data provide either per capita income
consumption of the poorest fifth is expressed
or consumption. Whenever possible, con-
as a percentage of total household consump-
sumption data are used rather than income
tion (or income), this indicator is a "relative
data. Where the original household survey
inequality" measure. Therefore, while the
data are not available, shares are estimated
absolute consumption of the poorest fifth
from the best available grouped data.
may increase, its share of total consumptionmay remain the same (if the total goes up by
PERIODICITY OF MEASUREMENT
the same proportion), decline (if the total
Household budget or income surveys are
goes up by a larger proportion) or increase (if
undertaken at different intervals in different
the total goes up by a smaller proportion).
countries. In developing countries, they typi-cally take place every three to five years.
METHOD OF COMPUTATION
Household income and its distribution are
estimated from household surveys. Household
Households headed by women may be con-
income is adjusted for household size to pro-
centrated in the bottom fifth. However, this
vide a more consistent measure of per capita
relationship should be carefully studied to
income for consumption. Household income is
take into account national circumstances and
divided by the number of people in the house-
the definition of head of household adopted
hold to establish income per person. The pop-
in data collection, which is not necessarily
ulation is then ranked by income. The income
related to the chief source of economic sup-
of the bottom fifth is expressed as a percent-
port. Whether households are headed by
age of aggregate household income. The cal-
women or men, gender relations affect intra-
culations are made in local currency, without
household resource allocation and use.
adjustment for price changes or exchangerates or for spatial differences in cost of living
INTERNATIONAL DATA COMPARISONS
within countries, because the data needed for
Since the underlying household surveys differ
such calculations are generally unavailable.
in method and type of data collected, the dis-tribution indicators are not easily comparableacross countries. These problems are dimin-
DATA COLLECTION AND SOURCE
ishing as survey methods improve and
For international purposes, this indicator is
become more standardized, but achieving
calculated by the World Bank, but it may also
strict comparability is still impossible (see
be calculated by national agencies. The
"COMMENTS AND LIMITATIONS" for INDICATOR 1).
Development Research Group of the WorldBank Group produces the indicator based on
COMMENTS AND LIMITATIONS
primary household survey data obtained from
Two sources of non-comparability should be
government statistical agencies and World
noted. First, the surveys can differ in many
Bank country departments.
respects, including whether they use incomeor consumption as the indicator of living stan-
Data on household income or consumption
dards. The distribution of income is typically
come from household surveys. Since underly-
more unequal than the distribution of con-
ing household surveys differ across countries
sumption. In addition, the definitions of
in methods and type of data collected, the
income usually differ among surveys. Con-
sumption is normally a better welfare indica-
PREVALENCE OF UNDERWEIGHT CHIL-
tor, particularly in developing countries (see
DREN UNDER 5 YEARS OF AGE
"COMMENTS AND LIMITATIONS" for INDICATOR 1).
Second, households differ in size (number of
Prevalence of (moderately or severely)
under-
members), extent of income sharing among
weight children is the percentage of children
members, age of members and consumption
under five years old whose weight for age is
needs. Differences among countries in these
less than minus two standard deviations from
respects may bias comparisons of distribution.
the median for the international referencepopulation ages 0–59 months. The interna-
The percentile chosen here is the bottom fifth
tional reference population was formulated
(quintile). The proportionate share of national
by the National Center for Health Statistics
household income of this group may go up
(NCHS) as a reference for the United States
while the proportionate share of some other
and later adopted by the World Health
percentile, such as the bottom tenth (decile),
Organization (WHO) for international use
may go down, and vice versa.
(often referred to as the NCHS/WHO refer-ence population).
REFERENCES AND INTERNATIONAL DATA
COMPARISONS
GOAL AND TARGET ADDRESSED
RAVALLION, MARTIN, and
SHAOHUA CHEN (1996).
Goal 1. Eradicate extreme poverty and hunger
What Can New Survey Data Tell Us about
Target 2. Halve, between 1990 and 2015, the
Recent Change in Distribution and Poverty?
proportion of people who suffer from hunger
World Bank Economic Review. Washington,D.C. 11/2:357-82.
UNITED NATIONS (2001).
Indicators of
Child malnutrition, as reflected in body
Sustainable Development: Guidelines and
weight, is selected as an indicator for several
Methodologies. Department of Economic
reasons. Child malnutrition is linked to poverty,
and Social Affairs, Division for Sustainable
low levels of education and poor access to
Development. Sales No. E.01.II.A.6.
health services. Malnourishment in children,
Available from http:// www.un.org/esa/
even moderate, increases their risk of death,
inhibits their cognitive development, and
UNITED NATIONS (2003).
Millennium Indicators
affects health status later in life. Sufficient
Database. Statistics Division Internet site
and good quality nutrition is the cornerstone
for development, health and survival of cur-
WORLD BANK (2003 and annual).
World
rent and succeeding generations. Healthy
Development Indicators. Print and CD-ROM.
nutrition is particularly important for women
Washington, D.C. Available in part from
during pregnancy and lactation so that their
children set off on sound developmentalpaths, both physically and mentally. Only
when optimal child growth is ensured for the
National statistical offices
majority of their people will Governments be
successful in their efforts to accelerate eco-nomic development in a sustained way.
The under-five underweight prevalence is aninternationally recognized public health indi-cator for monitoring nutritional status and
health in populations. Child malnutrition is
may be a sensitive issue in the country.
also monitored more closely than adult mal-
Gender differences may also be more pro-
nounced in some social and ethnic groups.
METHOD OF COMPUTATION
COMMENTS AND LIMITATIONS
The weights of the under-five child population
The weight-for-age indicator reflects body
in a country are compared with the weights
mass relative to chronological age and is influ-
given in the NCHS/WHO table of child weights
enced by both the height of the child (height
for each age group. The percentages of chil-
for age) and weight-for-height. Its composite
dren in each age group whose weights are
nature makes interpretation complex. For
more than 2 standard deviations less than the
example, weight for age fails to distinguish
median are then aggregated to form the total
between short children of adequate body
percentage of children under age 5 who are
weight and tall, thin children.
Low height for age or stunting, defined as minus
DATA COLLECTION AND SOURCE
two standard deviations from the median
At the national level, data are generally avail-
height for the age of the reference population,
able from national household surveys, includ-
measures the cumulative deficient growth
ing Demographic and Health Surveys, Multiple
asociated with long-term factors, including
Indicator Cluster Surveys and national nutri-
chronic insufficient daily protein intake.
Low weight for height, or wasting, defined as
For international comparisons and global or
below minus 2 standard deviations from the
regional monitoring, the United Nations
median weight for height of the reference pop-
Children's Fund (UNICEF) and WHO compile
ulation, indicates in most cases a recent and
international data series and estimate region-
severe process of weight loss, often associat-
al and global figures based on data from
ed with acute starvation or severe disease.
national surveys.
When possible, all three indicators should be
PERIODICITY OF MEASUREMENT
analysed and presented since they measure and
Household surveys are generally conducted
reflect different aspects of child malnutrition.
every three to five years.
REFERENCES AND INTERNATIONAL DATA
The data from national household surveys gen-
UNITED NATIONS CHILDREN'S FUND (2003).
erally show no significant differences in under-
Progress since the World Summit for
weight prevalence between boys and girls.
Children. New York. Available from
However, those trends should continue to be
monitored, particularly at the subnational
UNITED NATIONS CHILDREN'S FUND (annual).
level and within subgroups of the population.
The State of the World's Children. New York.
UNITED NATIONS (2001).
Indicators of
Sustainable Development: Guidelines and
Indicators of malnutrition generally show dif-
Methodologies. Department of Economic
ferentials between rural and urban settings. In
and Social Affairs, Division for Sustainable
some countries, child nutrition may vary
Development. Sales No. E.01.II.A. Available
across geographical areas, socio-economic
from http:// www.un.org/esa/sustdev/
groups or ethnic groups. However, showing
and analysing data on specific ethnic groups
UNITED NATIONS (2003).
Millennium Indicators
Database. Statistics Division Internet site
The indicator measures an important aspect
WORLD BANK (2003 and annual).
World
of the food insecurity of a population.
Development Indicators. Print and CD-ROM.
Sustainable development demands a concert-
Washington, D.C. Available in part from
ed effort to reduce poverty, including finding
solutions to hunger and malnutrition.
WORLD HEALTH ORGANIZATION (1986).
The
Alleviating hunger is a prerequisite for sus-
Growth Chart: A Tool for Use in Infant and
tainable poverty reduction since undernour-
Child Health Care. Geneva.
ishment seriously affects labour productivity
WORLD HEALTH ORGANIZATION (2002 and
and earning capacity. Malnutrition can be the
annual).
World Health Report. Geneva.
outcome of a range of circumstances. In order
Available from http://www.who.int/whr/
to work, poverty reduction strategies must
address food access, availability (physical and
WORLD HEALTH ORGANIZATION (2003).
Global
economic) and safety.
Database on Child Growth and Malnutrition.
Internet site http://www.who.int/nut-
METHOD OF COMPUTATION
growthdb/. Geneva.
Estimation of the proportion of people withinsufficient food (undernourishment) involves
UNICEF and WHO produce international data
specification of the distribution of dietary
sets based on survey data. In some countries,
energy consumption, considering the total
ages may have to be estimated.
food availability (from national global statis-tics) and inequality in access to food (from
national household surveys). The distribution
Ministries of health
is assumed to be unimodal and skewed. The
United Nations Children's Fund
log-normal function is used in estimating the
World Health Organization
proportion of the population below a mini-mum energy requirement level or cut-offpoint. The cut-off point is estimated as a pop-
PROPORTION OF THE POPULATION
ulation per capita average value, based on
5 BELOW MINIMUM LEVEL OF
dietary energy needed by different age and
DIETARY ENERGY CONSUMPTION
gender groups and the proportion of the pop-ulation represented by each age group.
DEFINITION
Proportion of the population below the mini-
The estimates are not normally available in
mum level of dietary energy consumption is
countries. The Food and Agriculture
the percentage of the population whose food
Organization of the United Nations (FAO) pre-
intake falls below the minimum level of
pares the estimates at the national level. They
dietary energy requirements. This is also
are then aggregated to obtain regional and
referred to as the prevalence of under-nour-
global estimates.
ishment, which is the percentage of the pop-ulation that is undernourished.
DATA COLLECTION AND SOURCE
The main data sources are country statistics
GOAL AND TARGET ADDRESSED
on local food production, trade, stocks and
Goal 1. Eradicate extreme poverty and hunger
non-food uses; food consumption data from
Target 2. Halve, between 1990 and 2015, the
national household surveys; country anthro-
proportion of people who suffer from hunger
pometric data by sex and age and UnitedNations country population estimates, in totaland by sex and age.
PERIODICITY OF MEASUREMENT
nificance of resulting estimates for assess-
Estimates for the most recent period and for
ment and policy-making. First, the estimates
selected benchmark periods (expressed as
are based on food acquired by (or available
three-year averages) are reported every year.
to) the households rather than the actualfood intake of individual household members.
Second, any inequity in intrahousehold access
Intrahousehold access to food may show dis-
to food is not taken into account. Third,
parities by gender. Also, cultural patterns of
changes in relative inequality of food distribu-
distribution and nutritional taboos may affect
tion through the assessed periods are not
women's nutrition. Women's higher require-
considered. However, FAO is monitoring any
ments for iron during pregnancy and breast-
evidence of significant changes over time that
feeding may result in iron deficiency anemia,
would require adjustment to the current esti-
which affects the result of pregnancy and
mation procedure.
may increase women's susceptibility to dis-eases. Although food consumption data do
Indicators should not be used in isolation.
not allow for disaggregation by sex, whenev-
Monitoring of the hunger reduction target
er household survey data are available by sex,
addresses two related problems: food depri-
efforts should be made to conduct a gender-
vation and child malnutrition. Analysis of food
based analysis.
deprivation is based on estimates of theprevalence of undernourishment in the whole
population. Analysis of child malnutrition is
In assessing food insecurity, it is important to
based on estimates of underweight prevalence
consider geographical areas that may be par-
in the child population. This is an indicator of
ticularly vulnerable (such as areas with a high
nutritional status of individual children (ade-
probability of major variations in production
quate weight for a given age), and the final
or supply or areas subject to natural disas-
outcome depends not only on food adequacy
ters) and the population groups whose access
but also on other multiple factors such as
to food is precarious or sporadic (due to struc-
infections, environmental conditions and care.
tural or economic vulnerability), such as eth-
Therefore, the combined use of both indica-
nic or social groups. However, showing and
tors would enhance the understanding of the
analysing data on specific ethnic groups may
changes in the food and nutrition situation.
be a sensitive issue in the country. Gender dif-ferences may also be more pronounced in
REFERENCES AND INTERNATIONAL DATA
some social and ethnic groups.
FOOD AND AGRICULTURE ORGANIZATION OF THE
Considering the need for disaggregated esti-
UNITED NATIONS (2002). FAO Methodology
mates, the FAO methodology has been expand-
ed to measure the extent of food deprivation at
Undernourishment. In
Proceedings of the
subnational levels, making appropriate use of
International Scientific Symposium on
available household survey data. To support
Measurement and Assessment of Food
countries in preparing disaggregated esti-
Deprivation and Undernutrition. Rome.
mates, FAO is conducting capacity-building
FOOD AND AGRICULTURE ORGANIZATION OF THE
activities for national statistical offices.
UNITED NATIONS (annual).
The State of Food
Insecurity in the World. Rome. Available
COMMENTS AND LIMITATIONS
The methods and data used by FAO have
implications for the precise meaning and sig-
WORLD HEALTH ORGANIZATION (1985).
Energy
and Protein Requirements: Report of a Joint
dren might be enrolled at other levels of edu-
FAO/WHO/UNU Expert Consultation. World
Health Organization Technical Report 724.
Geneva.
METHOD OF COMPUTATION
The indicator is calculated as the number of
enrolled students within the appropriate age
Food and Agriculture Organization of the
cohort according to school records as report-
ed to ministries of education, divided by thenumber of children of primary school age.
NET ENROLMENT RATIO IN PRI-
DATA COLLECTION AND SOURCE
Data on school enrolment are usually record-ed by the country ministry of education or
compiled from surveys and censuses. Data on
Net primary enrolment ratio is the ratio of the
the population in the official age group for the
number of children of official school age (as
primary level are available from national sta-
defined by the national education system)
tistical offices, based on population censuses
who are enrolled in primary school to the total
and vital statistics registration. Nationally
population of children of official school age.
reported values will be the same as interna-
Primary education provides children with
tionally reported values only if the same
basic reading, writing, and mathematics skills
methods and population estimates are used.
along with an elementary understanding ofsuch subjects as history, geography, natural
For international comparisons and estimates
science, social science, art and music
of regional and global aggregates, theUNESCO Institute for Statistics regularly pro-
GOAL AND TARGET ADDRESSED
duces data series on school enrolment based
Goal 2. Achieve universal primary education
on data reported by education ministries or
Target 3. Ensure that, by 2015, children every-
national statistical offices and United Nations
where, boys and girls alike, will be able to
complete a full course of primary schooling
For countries for which administrative data are
not available, household survey data may be
The indicator is used to monitor progress
used to assess school attendance rather than
towards the goal of achieving universal pri-
enrolment. Among international surveys, the
mary education, identified in both the
Indicator Cluster Survey and
Millennium Development Goals and the
Demographic and Health Surveys (and some-
Education for All initiative. It shows the pro-
times Living Standards Measurement Surveys
portion of children of primary school age who
are enrolled in primary school. Net enrolment
Questionnaires in Africa) provide school
refers only to children of official primary
attendance data.
school age. (Gross enrolment includes childrenof any age.) Net enrolment rates below 100
PERIODICITY OF MEASUREMENT
per cent provide a measure of the proportion
Enrolment data are recorded regularly by min-
of school age children who are not enrolled at
istries of education and are available on a yearly
the primary level. This difference does not
basis. Data derived from surveys and census-
necessarily indicate the percentage of stu-
es, when administrative records on enrolment
dents who are not enrolled, since some chil-
by age and sex are not available, are less fre-
quent. Net enrolment rates produced by
repeat years may mistakenly be included in
UNESCO are available on an annual basis for
the net figures. Children's ages may be inac-
two thirds of countries, but usually one year
curately estimated or misstated. Census data
after the reference year. The United Nations
may be out of date or unreliable. There may
Population Division estimates population by
also be insufficient data on school enrolment
individual years of age biannually, although
by sex, but existing measurement problems
estimates may be based on population cen-
make it difficult to assess the situation cor-
suses conducted every 10 years in most
countries. Household survey data, such asthose from the Multiple Indicator Cluster
The indicator attempts to capture the educa-
Survey and Demographic and Health Surveys,
tion system's coverage and efficiency, but it
are available for many developing countries at
does not solve the problem completely. Some
regular intervals of three to five years.
children fall outside the official school agebecause of late or early entry rather than
because of grade repetition.
In situations of limited resources, families makedifficult choices about sending their children
Enrolment data compiled by UNESCO are
to school. They may perceive the value of ed-
adjusted to be consistent with the
ucation differently for boys and girls. Girls are
International Standard Classification of
more likely than boys to suffer from limited
Education, 1997 (ICSCED) and are therefore
access to education, especially in rural areas.
comparable across countries. National data
Nevertheless, where basic education is widely
derived from administrative records are not
accepted and overall enrolment is high, girls
necessarily based on the same classification
tend to equal or outnumber boys at primary
over time and may not be comparable with
and secondary levels.
data for other countries, unless exactly thesame classification is used. Similarly, the con-
cepts and terms in household surveys and
Rural and urban differences are particularly
censuses do not necessarily remain constant
important in the analysis of enrolment data
owing to significant differences in schoolfacilities, available resources, demand on chil-
REFERENCES AND INTERNATIONAL DATA
dren's time for work and dropout patterns. It
is also important to consider disaggregation
ASIAN DEVELOPMENT BANK. Gender Issues in
by geographical areas and social or ethnic
Basic and Primary Education. In
Gender
groups. However, showing and analysing data
Checklist:Education. Manila. Available from
on specific ethnic groups may be a sensitive
issue in the country. Gender differences may
also be more pronounced in some social and
UNITED NATIONS (1998).
Principles and
ethnic groups.
Recommendations for Population andHousing Censuses, Revision 1. Series M, No.
COMMENTS AND LIMITATIONS
67, Rev. 1, para. 2.156 Sales No.
School enrolments may be overreported for
E.98.XVII.1. Available from http://unstats.
various reasons. Survey data may not reflect
un.org/unsd/pubs (A, E, F, S).
actual rates of attendance or dropout during
UNITED NATIONS (2003).
Millennium Indicators
the school year. Administrators may report
Database. Statistics Division Internet site
exaggerated enrolments, especially if there is
a financial incentive to do so. Children who
UNITED NATIONS CHILDREN'S FUND (2003).
Monitoring Methods. New York. Internet sitehttp:// unicef.org/reseval/methodr. html.
GOAL AND TARGET ADDRESSED
UNITED NATIONS CHILDREN'S FUND (annual).
Goal 2. Achieve universal primary education
The State of the World's Children. New York.
Target 3. Ensure that, by 2015, children every-
UNITED NATIONS DEVELOPMENT PROGRAMME
where, boys and girls alike, will be able to
(2003 and annual).
Human Development
complete a full course of primary schooling
Report. New York: Oxford University Press.
Available from http://hdr.undp.org .
UNITED NATIONS EDUCATIONAL, SCIENTIFIC AND
The indicator measures an education sys-
CULTURAL ORGANIZATION (1978).
Revised
tem's success in retaining students from one
Recommendations Concerning the Inter-
grade to the next as well as its internal effi-
national Standardization of Educational
ciency. Various factors account for poor per-
Statistics. Paris. See also
UNESCO Statistical
formance on this indicator, including low qual-
Yearbook, 1998, chap.2.
ity of schooling, discouragement over poor per-
UNITED NATIONS EDUCATIONAL, SCIENTIFIC AND
formance and the direct and indirect costs of
CULTURAL ORGANIZATION (1997).
International
schooling. Students' progress to higher grades
Standard Classification of Education, 1997
may also be limited by the availability of
teachers, classrooms and educational materials.
http://www.uis.unesco.org. Path:
CoreTheme Education, Technical Guides.
METHOD OF COMPUTATION
WORLD BANK (2003 and annual).
World
The indicator is typically estimated from data
Development Indicators. Print and CD-ROM.
on enrolment and repetition by grade for two
Washington, D.C. Available in part from
consecutive years, in a procedure called the
reconstructed cohort method. This methodmakes three assumptions: dropouts never
UNESCO data since 1998 follow the 1997
return to school; promotion, repetition and
version of the International Standard
dropout rates remain constant over the entire
Classification of Education, 1997 ISCED, which
period in which the cohort is enrolled in
enables international comparability between
school; and the same rates apply to all pupils
countries. The time series data before 1998
enrolled in a given grade, regardless of
are not consistent with data for 1998 and after.
whether they previously repeated a grade.
The calculation is made by dividing the total
Ministries of education
number of pupils belonging to a school cohort
UNESCO Institute for Statistics
who reach each successive grade of the spec-ified level of education by the number ofpupils in the school cohort (in this case stu-
PROPORTION OF PUPILS STARTING
dents originally enrolled in grade 1 of primary
7 GRADE 1 WHO REACH GRADE 5
education) and multiplying the result by 100.
When estimated from household survey data,
The proportion of pupils starting grade 1 who
the proportion is estimated as the product of
reach grade 5, known as the survival rate to
the proportions of transition for each grade
grade 5, is the percentage of a cohort of
up to grade 5. The estimation follows the
pupils enrolled in grade 1 of the primary level
method of the United Nations Educational,
of education in a given school year who are
Scientific and Cultural Organization (UNESCO).
expected to reach grade 5.
The method of computation has limits in
DATA COLLECTION AND SOURCE
measuring the degree to which school
The indicator proposed by the UNESCO
entrants survive through primary education
Institute for Statistics is based on grade-specif-
because flows caused by new entrants, re-
ic enrolment data for two successive years for a
entrants, grade skipping, migration or transfers
country and on grade repeater data.
during the school year are not considered.
Household survey data are obtained from
Wherever possible, the indicator should be
Multiple Indicator Cluster Surveys and
complemented by the grade 1 intake rate, be-
Demographic and Health Surveys in a standard
cause together the indicators give a much
way and include information on current and last
better sense of the proportion of children in the
year school grade and level of attendance.
population who complete primary education.
PERIODICITY OF MEASUREMENT
REFERENCES AND INTERNATIONAL DATA
Where the data are available, they are pub-
lished annually about two years after the ref-
UNITED NATIONS (1998).
Principles and
erence year. Household surveys, such as
Recommendations for Population and
Multiple Indicator Cluster Surveys and
Housing Censuses, Revision 1, Series M, No.
Demographic and Health Surveys, are gener-
67, Rev. 1, para. 2.156. Sales No.
ally conducted every three to five years.
E.98.XVII.1. Available from http://unstats.
un.org/unsd/pubs . (A, E, F, S)
UNITED NATIONS (2001).
Indicators of
Frequency and dropout patterns vary
Sustainable Development: Guidelines and
between girls and boys. Reasons for leaving
Methodologies. Department of Economic
school also differ for girls and boys and by
and Social Affairs, Division for Sustainable
age. Families' demand on children's time to
Development. Sales No. E.01.II.A.6.
help in household-based work is an important
Available from http://www.un.org/esa/
factor and is often greater for girls. Also impor-
tant for girls are security, the proximity of
UNITED NATIONS (2003).
Millennium Indicators
school facilities and the availability of ade-
Database. Statistics Division Internet site
quate sanitation and other services in schools.
UNITED NATIONS CHILDREN'S FUND (2000).
Monitoring Progress toward the Goals of the
Rural and urban differences are particularly
World Summit for Children: The End-
important in the analysis of education data,
Decade Multiple Indicator Survey Manual.
owing to significant differences in school
New York. Available at http://www.unicef.
facilities, available resources, demand on chil-
dren's time for work, and dropout patterns. It
UNITED NATIONS CHILDREN'S FUND (annual).
is also important to consider disaggregation
The State of the World's Children. New York.
by geographical area and social or ethnic
UNITED NATIONS DEVELOPMENT PROGRAMME
groups. However, showing and analysing data
(2003 and annual).
Human Development
on specific ethnic groups may be a sensitive
Report. New York: Oxford University Press.
issue in the country. Gender differences may
Available at http://hdr.undp.org .
also be more pronounced in some social and
UNITED NATIONS EDUCATIONAL, SCIENTIFIC AND
ethnic groups.
CULTURAL ORGANIZATION (1978).
Revised
Recommendations
concerning
COMMENTS AND LIMITATIONS
International Standardization of Educational
Statistics. Paris. Also contained in
UNESCO
PRIMARY COMPLETION RATE
Statistical Yearbook 1998, chap.2.
UNITED NATIONS EDUCATIONAL, SCIENTIFIC AND
CULTURAL ORGANIZATION (1997).
International
Standard Classification of Education, 1997
Primary completion rate is the ratio of the
(ISCED). Montreal. Available at http://www.
total number of students successfully com-
uis.unesco.org. Select: Core Themes/
pleting (or graduating from) the last year of
primary school in a given year to the total
UNITED NATIONS EDUCATIONAL, SCIENTIFIC AND
number of children of official graduation age
CULTURAL ORGANIZATION (2003).
Education for
in the population.
All: Year 2000 Assessment, TechnicalGuidelines. Paris. Available at http://www.
GOAL AND TARGET ADDRESSED
Goal 2. Achieve universal primary education
UNITED NATIONS EDUCATIONAL, SCIENTIFIC AND
Target 3. Ensure that, by 2015, children every-
(2003).
World
where, boys and girls alike, will be able to
Education
Indicators.
complete a full course of primary schooling
WORLD BANK (2003 and annual).
World
The indicator, which monitors education sys-
Development Indicators. Print and CD-ROM.
tem coverage and student progression, is
Washington, D.C. Available in part from
intended to measure human capital formation
and school system quality and efficiency.
Comparable survival rates are produced by
The indicator focuses on the share of children
UNESCO for about 40 per cent of countries
who ever complete the cycle; it is not a meas-
based on data from national administrative
ure of "on-time" primary completion. Various
records. The number of countries reporting
factors may lead to poor performance on this
data for this indicator has increased over time
indicator, including low quality of schooling,
in part because of recent inclusion of esti-
discouragement over poor performance and
mates obtained from household surveys such
the direct and indirect costs of schooling.
as Multiple Indicator Cluster Surveys and
Students' progress to higher grades may also
Demographic and Health Surveys.
be limited by the availability of teachers,classrooms and educational materials.
METHOD OF COMPUTATION
UNESCO Institute for Statistics
The numerator may include over-age childrenwho have repeated one or more grades of primary school but are now graduating suc-cessfully. For countries where the number ofprimary graduates is not reported, a proxyprimary completion rate is calculated as theratio of the total number of students in thefinal year of primary school, minus the num-ber of students who repeat the grade in a typical year, to the total number of children ofofficial graduation age in the population.
DATA COLLECTION AND SOURCE
obvious anomalies and estimates that are
The indicator is compiled by staff in the
suspect. The current database is a mixture of
Education Group of the World Bank's Human
enrolment data and data based on different
Development Network based on two basic data
systems of graduation (examinations, diplo-
sources used to compute gross and net enrol-
mas, automatic promotion), limiting interna-
ment ratios: enrolment data from national
ministries of education and population datafrom the UNESCO Institute for Statistics. The
The indicator captures the final output of the
World Bank and the UNESCO Institute for
primary education system, so responses to
Statistics are committed to monitoring this
policy changes will register only with time.
indicator annually in the future.
The age-specific estimates are less reliable
PERIODICITY OF MEASUREMENT
than overall population estimates. This is
particularly an issue in countries with rela-tively rapid changes in population and its age
and sex distribution resulting from such caus-
More understanding is needed on the pat-
es as internal and international migration,
terns of completion by gender.
civil unrest and displacement. When age-spe-cific population breakdowns are not available,
the primary completion rate cannot be esti-
Rural and urban differences are particularly
important in the analysis of education dataowing to significant differences in school
Primary completion rates based on primary
facilities, available resources, demand on chil-
enrolment have an upward bias, since they do
dren's time for work and dropout patterns. It
not capture those who drop out during the
is also important to consider disaggregation
final grade. This implies that once the data on
by geographical area and social or ethnic
actual graduates become available for a
groups. However, showing and analysing data
country, the completion rate of the country
on specific ethnic groups may be a sensitive
would appear to decline.
issue in the country. Gender differences mayalso be more pronounced in some social and
REFERENCES AND INTERNATIONAL DATA
ethnic groups.
UNITED NATIONS EDUCATIONAL, SCIENTIFIC AND
COMMENTS AND LIMITATIONS
CULTURAL ORGANIZATION (1997).
International
The indicator reflects the primary school
Standard Classification of Education, 1997
cycle as nationally defined according to the
(ISCED). Montreal. Available at http://www.
International Standard Classification of
uis.unesco.org. Select: Core Themes/
Education, as is the case for gross and net
enrolment ratios.
WORLD BANK (2003).
Millennium Development
Goals:
Achieve universal primary education.
While the World Bank and the UNESCO
Internet site http://www.development
Institute for Statistics are committed to mon-
goals.org/Education.htm. Washington, D.C.
itoring this indicator annually, systems forcollecting and standardizing the data from
155 developing countries are not yet in place.
Ministries of education
As a result, the current database has many
UNESCO Institute for Statistics
gaps, particularly for small countries, earlier
years and gender breakdowns, as well as
LITERACY RATE OF 15–24 YEAR-OLDS
DATA COLLECTION AND SOURCE
Literacy data may be derived from populationcensuses, household surveys and literacy sur-
veys, and total population is derived from
Literacy rate of 15–24 year-olds, or the youth
national censuses or sample surveys. However,
literacy rate, is the percentage of the popula-
not all censuses or surveys include specific
tion 15–24 years old who can both read and
questions for assessing literacy. In some
write with understanding a short simple
countries where literacy questions are not
statement on everyday life. The definition of
included, a person's educational attainment
literacy sometimes extends to basic arith-
(years of schooling completed) is used to
metic and other life skills.
assess literacy status. A common practice isto consider those with no schooling as illiter-
GOAL AND TARGET ADDRESSED
ate and those who have attended grade 5 of
Goal 2. Achieve universal primary education
primary school as literate.
Target 3. Ensure that, by 2015, children every-
where, boys and girls alike, will be able to
Many household surveys, including the Multiple
complete a full course of primary schooling
Indicator Cluster Surveys, Demographic andHealth Surveys, Core Welfare Indicators
Questionnaires in Africa and Living Standards
The youth literacy rate reflects the outcomes
Measurement Studies, collect literacy data,
of primary education over the previous 10
which can provide complementary data for
years or so. As a measure of the effectiveness
countries without a recent census. However,
of the primary education system, it is often
definitions are not necessarily standardized
seen as a proxy measure of social progress
(see "COMMENTS AND LIMITATIONS").
and economic achievement. The literacy ratefor this analysis is simply the complement of
Most of the available data on literacy are
the illiteracy rate. It is not a measure of the
based on reported literacy rather than on
quality and adequacy of the literacy level
tested literacy and in some cases are derived
needed for individuals to function in a society.
from other proxy information.
Reasons for failing to achieve the literacystandard may include low quality of school-
PERIODICITY OF MEASUREMENT
ing, difficulties in attending school or drop-
Youth literacy rates may change more quickly
ping out before reaching grade 5.
than adult literacy rates and therefore need tobe measured more often. Since population
METHOD OF COMPUTATION
censuses normally occur only every 10 years,
The usual method of computation is to divide
input from more frequently administered
the number of people ages 15–24 who are lit-
labour force and household surveys are used
erate by the total population in the same age
for annual estimates. Data are available for
group and to multiply the total by 100. Since
consecutive five-year age cohorts starting at
literacy data are not always available for all
15–19 years old. Household surveys are gen-
countries and all censuses, the UNESCO
erally conducted every three to five years in
Institute for Statistics uses modeling tech-
most developing countries.
niques to produce annual estimates based onliteracy information obtained from national
censuses and surveys.
Higher illiteracy rates for women are the resultof lower school enrolment and early drop-outs. Moreover, because women generally
have less access to information and training
REFERENCES AND INTERNATIONAL DATA
COMPARISONS
and literacy programmes, estimates based onenrolments may overestimate literacy for girls.
UNITED NATIONS (1998).
Principles and
Recommendations for Population and
Housing Censuses, Revision 1, Series M, No.
Rural and urban differences are particularly
67, Rev. 1. Sales No. E.98.XVII.1. Available
important in the analysis of education data
from http://unstats. un.org/unsd/pubs (A,
because of significant differences in school
facilities, available resources, demand on chil-
UNITED NATIONS (2001).
Indicators of
dren's time for work and dropout patterns. It
Sustainable Development: Guidelines and
is also important to consider disaggregation
Methodologies. Sales No. E.01.II.A.6.
by geographical area and social or ethnic
Available from http://www.un.org/esa/
groups. However, showing and analysing data
on specific ethnic groups may be a sensitive
UNITED NATIONS (2003).
Millennium Indicators
issue in the country. Gender differences may
Database. Statistics Division Internet site
also be more pronounced in some social and
ethnic groups.
UNITED NATIONS CHILDREN'S FUND (annual).
The State of the World's Children. New York.
COMMENTS AND LIMITATIONS
UNITED NATIONS DEVELOPMENT PROGRAMME
Measurements of literacy can vary from sim-
(2003 and annual).
Human Development
ply asking "Are you literate or not?" to testing
Report. New York: Oxford University Press.
to assess literacy skills. In some cases, literacy
Available at http://hdr.undp.org.
is measured crudely in population censuses,
UNITED NATIONS EDUCATIONAL, SCIENTIFIC AND
either through self-declaration or by assuming
CULTURAL ORGANIZATION (1978).
Revised Rec-
that people with no schooling are illiterate.
ommendations concerning the International
This causes difficulty for international com-
Standardization of Educational Statistics.
parisons. Comparability over time, even for
Paris. See also
UNESCO Statistical
the same survey, may also be a problem
Yearbook,
1998, chap. 2.
because definitions of literacy used in the
UNITED NATIONS EDUCATIONAL, SCIENTIFIC AND
surveys are not standardized. The latest revi-
CULTURAL ORGANIZATION (2003).
Education for
sion of
Principles and Recommendations for
All: The Year 2000 Assessment:
Technical
Population and Housing Censuses advises
Guidelines.
countries against adopting a proxy measure-
ment based on educational attainment. It rec-
efa2000/tech.htm .
ommends that literacy questions be adminis-
UNITED NATIONS EDUCATIONAL, SCIENTIFIC AND
tered as part of national censuses and house-
CULTURAL ORGANIZATION (2003).
UNESCO
hold surveys, or as part of a post-census sam-
Institute for Statistics. Internet site
ple enumeration.
WORLD BANK (2003 and annual).
World
Shortcomings in the definition of literacy,
Development Indicators. Print and CD-ROM.
measurement problems and infrequency of
Washington, D.C. Available in part from
censuses and literacy surveys weaken this
indicator as a means of monitoring educationoutcomes related to the goal of achieving uni-
The main international source of data is the
versal primary education.
UNESCO international data series of annualand projected estimates based on informa-tion from national population censuses and
labour force, household and other surveys.
data are not available, household survey data
The estimates are available for approximately
may be used, although household surveys
130 countries.
usually measure self-reported attendancerather than enrolment as reported by schools.
Among international surveys, Multiple Indicator
Ministries of education
Cluster Surveys and Demographic and Health
National statistical offices
Surveys (and sometimes also Living Standards
UNESCO Institute for Statistics
Measurement Studies and Core WelfareIndicators Questionnaires in Africa) provideschool attendance data.
RATIO OF GIRLS TO BOYS IN PRI-
9 MARY, SECONDARY AND TERTIARY
For international comparison and estimation of
regional and global aggregates, the UNESCOInstitute for Statistics data series on school
enrolment can be used. The series is based on
Ratio of girls to boys in primary, secondary and
data reported by education ministries or
tertiary education is the ratio of the number
national agencies for enrolment.
of female students enrolled at primary, sec-ondary and tertiary levels in public and pri-
UNESCO produces ratios of girls to boys at
vate schools to the number of male students.
country, regional and global levels for use inmonitoring the Millennium Development Goals.
GOAL AND TARGET ADDRESSED
They are available at the Millennium Indicators
Goal 3. Promote gender equality and empower
web site http://millenniumindicators.un.org.
women
Target 4. Eliminate gender disparity in primary
PERIODICITY OF MEASUREMENT
and secondary education preferably by 2005,
Where official enrolment data are available,
and in all levels of education no later than 2015
estimates from UNESCO are normally availableannually about one year after the reference
year. Data from household surveys may be
The indicator of equality of educational oppor-
available for selected countries at various
tunity, measured in terms of school enrolment,
is a measure of both fairness and efficiency.
Education is one of the most important aspects
Official data on higher education are not as
of human development. Eliminating gender
frequently reported as data on primary and
disparity at all levels of education would help
to increase the status and capabilities ofwomen. Female education is also an impor-
tant determinant of economic development.
In situations of limited resources, familiesmake difficult choices about sending their
METHOD OF COMPUTATION
children to school. They may perceive the
The indicator is a ratio of the number of en-
value of education differently for boys and
rolled girls to enrolled boys, regardless of ages.
girls. Girls are more likely than boys to sufferfrom limited access to education, especially in
DATA COLLECTION AND SOURCE
rural areas. However, where basic education is
Data on school enrolment are usually record-
widely accepted and overall enrolment is high,
ed by the ministry of education or derived
girls tend to equal or outnumber boys at the
from surveys and censuses. If administrative
primary and secondary levels. The pattern is
similar in higher education, but with larger
UNITED NATIONS CHILDREN'S FUND (annual).
differences between the two genders.
The State of the World's Children. New York.
UNITED NATIONS DEVELOPMENT PROGRAMME
COMMENTS AND LIMITATIONS
(2003 and annual).
Human Development
Some 50 countries have no system of higher
Report. New York: Oxford University Press.
education. Private education tends to be
Available at http://hdr.undp.org .
underreported, but international coverage
UNITED NATIONS EDUCATIONAL, SCIENTIFIC AND
has improved over the last four cycles of the
CULTURAL ORGANIZATION (1978).
Revised
UNESCO Institute for Statistics survey.
Recommendations concerning the Inter-
Household survey data may include higher
national Standardization of Educational
and private education, but may not be com-
Statistics. Paris. See also
UNESCO
parable between surveys.
Statistical Yearbook, 1998, chap. 2.
UNITED NATIONS EDUCATIONAL, SCIENTIFIC AND
The indicator is an imperfect measure of the
CULTURAL ORGANIZATION (1997).
International
accessibility of schooling for girls because it
Standard Classification of Education, 1997
does not allow a determination of whether
(ISCED). Montreal. Available at http://www.
improvements in the ratio reflect increases in
uis.unesco.org. Select: Core Themes/
girls' school attendance (desirable) or decreases
in boys' attendance (undesirable). It also does
UNITED NATIONS EDUCATIONAL, SCIENTIFIC AND
not show whether those enrolled in school
CULTURAL ORGANIZATION (2003).
Education for
complete the relevant education cycles.
All: The Year 2000 Assessment,
TechnicalGuidelines. Paris. Available at http://www.
Another limitation of the indicator is that the
ratio reflects the sex structure of the school-
UNITED NATIONS EDUCATIONAL, SCIENTIFIC AND
age population. When the sex ratio in the
(2003).
World
school age population deviates significantly
Education Indicators. Internet site http://
from 1, the indicator will not adequately reflect
the actual differences between girls' and
dicators/indic0.htm. Montreal.
boys' enrolment. This happens in countries
WORLD BANK (2003 and annual).
World
where boys outnumber girls at younger ages.
Development Indicators. Print and CD-ROM.
Washington, D.C. Available in part from
A ratio based on net enrolment (indicator 6)
or gross enrolment is a better measure forthis indicator as it takes into account the pop-
ulation structure of the country.
Ministries of educationUNESCO Institute for Statistics
REFERENCES AND INTERNATIONAL DATA
COMPARISONS
UNITED NATIONS (2003).
Millennium Indicators
Database. Statistics Division Internet sitehttp://millenniumindicators.un.org .
UNITED NATIONS CHILDREN'S FUND (2000).
Monitoring Progress towards the Goals ofthe World Summit for Children: The End-Decade Multiple Indicator Survey Manual.
New York. Available at http://www.unicef.
org/reseval/methodr.html.
RATIO OF LITERATE WOMEN TO
Health Surveys, Core Welfare Indicators
10 MEN, 15–24 YEARS OLD
Questionnaires in Africa and Living StandardsMeasurement Surveys, collect literacy data,
which can provide complementary data for
The ratio of literate women to men, 15–24
countries without a recent census. However,
years old (literacy gender parity index) is the
definitions are not necessarily standardized
ratio of the female literacy rate to the male
(see "COMMENTS AND LIMITATIONS").
literacy rate for the age group 15–24.
PERIODICITY OF MEASUREMENT
GOAL AND TARGET ADDRESSED
Since population censuses normally occur
Goal 3. Promote gender equality and empower
every 10 years, input from more frequently
administered labour force, household and
Target 4. Eliminate gender disparity in primary
other surveys are used for annual estimates.
and secondary education preferably by 2005,
Household surveys are generally conducted
and in all levels of education no later than 2015
every three to five years in most developingcountries.
RATIONALE
The indicator measures progress towards
gender equity in literacy and learning oppor-
Higher illiteracy rates for women are the
tunities for women in relation to those for
result of lower school enrolment and early
men. It also measures a presumed outcome of
dropouts. Moreover, since women generally
attending school and a key indicator of
have less access to information, training and
empowerment of women in society. Literacy
literacy programmes, estimates based on
is a fundamental skill to empower women to
enrolments may overestimate literacy for girls.
take control of their lives, to engage directlywith authority and to gain access to the wider
COMMENTS AND LIMITATIONS
world of learning.
Measurements of literacy can vary from simplyasking "Are you literate or not?" to testing to
METHOD OF COMPUTATION
assess literacy skills. In some cases, literacy is
The indicator is derived by dividing the litera-
measured crudely in population censuses,
cy rate of women ages 15–24 by the literacy
either through self-declaration or by assuming
rate of men ages 15–24.
that people with no schooling are illiterate. Thiscauses difficulty for international comparisons.
DATA COLLECTION AND SOURCE
Comparability over time, even for the same
Literacy data may be derived from population
survey, may also be a problem because defini-
censuses, household surveys and literacy sur-
tions of literacy used in the surveys are not
veys. However, not all censuses or surveys
standardized. The latest revision of
Principles
include specific questions for assessing literacy.
and Recommendations for Population and
In some countries where literacy questions
Housing Censuses advises countries against
are not included, a person's educational
adopting a proxy measurement based on edu-
attainment (years of schooling completed) is
cational attainment. It recommends that litera-
used to assess literacy status. A common
cy questions be administered as part of nation-
practice is to consider those with no schooling
al censuses and household surveys or as part
as illiterate and defining those who have
of a post-census sample enumeration.
attended grade 5 of primary school as literate. Many household surveys, including the Multiple
Shortcomings in the definition of literacy,
Indicator Cluster Surveys, Demographic and
measurement problems and infrequency of
censuses and literacy surveys weaken this
tion censuses and labour force, household
indicator as a means of monitoring education
and other surveys. These estimates are avail-
outcomes related to the goal of achieving uni-
able for some 130 countries.
versal primary education.
REFERENCES AND INTERNATIONAL DATA
Ministries of education
National statistical offices
UNITED NATIONS (1998).
Principles and
UNESCO Institute for Statistics
Recommendations for Population andHousing Censuses, Revision 1, Series M, No.
67, Rev. 1, Sales No. E.98.XVII.1. Available
SHARE OF WOMEN IN WAGE EMPLOY-
at http://unstats. un.org/unsd/pubs. (A, E,
MENT IN THE NON-AGRICULTURAL
UNITED NATIONS (2003).
Millennium Indicators
Database. Statistics Division Internet site
The share of women in wage employment in
UNITED NATIONS CHILDREN'S FUND (annual).
the non-agricultural sector is the share of
The State of the World's Children. New York.
female workers in the non-agricultural sector
UNITED NATIONS DEVELOPMENT PROGRAMME
expressed as a percentage of total employ-
(2003 and annual).
Human Development
ment in the sector.
Report. New York, Oxford University Press.
Available at http://hdr.undp.org.
The
non-agricultural sector includes industry
UNITED NATIONS EDUCATIONAL, SCIENTIFIC AND
and services. Following the International
CULTURAL ORGANIZATION (1978).
Revised
Standard Industrial Classification (ISIC) of All
Recommendations concerning the Inter-
Economic Activities,
industry includes mining
national Standardization of Educational
and quarrying (including oil production), man-
Statistics. Paris. See also
UNESCO Statistical
ufacturing, construction, electricity, gas and
Yearbook, 1998, chap. 2.
water.
Services includes wholesale and retail
UNITED NATIONS EDUCATIONAL, SCIENTIFIC AND
trade; restaurants and hotels; transport, stor-
CULTURAL ORGANIZATION (2003).
Education for
age and communications; financing, insurance,
All: The Year 2000 Assessment:
Technical
real estate and business services; and com-
Guidelines. Paris. Available at http://www.
munity, social and personal services.
UNITED NATIONS EDUCATIONAL, SCIENTIFIC AND
Employment refers to people above a certain
CULTURAL ORGANIZATION (2003). UNESCO
age who worked or held a job during a refer-
Institute for Statistics Internet site
ence period. Employment data include both
full-time and part-time workers whose remu-
WORLD BANK (2003 and annual).
World
neration is determined on the basis of hours
Development Indicators. Print and CD-ROM.
worked or number of items produced and is
Washington, D.C. Available in part from
independent of profits or expectation of profits.
GOAL AND TARGET ADDRESSED
The main source of international data is the
Goal 3. Promote gender equality and empower
United Nations Educational, Scientific and
Cultural Organization's international data
Target 4. Eliminate gender disparity in primary
series of annual and projected estimates
and secondary education preferably by 2005,
based on information from national popula-
and in all levels of education no later than 2015
on other sources may be available annually or
The indicator measures the degree to which
less frequently in some developing countries.
labour markets are open to women in industryand service sectors, which affects not only
equal employment opportunity for women
There are large differences between women and
but also economic efficiency through flexibili-
men in non-agricultural employment, in particu-
ty of the labour market and, therefore, the
lar in developing countries. This is the result of
economy's ability to adapt to change.
differences between rates of participation inemployment for women and men as well as the
A significant global increase over the last
kind of employment in which they participate. In
decade in women's share in paid employment
many regions, women are more likely than men
in the non-agricultural sector indicates that
to be engaged in informal sector activities and
working women have become more integrat-
subsistence or unpaid work in the household.
ed into the monetary economy through par-ticipation in the formal and informal sectors.
Wage employment in most of Africa and much
However, labour markets remain strongly
of Asia and the Pacific is a middle-class, urban
segregated. In many countries, productive
phenomenon. Outside of urban areas, most
work under conditions of freedom, equity and
employment is agricultural, often for family
human dignity is in short supply, and this dis-
subsistence. However, where non-agricultural
proportionately affects women. Women are
employment is available, it is more likely to go
much more likely than men to work as con-
to male members of the household.
tributing family workers, without their ownpay, and in the informal sector, although there
As economies develop, the share of women in
are large differentials between countries and
non-agricultural wage employment becomes
at regional and national levels, often mirroring
increasingly important. A higher share in paid
the relative importance of agriculture.
employment could secure for them betterincome, economic security and well-being.
METHOD OF COMPUTATION
However, this shift is not automatic, nor does
The total number of women in paid employ-
it account for differentials in working condi-
ment in the non-agricultural sector is divided
tions between men and women. Other vari-
by the total number of people in paid employ-
ables need to be considered, such as level of
ment in that same sector.
education, level of remuneration and wagedifferentials, and the extent to which women
DATA COLLECTION AND SOURCES:
and men benefit from labour legislation and
Data are obtained from population censuses,
social programmes. Men more often hold reg-
labour force surveys, enterprise censuses and
ular and better remunerated jobs, whereas
surveys, administrative records of social
women are frequently in peripheral, insecure,
insurance schemes and official estimates
less valued jobs, as home workers, casual
based on results from several of these
workers or part-time or temporary workers.
sources. Enterprise surveys and administra-tive records are likely to cover only large pri-
COMMENTS AND LIMITATIONS
vate and public sector employers, in particu-
Although there are clear international stan-
lar in developing countries. The other sources
dards for the relevant concepts, countries
may cover the whole relevant population.
may use different defini tions for employmentstatus, especially for part-time workers, stu-
PERIODICITY OF MEASUREMENT:
dents, members of the armed forces and
Results from population censuses are normally
household or contributing family workers. Also,
available every 10 years, while estimates based
different sources of data may use different def-
initions and have different coverage, with limit-
UNITED NATIONS (1998).
Principles and
ed comparability across countries and over
Recommendations for Population and
time within the same country. The employment
Housing Censuses, Revision 1, Series M, No.
share of the agricultural sector is severely
67, Rev. 1. Sales No. E.98.XVII.1. Available
underreported. In addition, studies have shown
from http://unstats. un.org/unsd/pubs. (A,
that employment activity questions on stan-
dard censuses tend to grossly underestimate
UNITED NATIONS (2003).
Millennium Indicators
the extent of female employment of any kind.
Database. Statistics Division Internet sitehttp://millenniumindicators.un.org.
REFERENCES AND INTERNATIONAL DATA
WORLD BANK (2003 and annual).
World
Development Indicators. Print and CD-ROM.
ANKER, R., M.E. KHAN and
R.B. GUPTA (1988).
Washington, D.C. Available in part from
Women's Participation in the Labour Force:
A Methods Test in India for Improving ItsMeasurement.
International data are compiled by the
Development 16. Geneva: International
International Labour Organization based on
Labour Office.
data reported by countries. An increasing
INTERNATIONAL LABOUR OFFICE (1988).
Assessing
number of countries report economic activity
Contribution
according to the ISIC.
Development. Geneva.
INTERNATIONAL LABOUR OFFICE (2002).
Women
and Men in the Informal Economy: A statis-
Ministries of labour
tical picture. Geneva. available from http://
National statistical offices
International Labour Organization
INTERNATIONAL LABOUR ORGANIZATION (2000).
Current International Recommendations on
PROPORTION OF SEATS HELD BY
Labour Statistics, 2000 Edition. Geneva.
WOMEN IN NATIONAL PARLIAMENTS
INTERNATIONAL LABOUR ORGANIZATION (2003).
Laborsta—an International Labour Office
database on labour statistics operated by
The
proportion of seats held by women in
the ILO Bureau of Statistics. Internet site
national parliaments is the number of seats
held by women expressed as a percentage of
INTERNATIONAL LABOUR ORGANIZATION (annual).
all occupied seats.
Key Indicators of the Labour Market.
Geneva.
GOAL AND TARGET ADDRESSED
Goal 3. Promote gender equality and empower
INTERNATIONAL LABOUR ORGANIZATION (annual).
Yearbook of Labour Statistics. Geneva.
Target 4. Eliminate gender disparity in primary
Available at http://laborsta.ilo.org .
and secondary education preferably by 2005,
SWEDEN,
and in all levels of education no later than 2015
Engendering Statistics: A Tool for Change.
Stockholm.
UNITED NATIONS (1990).
International
Women's representation in parliaments is one
Standard Industrial Classification of All
aspect of women's opportunities in political
Economic Activities (ISIC). Series M, No. 4,
and public life, and it is therefore linked to
Rev. 3.1. available from http://unstats.un.
METHOD OF COMPUTATION
the resources, respect or constituency to
The indicator is obtained by dividing the num-
exercise significant influence.
ber of parliamentary seats occupied by womenby the total number of seats occupied.
REFERENCES AND INTERNATIONAL DATA
National parliaments consist of one or two
chambers. For international comparisons,
INTER-PARLIAMENTARY UNION (2003).
Women
generally only the single or lower house is
in National Parliaments. Internet site
considered in calculating the indicator.
DATA COLLECTION AND SOURCE
UNITED NATIONS (2003).
Millennium Indicators
At the national level, the data come from the
Database. Statistics Division Internet site
records of national parliaments. National par-
liaments also report the total number of par-
UNITED NATIONS DEVELOPMENT FUND FOR WOMEN
liamentary seats and the number occupied by
(2000).
Progress of the World's Women. New
women and men to the Inter-Parliamentary
York. available from http://www.unifem.
Union (IPU), which regularly compiles interna-
tional data series and global and regional
UNITED NATIONS DEVELOPMENT PROGRAMME
(2003 and annual).
Human DevelopmentReport. New York: Oxford University Press.
PERIODICITY OF MEASUREMENT
Available at http://hdr.undp.org.
The data are commonly available from nationalparliaments and updated after an election.
The IPU regularly compiles international data
National parliaments also transmit their data
series and global and regional aggregates.
to the IPU at least once a year and when thenumbers change significantly, such as after
an election.
National parliamentsInter-Parliamentary Union
GENDER ISSUES
Women are underrepresented in all decision-
making bodies and within political parties,
UNDER-FIVE MORTALITY RATE
particularly at the higher echelons. Womenstill face many practical obstacles to the fullexercise of their role in political life.
DEFINITION
The
under-five mortality rate is the probability
COMMENTS AND LIMITATIONS
(expressed as a rate per 1,000 live births) of a
Parliaments vary considerably in their inde-
child born in a specified year dying before
pendence and authority, though they generally
reaching the age of five if subject to current
engage in law-making, oversight of
age-specific mortality rates.
Government and representation of the elec-torate. In terms of measuring women's real
GOAL AND TARGET ADDRESSED
political decision-making, this indicator may
Goal 4. Reduce child mortality
not be sufficient, because women still face
Target 5. Reduce by two thirds, between 1990
many obstacles in fully and efficiently carry-
and 2015, the under-five mortality rate
ing out their parliamentary mandate. Thus,being a member of parliament, especially in
developing countries and emerging democra-
The indicator, which relates directly to the
cies, does not guarantee that a woman has
target, measures child survival. It also reflects
the social, economic and environmental con-
ing countries. Household surveys that include
ditions in which children (and others in society)
questions on births and deaths are generally
live, including their health care. Because data
conducted every three to five years.
on the incidences and prevalence of diseases(morbidity data) frequently are unavailable,
mortality rates are often used to identify vul-
Under-five mortality rates are higher for boys
nerable populations. The under-five mortality
than for girls in countries without significant
rate captures more than 90 per cent of global
parental gender preferences. Under-five mor-
mortality among children under the age of 18.
tality better captures the effect of gender dis-crimination than infant mortality, as nutrition
METHOD OF COMPUTATION
and medical interventions are more important
Age-specific mortality rates are calculated
in this age group, while biological differences
from data on births and deaths in vital statis-
have a higher impact during the first year of
tics registries, censuses and household surveys
life (see also indicator 14, infant mortality
in developing countries. Estimates based on
rate). There may be gender-based biases in
household survey data are obtained directly
the reporting of child deaths.
(using birth history, as in Demographic andHealth Surveys) or indirectly (Brass method,
as in Multiple Indicator Cluster Surveys). The
Under-five mortality generally shows large
data are then summed for children under five,
disparities across geographical areas and
and the results are expressed as a rate per
between rural and urban areas. Under-five
1,000 live births.
mortality may also vary across socio-econom-ic groups. Children in some ethnic groups
DATA COLLECTION AND SOURCE
might also be at higher risk of malnutrition,
At the national level, the best source of data
poorer health and higher mortality. However,
is a complete vital statistics registration sys-
showing and analysing data on specific ethnic
tem—one covering at least 90 per cent of
groups may be a sensitive issue in the coun-
vital events in the population. Such systems
try. Gender differences may also be more pro-
are uncommon in developing countries, so
nounced in some social and ethnic groups.
estimates are also obtained from sample sur-veys or derived by applying direct and indirect
COMMENTS AND LIMITATIONS
estimation techniques to registration, census
Data on under-five mortality is more com-
or survey data. A wide variety of household
plete and more timely than data on adult mor-
surveys, including Multiple Indicator Cluster
tality. The under-five mortality rate is consid-
Surveys and Demographic and Health
ered to be a more robust estimate than the
Surveys, are used in developing countries.
infant mortality rate if the information isdrawn from household surveys.
Several international agencies produce coun-try estimates based on available national data
In developing countries, household surveys
for purposes of international comparisons
are essential to the calculation of the indica-
and assessment of global and regional trends
tor, but there are some limits to their quality.
(see below, "International data compar-
Survey data are subject to recall error; in
addition, surveys estimating under-fivedeaths require large samples because such
PERIODICITY OF MEASUREMENT
incidences are uncommon and representative
Vital statistics are typically available once a
households cannot ordinarily be identified for
year, but they are unreliable in most develop-
sampling. Moreover, the frequency of the sur-
vey is generally only every three to five years.
Tenth Revision (ICD-10), vol. 1. Geneva.
Therefore, when using household surveys it is
WORLD HEALTH ORGANIZATION (2003).
WHO
important to take sampling errors into
Statistical Information System (WHOSIS)—
account. In addition, indirect estimates rely
Evidence and Information for Health Policy.
on estimated actuarial ("life") tables that may
Internet site http://www3.who.int/whosis/
be inappropriate for the population con-
menu.cfm. Geneva.
Mortality rates are among the most frequently
There are also gender-based biases in the
used indicators to compare levels of socio-
reporting of child deaths.
economic development across countries. TheUnited Nations Population Division, the
REFERENCES AND INTERNATIONAL DATA
United Nations Children's Fund and the World
Health Organization regularly produce esti-
(2001).
Indicators of
mates of under-five mortality based on avail-
Sustainable Development: Guidelines and
able national data. The data series may differ,
Methodologies. Sales No. E.01.II.A.6.
however, owing to differences in methodolo-
Available from http://www.un.org/esa/
gies used to estimate data and differences in
reporting periods.
UNITED NATIONS (2001).
Principles and
Recommendations for a Vital Statistics
System, Revision 2. Series M, No. 19, Rev. 2.
Ministries of health
Sales No. 01.XVII.10. Available from http://
National statistical offices
United Nations Children's Fund
UNITED NATIONS (2003 and biennial).
World
World Health Organization
Population Prospects: The 2002 Revision,vol. 1.
Comprehensive Tables (Sales No.
E.03.XIII.6) and vol. 2,
Sex and Age distribu-
INFANT MORTALITY RATE
tion of the World Population (Sales No.
E.03.XIII.7). Available from http://esa.
un.org/unpp.
UNITED NATIONS CHILDREN'S FUND (2000).
The
infant mortality rate is typically defined
Monitoring Progress towards the Goals of
as the number of infants dying before reaching
the World Summit for Children: The End-
the age of one year per 1,000 live births in a
Decade Multiple Indicator Survey Manual.
New York. Available from http://www.
unicef. org/reseval/methodr.html .
GOAL AND TARGET ADDRESSED
UNITED NATIONS CHILDREN'S FUND (annual).
Goal 4. Reduce child mortality
The State of the World's Children. New York.
Target 5. Reduce by two-thirds, between 1990
UNITED NATIONS DEVELOPMENT PROGRAMME
and 2015, the under-five mortality rate
(2003 and annual).
Human DevelopmentReport. New York: Oxford University Press.
available from http://hdr.undp.org .
Although the target relates specifically to
WORLD BANK (2003 and annual).
World
under-five mortality, infant mortality is rele-
Development Indicators. Print and CD-ROM.
vant to the monitoring of the target since it
Washington, D.C. Available in part from
represents an important component of
under-five mortality.
International Statistical Classification of
Infant mortality rates measure child survival.
Diseases and Related Health Problems,
They also reflect the social, economic and
environmental conditions in which children
(and others in society) live, including their
Girls have a survival advantage over boys dur-
health care. Since data on the incidence and
ing the first year of life, largely based on bio-
prevalence of diseases (morbidity data) fre-
logical differences. This is especially so during
quently are unavailable, mortality rates are
the first month of life when perinatal condi-
often used to identify vulnerable populations.
tions are most likely to be the cause or a con-tributing cause of death. While infant mortal-
METHOD OF COMPUTATION
ity is generally higher for boys than for girls, in
The indicator is the number of deaths of
some countries girls' biological advantage is
infants under one year of age in the indicated
outweighed by gender-based discrimination
year per 1,000 live births in the same year.
(see also INDICATOR 13, "Under-five mortalityrate"). However, under-five mortality better
For data from vital statistics registrations
captures the effect of gender discrimination
(when reliable), the number of live births and
than infant mortality, as nutrition and medical
deaths in the same year of children under one
interventions are more important after age
year old are estimated. The number of deaths
is divided by the number of births and theresult is multiplied by 1,000.
DISAGGREGATION ISSUES
Infant mortality generally shows large dispar-
For data from household surveys, infant mor-
ities across geographical areas and between
tality estimates are obtained directly (using
urban and rural areas. Infant mortality may
birth history, as in Demographic and Health
also vary across socioeconomic groups, and
Surveys) or indirectly (Brass method, as in
the indicator is often used as a general indi-
Multiple Indicator Cluster Surveys). When
cator of social distress in populations. Infants
estimated indirectly, the under-one mortality
in some ethnic groups might also be at higher
estimates must be consistent with the under-
risk of malnutrition, poorer health and higher
five mortality estimates.
mortality. However, showing and analysingdata on specific ethnic groups may be a sen-
DATA COLLECTION AND SOURCE
sitive issue in the country. Gender differences
The best source of data is a complete vital sta-
may also be more pronounced in some social
tistics registration system—one covering at
and ethnic groups.
least 90 per cent of vital events in the popula-tion. Such systems are uncommon in developing
COMMENTS AND LIMITATIONS
countries, so estimates are also obtained from
The infant mortality rate is considered to be a
sample surveys or derived by applying direct
more robust estimate than the under-five
and indirect estimation techniques to registra-
mortality rate if the information is drawn from
tion, census or survey data. A wide variety of
vital statistics registration.
household surveys, including Multiple IndicatorCluster Surveys and Demographic and Health
In developing countries, household surveys
Surveys, are used in developing countries.
are essential to the calculation of the indica-tor, but there are some limits to their quality.
PERIODICITY OF MEASUREMENT
Survey data are subject to recall error, and
Vital statistics are typically available once a
surveys estimating infant deaths require large
year, but they are unreliable in most develop-
samples because such incidences are uncom-
ing countries. Household surveys that include
mon and representative households cannot
questions on births and deaths are usually
ordinarily be identified for sampling.
conducted every three to five years.
Moreover, the frequency of the surveys isgenerally only every three to five years.
Therefore, when using household survey esti-
mates, it is important to take sampling errors
United Nations Children's Fund and the World
into account.
Health Organization regularly produce esti-mates of infant and under-five mortality
REFERENCES AND INTERNATIONAL DATA
based on available national data. The data
series may differ, however, owing to differ-
ences in methodologies used to estimate data
Demographic Dictionary. Population Studies,
and differences in reporting periods.
No. 29. Sales No. E.58.XIII.4.
UNITED NATIONS (1999).
World Population
Prospects: The 1998 Revision, vol. III,
Ministries of health
Analytical Report. Sales No. E.99.XIII.10.
National statistical offices
UNITED NATIONS (2001).
Principles and
United Nations Children's Fund
Recommendations for a Vital Statistics
World Health Organization
System, Revision 2. Series M, No. 19, Rev. 2.
Sales No. 01.XVII.10. Available from http://unstats.un. org/unsd/pubs.
PROPORTION OF 1-YEAR-OLD
UNITED NATIONS (2003 and biennial).
World
CHILDREN IMMUNIZED AGAINST
Population Prospects: The 2002 Revision,
vol. 1.
Comprehensive Tables (Sales No.
E.03.XIII.6) and vol. 2,
Sex and Age distribu-
tion of the World Population. (Sales No.
The
proportion of 1-year-old children immu-
E.03.XIII.7). Available from http://esa.
nized against measles is the percentage of
children under one year of age who have
UNITED NATIONS CHILDREN'S FUND (annual).
The
received at least one dose of measles vaccine.
State of the World's Children. New York.
UNITED NATIONS DEVELOPMENT PROGRAMME
GOAL AND TARGET ADDRESSED
(2003 and annual).
Human Development
Goal 4. Reduce child mortality
Report. New York: Oxford University Press.
Target 5. Reduce by two thirds, between 1990
available from http://hdr.undp.org .
and 2015, the under-five mortality rate
WORLD BANK (2003 and annual).
World
Development Indicators. Print and CD-ROM.
Washington, D.C. Available in part from
The indicator provides a measure of the cov-
erage and the quality of the child health-care
system in the country. Immunization is an
International Statistical Classification of
essential component for reducing under-five
Diseases and Related Health Problems, Tenth
mortality. Governments in developing coun-
Revision (
ICD-10), vol.1. Geneva.
tries usually finance immunization against
WORLD HEALTH ORGANIZATION (2003).
WHO
measles and diphtheria, pertussis (whooping
Statistical Information System (WHOSIS)—
cough) and tetanus (DPT) as part of the basic
Evidence and Information for Health Policy.
health package. Among these vaccine-pre-
Internet site http://www3.who.int/whosis/
ventable diseases of childhood, measles is the
menu.cfm . Geneva.
leading cause of child mortality. Health andother programmes targeted at those specific
Mortality rates are among the most frequently
causes are one practical means of reducing
used indicators to compare levels of socio-
child mortality.
economic development across countries. TheUnited Nations Population Division, the
METHOD OF COMPUTATION
The indicator is estimated as the percentage
Immunization programmes are generally free
of children ages 12–23 months who received
of charge and should not discriminate
at least one dose of measles vaccine either
between boys and girls. However, in some
any time before the survey or before the age
countries of south-central Asia and northern
of 12 months. Estimates of immunization
Africa, girls' immunization rates are lower
coverage are generally based on two sources
than boys', probably due to cultural rather
of empirical data: administrative data and
than economic reasons.
coverage surveys (see "Data collection andsources"). For estimates based on administra-
COMMENTS AND LIMITATIONS
tive data, immunization coverage is derived
The first dose of measles vaccine is supposed
by dividing the total number of vaccinations
to be administered to all children at the age of
by the number of children in the target popu-
nine months or shortly after. By 2000, most
lation. For most vaccines, the target popula-
countries were providing a "second opportu-
tion is the national annual number of births or
nity" for measles vaccination, either through a
number of surviving infants (this may vary
two-dose routine schedule or through a com-
depending on a country's policies and the
bined routine schedule and supplementary
specific vaccine). Immunization coverage sur-
campaigns. Measles immunization coverage
veys are frequently used in connection with
is expressed as the percentage of children
who have received at least one dose.
DATA COLLECTION AND SOURCE
Vaccination coverage for measles needs to be
The two sources available at the national level
above 90 per cent to stop transmission of the
are reports of vaccinations performed by service
virus—not only because measles is so conta-
providers (administrative data) and house-
gious, but also because up to 15 per cent of
hold surveys containing information on chil-
children vaccinated at nine months fail to
dren's vaccination history (coverage surveys).
develop immunity. Some countries in the Latin
The principle types of surveys used as sources
America and Caribbean region, for example,
of information on immunization coverage are
administer the measles vaccine at 12–15
Expanded Programme on Immunization (EPI)
months of age. This has to be taken into
30 cluster surveys, Multiple Indicator Cluster
account in calculations of coverage based on
Surveys and Demographic and Health Surveys.
household surveys.
Routine data are compiled by national EPIprogramme managers.
In many developing countries, lack of preciseinformation on the size of the cohort of chil-
The World Health Organization and the United
dren under one year of age makes immuniza-
Nations Children's Fund compile country data
tion coverage difficult to estimate.
series based on both types of data, gatheredthrough the WHO/UNICEF Joint Reporting
REFERENCES AND INTERNATIONAL DATA
Form on Vaccine-Preventable Diseases.
GUNN, S.W.A., KLUWER ACADEMIC PUBLISHERS
PERIODICITY OF MEASUREMENT
(1990).
Multilingual Dictionary of Disaster
Administrative data are collected annually.
International
Surveys are generally conducted every three
Dordrecht, The Netherlands. English/
to five years.
UNITED NATIONS CHILDREN'S FUND (2003).
Health. Internet site http://www.unicef.
org/health/index.html. New York.
occurring between six weeks and one year
UNITED NATIONS CHILDREN'S FUND (2003).
after childbirth.
GOAL AND TARGET ADDRESSED
dex.htm. New York.
Goal 5. Improve maternal health
UNITED NATIONS CHILDREN'S FUND (annual).
Target 6. Reduce by three quarters, between
The State of the World's Children. New York.
1990 and 2015, the maternal mortality ratio
WORLD HEALTH ORGANIZATION (1992).
International Statistical Classification of
Diseases and Related Health Problems,
The indicator, which is directly related to the
Tenth Revision (ICD-10), vol. 1. Geneva.
target, monitors deaths related to pregnancy.
WORLD HEALTH ORGANIZATION (1999).
Such deaths are affected by various factors,
Recommended Standards for Surveillance
including general health status, education and
of Selected Vaccine-Preventable Diseases.
services during pregnancy and childbirth. It is
important to monitor changes in health condi-
WORLD HEALTH ORGANIZATION (2003).
tions related to sex and reproduction.
Measles. Internet site http://www.who.int/health_topics/measles/en. Geneva.
METHOD OF COMPUTATION
WORLD HEALTH ORGANIZATION (2003).
The maternal mortality ratio can be calculat-
Surveillance. Internet site http://www.who.
ed by dividing recorded (or estimated) mater-
nal deaths by total recorded (or estimated)live births in the same period and multiplying
WHO and UNICEF compile country data series
by 100,000. The indicator can be calculated
based on administrative data and household
directly from data collected through vital sta-
surveys, gathered through the WHO/UNICEF
tistics registrations, household surveys or
Joint Reporting Form on Vaccine-Preventable
hospital studies. However, those sources all
have data quality problems (see "Data collec-tion and sources"). Alternative methods
include a review of all deaths of women of
Ministries of health
reproductive age (so-called Reproductive Age
United Nations Children's Fund
Mortality Surveys, or RAMOS), longitudinal
World Health Organization
studies of pregnant women and repeatedhousehold studies. All these methods, howev-er, still rely on accurate reporting of deaths of
MATERNAL MORTALITY RATIO
pregnant women and of the cause of death,
something that is difficult to obtain.
Another problem is the need for large sample
The
maternal mortality ratio is the number of
sizes, which raises costs. This can be over-
women who die from any cause related to or
come by using sisterhood methods. The indi-
aggravated by pregnancy or its management
rect sisterhood method asks respondents
(excluding accidental or incidental causes)
four simple questions about how many of
during pregnancy and childbirth or within 42
their sisters reached adulthood, how many
days of termination of pregnancy, irrespective
have died and whether those who died were
of the duration and site of the pregnancy, per
pregnant around the time of death. However,
100,000 live births. The 10th revision of the
the reference period of the estimate is at least
International Classification of Diseases makes
10–12 years before the survey. The direct sis-
provision for including late maternal deaths
terhood method used in Demographic and
Health Surveys also asks respondents to
PERIODICITY OF MEASUREMENT
provide the date of death, which permits the
Every 7–10 years.
calculation of more recent estimates, buteven then the reference period tends to cen-
ter on 0–6 years before the survey.
The low social and economic status of girlsand women is a fundamental determinant of
Maternal deaths should be divided into two
maternal mortality in many countries. Low
groups. Direct obstetric deaths result from
status limits the access of girls and women to
obstetric complications of the pregnant state
education and good nutrition as well as to the
(pregnancy, labour and puerperium); from inter-
economic resources needed to pay for health
ventions, omissions or incorrect treatment; or
care or family planning services.
from a chain of events resulting from any ofthese. Indirect obstetric deaths result from pre-
COMMENTS AND LIMITATIONS
viously existing disease or disease that devel-
The indicator is generally of unknown reliability,
oped during pregnancy and that was not direct-
as are many other cause-specific mortality indi-
ly due to obstetric causes but was aggravated
cators, owing to the difficulty in distinguishing
by the physiologic effects of pregnancy.
deaths that are genuinely related to pregnancy
Published maternal mortality ratios should
from deaths that are not. Even in industrialized
always specify whether the numerator (number
countries with comprehensive vital statistics
of recorded maternal deaths) is the number of
registration systems, misclassification and
recorded direct obstetric deaths or the number
underreporting of maternal deaths can lead to
of recorded obstetric deaths (direct plus indi-
serious underestimation. Because it is a relative-
rect). Maternal deaths from HIV/AIDS and
ly rare event, large sample sizes are needed if
obstetrical tetanus are included in the maternal
household surveys are used. Household surveys
mortality ratio.
such as the Demographic and Health Surveyattempt to measure maternal mortality by ask-
DATA COLLECTION AND SOURCE
ing respondents about survivorship of sisters.
Good vital statistics registration systems are
While the sisterhood method reduces sample
rare in developing countries. Official data
size requirements, it produces estimates cover-
are usually obtained from health service
ing some 6–12 years before the survey, which
records, but few women in rural areas have
renders the data problematic for monitoring
access to health services. So in developing
progress or observing the impact of interven-
countries, it is more usual to use survey data.
tions. In addition, owing to the very large confi-
The most common sources of data are the
dence limits around the estimates, they are not
Demographic and Health Surveys and similar
suitable for assessing trends over time or for
household surveys. Available data on levels of
making comparisons between countries. As a
maternal mortality are generally significantly
result, it is recommended that process indica-
underestimated because of problems of mis-
tors, such as attendance by skilled health per-
classification and underreporting of maternal
sonnel at delivery and use of emergency obstet-
deaths. The World Health Organization, the
ric care facilities, be used to assess progress
United Nation's Children's Fund and the United
towards the reduction in maternal mortality.
Nations Population Fund have adjusted exist-ing data to take account of these problems
The maternal mortality ratio should not be
and have developed model-based estimates
confused with the maternal mortality rate
for countries with no reliable national data on
(whose denominator is the number of women
maternal mortality. It is those estimates that
of reproductive age), which measures the
are usually published in international tables.
likelihood of both becoming pregnant and
dying during pregnancy or the puerperium
WORLD HEALTH ORGANIZATION, and
UNITED
(six weeks after delivery). The maternal mor-
NATIONS CHILDREN'S FUND (1997).
The
tality ratio (whose denominator is the number
Sisterhood Method for Estimating Maternal
of live birth), takes fertility levels (likelihood of
Mortality: Guidance Notes for Potential
becoming pregnant) into consideration.
WORLD HEALTH ORGANIZATION, UNITED NATIONS
REFERENCES AND INTERNATIONAL DATA
and
UNITED
POPULATION FUND (2001).
Maternal Mortality
UNITED NATIONS (2003 and biennial).
World
in 1995. Geneva.
Population Prospects: The 2002 Revision,vol. 1.
Comprehensive Tables (Sales No.
The World Health Organization, the United
E.03.XIII.6) and vol. 2,
Sex and Age distribu-
Nation's Children's Fund and the United
tion of the World Population (Sales No.
Nations Population Fund have adjusted exist-
E.03.XIII.7). Available from http://esa.
ing data to account for the problems and have
developed model-based estimates for coun-
UNITED NATIONS (2003).
Millennium Indicators
tries with no reliable national data on mater-
Database. Statistics Division Internet site
nal mortality. It is those estimates that are
usually published in international tables.
UNITED NATIONS CHILDREN'S FUND (annual).
The State of the World's Children. New York.
UNITED NATIONS DEVELOPMENT PROGRAMME
Ministries of health
(2003 and annual).
Human Development
United Nations Children's Fund
Report. New York: Oxford University Press.
World Health Organization
Available from http://hdr.undp.org .
United Nations Population Fund
UNITED NATIONS POPULATION FUND (1998).
Issues in measuring and monitoring mater-nal mortality: implications for programmes.
PROPORTION OF BIRTHS ATTENDED
Technical and Policy Paper No.1. New York.
BY SKILLED HEALTH PERSONNEL
UNITED NATIONS POPULATION FUND (annual).
State of World Population. Available from
The
proportion of births attended by skilled
WORLD BANK (2003 and annual).
World
health personnel is the percentage of deliver-
Development Indicators. Print and CD-ROM.
ies attended by personnel trained to give the
Washington, D.C. Available in part from
necessary supervision, care and advice to
women during pregnancy, labour and the
WORLD HEALTH ORGANIZATION (1991).
post-partum period; to conduct deliveries on
Maternal Mortality: A Global Factbook.
their own; and to care for newborns.
WORLD HEALTH ORGANIZATION (1992).
Skilled health personnel include only those
International Statistical Classification of
who are properly trained and who have appro-
Diseases and Related Health Problems,
priate equipment and drugs. Traditional birth
Tenth Revision (ICD-10), vol. 1. Geneva.
attendants, even if they have received a short
WORLD HEALTH ORGANIZATION (1999).
training course, are not to be included.
Reduction of Maternal Mortality: A JointWHO/UNFPA/UNICEF/World Bank State-
GOAL AND TARGET ADDRESSED
ment. Geneva. Available from www.who.
Goal 5. Improve maternal health
Target 6. Reduce by three quarters, between
1990 and 2015, the maternal mortality ratio
tion of
skilled health personnel is sometimesdifficult because of differences in training of
health personnel in different countries.
Measuring maternal mortality accurately is
Although efforts have been made to stan-
unusually difficult, except where there is
dardize the definitions of doctors, nurses and
comprehensive registration of deaths and
midwives and auxiliary midwives used in most
causes of death. Several process indicators
household surveys, it is probable that many
have been proposed for tracking progress by
"skilled attendants" would not meet the crite-
focusing on professional care during pregnan-
ria for a "skilled attendant" as defined by the
cy and childbirth, particularly for the manage-
World Health Organization. Moreover, it is
ment of complications. The most widely avail-
clear that skilled attendants' ability to provide
able indicator is the proportion of women who
appropriate care in an emergency depends on
deliver with the assistance of a medically
the environment in which they work.
trained health-care provider.
DATA COLLECTION AND SOURCE
METHOD OF COMPUTATION
Data are collected through household sur-
The number of births attended by skilled
veys, in particular Demographic and Health
health personnel (doctors, nurses or mid-
Surveys and Multiple Indicator Cluster
wives) is expressed as a percentage of deliv-
Surveys, as well as other national household
eries (or births if those are the only data avail-
able) in the same period.
REFERENCES AND INTERNATIONAL DATA
The low social status of women in developing
UNITED NATIONS (2003).
Millennium Indicators
countries limits their access to economic
Database. Statistics Division Internet site
resources and basic education and thus their
ability to make decisions related to health and
UNITED NATIONS CHILDREN'S FUND (annual).
nutrition. Some women are denied access to
The State of the World's Children. New York.
care when it is needed either because of cul-
UNITED NATIONS DEVELOPMENT PROGRAMME
tural practices of seclusion or because deci-
(2003 and annual).
Human Development
sion-making is the responsibility of other
Report. New York: Oxford University Press.
family members. Lack of access to or use of
Available from http://hdr.undp.org.
essential obstetric services is a crucial factor
UNITED NATIONS POPULATION FUND (annual).
contributing to high maternal mortality.
State of World Population. Available fromhttp://www.unfpa.org/swp/swpmain.htm.
PERIODICITY OF MEASUREMENT
WORLD BANK (2003 and annual).
World
Household survey data on this indicator is
Development Indicators. Print and CD-ROM.
generally available every three to five years.
Washington, D.C. Available in part fromhttp://www.worldbank.org/data.
COMMENTS AND LIMITATIONS
WORLD HEALTH ORGANIZATION (2001).
The indicator is a measure of a health sys-
Reproductive Health Indicators for Global
tem's ability to provide adequate care for
Monitoring: Report of the Second
pregnant women. Concerns have been
Interagency Meeting, 2001. WHO/RHR/
expressed that the term
skilled attendant may
01.19. Geneva.
not adequately capture women's access to
WORLD HEALTH ORGANIZATION (2003).
WHO
good quality care, particularly when compli-
Statistical Information System (WHOSIS)—
cations arise. Standardization of the defini-
Evidence and Information for Health Policy.
Internet site http://www3.who.int/whosis/
percentage of all pregnant women in that age
menu.cfm. Geneva.
group whose blood is tested.
DATA COLLECTION AND SOURCE
Ministries of health
Data on HIV in pregnant women come from
United Nations Children's Fund
tests on leftover blood samples taken for
World Health Organization
other reasons during pregnancy. The samples
United Nations Population Fund
come from selected antenatal clinics duringroutine sentinel surveillance, chosen to reflecturban, rural and other socio-geographic divi-
HIV PREVALENCE AMONG PREG-
sions in a country. HIV prevalence data in
18 NANT WOMEN AGED 15-24 YEARS
groups with high-risk behaviour are collectedin serosurveys that are part of the surveil-
lance system or in ad hoc prevalence surveys.
HIV prevalence among 15–24 year-old preg-nant women is the percentage of pregnant
Only the results of unlinked, anonymous
women ages 15–24 whose blood samples
screening of blood taken for other purposes
test positive for HIV.
should be used in calculating this indicator ofHIV prevalence. Refusal and other forms of
GOAL AND TARGET ADDRESSED
participation bias are considerably reduced in
Goal 6. Combat HIV/AIDS, malaria and other
unlinked, anonymous HIV testing compared
with other forms of testing, such as in pro-
Target 7. Have halted by 2015 and begun to
grammes that offer counselling and voluntary
reverse the spread of HIV/AIDS
HIV testing for pregnant women to reducemother-to-child transmission.
The data are gathered by the World Health
HIV infection leads to AIDS. Without treatment,
Organization and the Joint United Nations
average survival from the time of infection is
Programme on HIV/AIDS.
about nine years. Access to treatment isuneven, and no vaccine is currently available.
PERIODICITY OF MEASUREMENT
The data are collated annually in many devel-
About half of all new HIV cases are among peo-
oping countries.
ple 24 years of age or younger. In generalizedepidemics (with prevalence consistently at more
than 1 per cent among pregnant women), the
Pregnant women are chosen for clinical sur-
infection rate for pregnant women is similar to
veillance, not because of gender issues, but
the overall rate for the adult population.
because they offer a unique opportunity to
Therefore, the indicator is a measure of the
monitor HIV/AIDS.
spread of the epidemic. In low-level and concen-trated epidemics, HIV prevalence is monitored in
Throughout the world, the unequal social status
groups with high-risk behaviour because preva-
of women places them at higher risk for con-
lence among pregnant women is low.
tracting HIV. Women are at a disadvantage whenit comes to access to information about HIV pre-
METHOD OF COMPUTATION
vention, the ability to negotiate safe sexual
The number of pregnant women whose blood
encounters and access to treatment for
samples test positive for HIV expressed as a
HIV/AIDS once infected. As a result of those
inequities and the dynamics of the epidemic, the
UNAIDS (2002).
Monitoring the Declaration
proportion of women among people living with
of Commitment on HIV/AIDS: Guidelines on
HIV/AIDS is rising in many regions.
Construction of Core Indicators. Geneva.
Available from http://www.unaids.org/en/
Data from surveillance of pregnant women at
UNAIDS (2003).
Report on the Global
antenatal care clinics are broken into urban pop-
HIV/AIDS Epidemic, 2002, biennial;
AIDS
ulations and populations living outside major
Epidemic Update. Geneva.
urban areas. In many countries, data from rural
UNITED NATIONS (2003).
Millennium Indicators
areas are rare. The indicator for pregnant
Database. Statistics Division Internet site
women ages 15–24 should be reported as the
median for the capital city, for other urban areas
UNITED NATIONS CHILDREN'S FUND (annual).
and for rural areas.
The State of the World's Children. New York.
UNITED NATIONS CHILDREN'S FUND, UNAIDS
COMMENTS AND LIMITATIONS
and
WORLD HEALTH ORGANIZATION (2002).
The indicator gives a fairly good idea of relative-
Young People and HIV/AIDS: Opportunity in
ly recent trends in HIV infection nationwide in
Crisis. New York.
countries where the epidemic is generalized. In
UNITED NATIONS DEVELOPMENT FUND FOR
areas where most HIV infections are confined to
WOMEN (2000).
Gender, HIV and Human
subpopulations with high-risk behaviours,
Rights: A Training Manual. New York.
trends should be assessed in those populations.
In most countries, serosurveillance sites have
UNITED NATIONS DEVELOPMENT FUND FOR WOMEN
not been selected as representative samples
(2001).
Turning the Tide: CEDAW and the
of the country. Logistical, feasibility and cost
Gender Dimensions of the HIV/AIDS Pan-
issues guide the selection of these sites. In
demic. New York. Available from http://www.
addition, in many countries, the sites included
in the surveillance system have changed over
WORLD HEALTH ORGANIZATION (2002).
Second
time, making interpretation of trends more
Generation Surveillance for HIV. Geneva.
REFERENCES AND INTERNATIONAL DATA
WORLD HEALTH ORGANIZATION (2002).
Strategic Information. Geneva. Available
CAROLINA POPULATION CENTER (2003).
National AIDS Programmes: A Guide to
Monitoring and Evaluation. Chapel Hill.
Available from http://www.cpc.unc.edu/
measure/guide/guide.html .
Ministries of health
PAN AMERICAN HEALTH ORGANIZATION (2003).
Joint United Nations Programme on HIV/AIDS
Fact Sheet: Gender and HIV/AIDS.
World Health Organization
United Nations Children's Fund
United Nations Population Fund
SCHWARTLÄNDER, BERNARD, and
OTHERS
(1999). Country-specific estimates andmodels of HIV and AIDS: methods and limi-tations.
AIDS, vol. 13, No. 17.
CONDOM USE RATE OF THE CON-
Irrespective of the contraceptive prevalence
19 TRACEPTIVE PREVALENCE RATE
rate, if 10 per cent of those practising contra-ception use condoms, then the rate for indi-
cator 19 is 10 per cent.
Condom use rate of the contraceptive preva-lence rate is the number of women aged
The definition and method of calculation of
15–49 years in marital or consensual unions
the indicator differ when it is used for moni-
who are practising contraception by using
toring contraceptive use only. In that case,
condoms as a proportion of all of women of
the numerator is the number of women ages
the same age group in consensual unions who
15–49 in marital or consensual unions who
are practising, or whose sexual partners are
report that they are using a condom as their
practising, any form of contraception.
main method of contraception.
GOAL AND TARGET ADDRESSED
DATA COLLECTION AND SOURCE
Goal 6. Combat HIV/AIDS, malaria and other
Contraceptive prevalence data are obtained
mainly from household surveys, notably the
Target 7. Have halted by 2015 and begun to
Demographic and Health Surveys, Multiple
reverse the spread of HIV/AIDS
Indicator Cluster Surveys and contraceptiveprevalence surveys. For condom-use data,
married women are asked whether they have
The condom use rate is used to monitor
ever heard of condoms and then whether
progress towards halting and reversing the
they are currently using condoms to prevent
spread of HIV/AIDS, as condoms are the only
contraceptive method effective in reducingthe spread of HIV. Since the condom use rate
PERIODICITY OF MEASUREMENT
is measured only among women in unions, the
Household surveys, such as Demographic and
indicator needs to be supplemented by an
Health Surveys, Multiple Indicator Cluster
indicator on condom use in high-risk situa-
Surveys and contraceptive prevalence sur-
tions (see indicator 19a).
veys, are generally conducted every three tofive years.
METHOD OF COMPUTATION
The number of women ages 15–49 in marital
or consensual unions who report that they are
Statistics on contraception prevalence rates
using a condom to avoid pregnancy (regard-
are based primarily on women, mainly
less of whether they are also using additional
because contraception is more easily meas-
methods) is divided by the total number of
ured in this way. Further, contraception, or its
women ages 15–49 in unions who are practis-
absence, affects the health and well-being of
ing, or whose sexual partners are practising,
women more than it does their sexual partners.
Similarly, condom use is still at the discretionof male partners, and the female condom is
The indicator is not equivalent to condom use
not as widely available. The rising number of
prevalence, which is the number of women
women and girls infected by HIV/AIDS indi-
ages 15–49 in marital or consensual unions
cates that condom use needs further promo-
who are practising (or whose sexual partners
tion and that women need to be empowered
are practising) contraception by using con-
to refuse unprotected sex.
doms as a percentage of the total number ofwomen of the same age group (and same
marital status, if applicable) in the survey.
Condom use, as it is the case in general for
contraceptive use, may vary significantly across
measuredhs.com. Calverton, Maryland.
socio-economic groups and regional and geo-
UNAIDS (2003). Internet site http://www.
graphical areas. It is important that the analysis
unaids.org. Geneva.
address specific demographic groups, such as
UNITED NATIONS (1958).
Multilingual
adolescents and unmarried women.
Demographic Dictionary. Population Studies,No. 29. Sales No. E.58.XIII.4.
COMMENTS AND LIMITATIONS
UNITED NATIONS (2001).
Indicators of
The indicator does not reflect condom use for
Sustainable Development: Guidelines and
the unmarried population and people in groups
Methodologies. Sales No. E.01.II.A.6.
with high-risk behaviour. Data are generally
Available from http://www.un.org/esa/
collected for women in consensual unions and
in a particular age range, while the population
UNITED NATIONS (2001).
Levels and Trends of
of concern includes all women of reproductive
Contraceptive Use as Assessed in 1998.
age, irrespective of marital status.
Sales No. E.01.XIII.4. Available fromhttp://www.un.org/esa/population/unpop.
The spread of HIV through sexual relations
depends on having unprotected sex with people
UNITED NATIONS (2003).
Millennium Indicators
who also have other partners. Most monoga-
Database. Statistics Division Internet site
mous relationships are cohabiting, although the
reverse is not necessarily true. Partners who do
UNITED NATIONS CHILDREN'S FUND (2003).
not live together and who have sex only occa-
Progress since the World Summit for
sionally are most likely to have other partners
Children. New York. Available from http://
over the course of a year. These partnerships
www.childinfo.org; in Quick Access under
therefore carry a higher risk of HIV transmission
than partnerships that do not link into a wider
UNITED NATIONS CHILDREN'S FUND (annual).
sexual network. AIDS prevention programmes
The State of the World's Children. New York.
try to discourage high numbers of partnerships
UNITED NATIONS DEVELOPMENT FUND FOR
and to encourage mutual monogamy.
WOMEN (2000).
Gender, HIV and Human
Rights: A Training Manual. New York.
Indicator 19, therefore, is not a practical indi-
Available from http://www.unifem.undp.
cator for measuring the prevention of
HIV/AIDS. Information should be collected on
UNITED NATIONS DEVELOPMENT PROGRAMME
additional indicators on condom use in high-
(2003 and annual).
Human Development
risk situations (indicator 19A) and on knowl-
Report. New York: Oxford University Press.
edge and misconceptions of HIV/AIDS among
Available from http://hdr.undp.org.
15-24 year-olds (indicator 19B). Such indica-
WORLD BANK (2003 and annual).
World
tors give a better picture of the proportion of
Development Indicators. Print and CD-ROM.
the population that engages in relatively high-
Washington, D.C. Available in part from
risk partnerships and that is therefore more
likely to be exposed to the sexual networks
WORLD HEALTH ORGANIZATION (2002 and
within which HIV can circulate.
annual).
World Health Report. Geneva.
Available from http://www.who.int/whr/
REFERENCES AND INTERNATIONAL DATA
ORC MACRO (2003).
Demographic and Health
Surveys – Providing Information for
Ministries of health
Informed Decisions in Population, Health and
Joint United Nations Programme on HIV/AIDS
Nutrition.
United Nations Children's Fund
United Nations Population Division
of the number of respondents ages 15–24
World Health Organization
who reported having had a non-regular sexu-
United Nations Population Fund
al partner in the last 12 months.
PERIODICITY OF MEASUREMENT
CONDOM USE AT LAST HIGH-RISK
Household surveys, such as Demographic and
Health Surveys, rural household surveys andbehavioural surveillance surveys, are general-
ly conducted every three to five years.
Condom use at last high-risk sex is the per-centage of young people ages 15–24 report-
ing the use of a condom during sexual inter-
Women's risk of becoming infected with HIV
course with a non-regular sexual partner in
during unprotected sexual intercourse is
the last 12 months.
higher than that of men. And the risk is evenhigher for younger women. Social and cultur-
GOAL AND TARGET ADDRESSED
al factors may increase women's vulnerability
Goal 6. Combat HIV/AIDS, malaria and other
to HIV infection. For instance, cultural norms
related to sexuality often prevent girls from
Target 7. Have halted by 2015 and begun to
taking active steps to protect themselves.
reverse the spread of HIV/AIDS
COMMENTS AND LIMITATIONS
A rise in the indicator is an extremely power-
Consistent use of condoms in non-regular
ful sign that condom promotion campaigns
sexual partnerships substantially reduces the
are having the desired effect among their
risk of sexual HIV transmission. This is espe-
principle target market. However, condom
cially important for young people, who often
promotion campaigns aim for consistent use
experience the highest rates of HIV infection
of condoms with non-regular partners rather
because they have low prior exposure to
than simply occasional use.
infection and (typically) relatively high num-bers of non-regular sexual partnerships.
Some surveys have tried to ask directly about
Consistent condom use with non-regular sex-
consistent use, but the question is subject to
ual partners is important even in countries
recall bias and other biases.
where HIV prevalence is low because it canprevent the spread of HIV in circumstances
The current indicator is therefore considered
where non-regular relationships are common.
adequate to address the target since it is
Condom use is one measure of protection
assumed that if consistent use rises, use at
against HIV/AIDS. Equally important are
last high-risk sex will also increase.
delaying age at first sex, reducing the numberof non-regular sexual partners and being
DATA COLLECTION AND SOURCE
faithful to one partner.
Data on condom use with non-regular sexualpartners are available from household surveys
METHOD OF COMPUTATION
(such as Demographic and Health Surveys,
The number of respondents ages 15–24 who
rural household surveys and behavioural sur-
reported having had a non-regular (non-mar-
veillance surveys) that collect information on
ital and non-cohabiting) sexual partner in the
sexual behaviour.
last 12 months and using a condom the lasttime they had sex with this partner, as a share
REFERENCES AND INTERNATIONAL DATA
transmit HIV.
CAROLINA POPULATION CENTER (2003).
GOAL AND TARGET ADDRESSED
National AIDS Programmes: A Guide to
Goal 6. Combat HIV/AIDS, malaria and other
Monitoring and Evaluation. Chapel Hill.
Available from http://www.cpc.unc.edu/
Target 7. Have halted by 2015 and begun to
reverse the spread of HIV/AIDS
UNAIDS (2002).
Monitoring the Declaration
of Commitment on HIV/AIDS: Guidelines on
Construction of Core Indicators. Geneva.
The indicator reflects the success of national
Available from http://www.unaids.org/en/
information, education and communication
programmes and other efforts in promoting
UNITED NATIONS CHILDREN'S FUND (annual).
knowledge of valid HIV-prevention methods
The State of the World's Children. New York.
and reducing misconceptions about the dis-
UNITED NATIONS CHILDREN'S FUND, UNAIDS
ease. Common local misconceptions can be
and
WORLD HEALTH ORGANIZATION (2002).
determined by the context of the country.
Young People and HIV/AIDS: Opportunity inCrisis. New York.
METHOD OF COMPUTATION
WORLD HEALTH ORGANIZATION, JOINT UNITED
Since there are not enough surveys to calcu-
NATIONS PROGRAMME ON HIV/AIDS and the
late the indicator as defined above, the
UNITED NATIONS CHILDREN'S FUND (2002).
United Nations Children's Fund, in collabora-
Epidemiological Fact Sheets. Geneva.
tion with the Joint United Nations Programme
Available from http://www.who.int/emc-
on HIV/AIDS and the World Health
Organization, has produced two proxy indica-tors that represent two components of the
actual indicator:
Ministries of healthUnited Nations Children's Fund
Percentage of women and men ages 15–24
United Nations Population Fund
who know that a person can protect him orherself from HIV infection by "consistentuse of condom". The indicator is calculated
PERCENTAGE OF POPULATION AGED
as the number of respondents ages 15–24
19-B 15–24 YEARS WITH COMPREHEN-
who, in response to prompting, correctly
SIVE CORRECT KNOWLEDGE OF
identify consistent use of condoms as a
means of protection against HIV infection,as a percentage of the total number of
respondents ages 15–24.
Percentage of population aged 15–24 yearswith comprehensive correct knowledge of
Percentage of women and men ages 15–24
HIV/AIDS is the share of women and men
who know a healthy-looking person can
aged 15–24 years who correctly identify the
transmit HIV. The indicator is calculated as
two major ways of preventing the sexual
the number of respondents ages 15–24
transmission of HIV (using condoms and lim-
who, in response to prompting, correctly
iting sex to one faithful, uninfected partner),
note that a person who looks healthy may
who reject the two most common local mis-
transmit HIV, as a percentage of the total
conceptions about HIV transmission and who
number of respondents ages 15–24.
know that a healthy-looking person can
DATA COLLECTION AND SOURCE
Available from http://www.unaids.org/en/
Data on knowledge of and misconceptions
about HIV/AIDS are collected through house-
Guidelines on construction of core indica-
hold surveys (such as Demographic and
Health Surveys, rural household surveys,
UNITED NATIONS CHILDREN'S FUND (annual).
behavioural surveillance surveys and Multiple
The State of the World's Children. New York.
Indicator Cluster Surveys).
UNITED NATIONS CHILDREN'S FUND, UNAIDS
and
WORLD HEALTH ORGANIZATION (2002).
PERIODICITY OF MEASUREMENT
Young People and HIV/AIDS: Opportunity in
Household surveys, such as Demographic and
Crisis. New York.
Health Surveys, rural household surveys,
WORLD HEALTH ORGANIZATION, JOINT UN
behavioural surveillance surveys and Multiple
PROGRAMME ON HIV/AIDS and the
UNITED
Indicator Cluster Surveys, are generally con-
NATIONS CHILDREN'S FUND (2002).
Epidemio-
ducted every three to five years.
logical Fact Sheets. Geneva. Available fromhttp://www.who.int/emc-hiv/ fact_sheets.
GENDER ISSUES
Women's risk of becoming infected with HIV
during unprotected sexual intercourse is
United Nations Children's Fund.
higher than that of men. The risk is even high-er for younger women. Social and cultural fac-tors may increase women's vulnerability to
CONTRACEPTIVE PREVALENCE RATE
HIV infection. For instance, cultural normsrelated to sexuality often prevent girls fromtaking active steps to protect themselves.
DEFINITION
The
contraceptive prevalence rate is the per-
In many countries, girls are becoming infect-
centage of women who are practising, or
ed and dying younger than boys, for various
whose sexual partners are practising, any
reasons, especially in sub-Saharan Africa, the
form of contraception. It is usually reported
region most affected by HIV/AIDS.
for women ages 15–49 in marital or consen-sual unions.
COMMENTS AND LIMITATIONS:
See "Methods of computation".
GOAL AND TARGET ADDRESSED
Goal 6. Combat HIV/AIDS, malaria and other
REFERENCES AND INTERNATIONAL DATA
Target 7. Have halted by 2015 and begun to
CAROLINA POPULATION CENTER (2003).
reverse the spread of HIV/AIDS
National AIDS Programmes: A Guide toMonitoring and Evaluation. Chapel Hill.
Available from http://www.cpc.unc.edu/
The indicator is useful in tracking progress
towards health, gender and poverty goals. It also
ORC MACRO (2003).
Demographic and
serves as a proxy measure of access to repro-
Health Surveys – Providing Information for
ductive health services that are essential for
Informed Decisions in Population, Health
meeting many of the goals, especially the child
and Nutrition. Internet site http://www.
and maternity mortality and HIV/AIDS goals.
measuredhs.com. Calverton, USA.
UNAIDS (2002).
Monitoring the Declaration
Contraceptive methods include condoms,
of Commitment on HIV/AIDS: Guidelines on
female and male sterilization, injectable and
Construction of Core Indicators. Geneva.
oral hormones, intrauterine devices, dia-
phragms, spermicides and natural family plan-
COMMENTS AND LIMITATIONS
ning, as well as lactational amenorrhoea (lack of
Data are generally collected for women in
menstruation during breastfeeding) where it is
unions and in a particular age range, while the
cited as a method. Since, among contraceptive
population of concern includes all women of
methods, only condoms are effective in pre-
reproductive age, irrespective of marital status.
venting HIV infections, specific indicators oncondom use are also considered (SEE INDICATORS
In addition, contraceptive methods may
19, 19A and 19B).
include traditional methods that are largelyineffective. It is important, to the extent possi-
METHOD OF COMPUTATION
ble, to at least distinguish between traditional
The number of women ages 15–49 in marital
and modern methods.
or consensual unions who report that they arepractising (or whose sexual partners are prac-
Underreporting can occur when the inter-
tising) contraception is divided by the total
viewer does not mention specific methods,
number of women ages 15–49 (and same
such as contraceptive surgical sterilization.
marital status, if applicable) in the survey.
REFERENCES AND INTERNATIONAL DATA
DATA COLLECTION AND SOURCE
Contraceptive prevalence data are obtained
ORC MACRO (2003).
Demographic and Health
mainly from household surveys, notably the
Surveys–Providing Information for Informed
Demographic and Health Surveys, Multiple
Decisions in Population, Health and
Indicator Cluster Surveys and contraceptive
Nutrition.
prevalence surveys.
measuredhs.com. Calverton, Maryland.
UNITED NATIONS (1958).
Multilingual
PERIODICITY OF MEASUREMENT
Demographic Dictionary, English Section,
Household surveys, such as Demographic and
Population Studies, No. 29. Sales No.
Health Surveys, Multiple Indicator Cluster
Surveys and contraceptive prevalence sur-
UNITED NATIONS (2001).
Indicators of
veys, are generally conducted every three to
Sustainable Development: Guidelines and
Methodologies. Sales No. E.01.II.A.6.
Available from: http://www.un.org/esa/
Statistics on contraception prevalence rates
UNITED NATIONS (2001).
Levels and Trends of
are based primarily on women, mainly
Contraceptive Use as Assessed in 1998.
because contraception is more easily meas-
Sales No. E.01.XIII.4. Available from
ured in this way. Further, contraception, or its
absence, affects the health and well-being of
women more than it does their sexual partners.
UNITED NATIONS (2002).
World Contraceptive
Use 2001. Wall Chart. Sales No. E.02.XIII.7.
Available from http://www.un.org/esa/
Contraceptive use may vary significantly
across socio-economic groups and regional
and geographical areas. It is important that
UNITED NATIONS CHILDREN'S FUND (annual).
the analysis address specific demographic
The State of the World's Children. New York.
groups, such as adolescents and unmarried
UNITED NATIONS DEVELOPMENT FUND FOR WOMEN
(2000).
Gender, HIV and Human Rights: ATraining Manual. New York. Available from
families and bringing up children. As a result,
hivtraining .
orphan prevalence is rising steadily in many
UNITED NATIONS DEVELOPMENT PROGRAMME
countries, while fewer relatives within the
(2003 and annual).
Human Development
prime adult ages mean that orphaned chil-
Report. New York: Oxford University Press.
dren face an increasingly uncertain future.
Available from http://hdr.undp.org.
UNITED NATIONS POPULATION FUND (annual).
Orphanhood is frequently accompanied by prej-
State of World Population. Available from
udice and increased poverty—factors that can
further jeopardize children's well-being.
WORLD BANK (2003 and annual).
World
Children and adolescents orphaned by AIDS
Development Indicators. Print and CD-ROM.
face decreased access to adequate nutrition,
Washington, D.C. Available in part from
basic health care, housing and clothing. They
may turn to survival strategies that increase
WORLD HEALTH ORGANIZATION (2002 and
their vulnerability to HIV. They are likely to drop
annual).
World Health Report. Geneva.
out of school owing to discrimination, emotion-
Available from http://www.who.int/whr/
al distress, inability to pay school fees or the
need to care for parents or caretakers infectedwith HIV or for younger siblings. In sub-Saharan
Africa, only 60 per cent of orphans (ages
Ministry of health
10–14) who lost both parents attend school as
United Nations Population Fund
compared with 71 per cent of those with both
United Nations Children's Fund
parents still living. The limited countries with
United Nations Population Division
trend data indicate a widening of the gap. It isimportant, therefore, to monitor the extent towhich AIDS support programmes succeed in
RATIO OF SCHOOL ATTENDANCE OF
20 ORPHANS TO SCHOOL ATTENDANCE
orphaned children.
OF NON-ORPHANS AGED 10–14YEARS
METHOD OF COMPUTATION
The current school attendance rate of children
ages 10–14 for whom both biological parents
Strictly defined, the number of children
have died is divided by the current school
orphaned by HIV/AIDS is the estimated num-
attendance rate of children ages 10–14 whose
ber of children who have lost their mother,
parents are both still alive and who live with at
father or both parents to AIDS before age 15.
least one biological parent.
In practice, the impact of the AIDS epidemicon orphans is measured through the ratio of
DATA COLLECTION AND SOURCE
orphans to non-orphans who are in school.
Data for the indicator are collected throughhousehold surveys (such as Demographic and
GOAL AND TARGET ADDRESSED
Health Surveys and Multiple Indicator Cluster
Goal 6. Combat HIV/AIDS, malaria and other
diseases
Target 7. Have halted by 2015 and begun to
PERIODICITY OF MEASUREMENT
reverse the spread of HIV/AIDS
Household surveys, such as Demographic and Health Surveys and Multiple Indicator Cluster
Surveys, are generally conducted every three
HIV/AIDS is claiming the lives of ever-growing
to five years.
numbers of adults just when they are forming
and
UNITED STATES AGENCY FOR INTERNATIONAL
Boys and girls are both affected. However, girls
DEVELOPMENT (2002).
Children on the Brink
might be more likely than boys to leave school
2002: A Joint Report on Orphan Estimates
to care for ill parents and younger siblings.
and Program Strategies.
UNITED NATIONS CHILDREN'S FUND, UNAIDS
and
WORLD HEALTH ORGANIZATION (2002).
Data should be presented separately for boys
Young People and HIV/AIDS: Opportunity in
Crisis. New York.
COMMENTS AND LIMITATIONS
The indicator is confined to children ages
Joint United Nations Programme on HIV/AIDS
10–14 for comparability, as age at school entry
United Nations Children's Fund
varies across countries. Household surveys canmiss children in unstable households, andorphaned children are disproportionately likely
PREVALENCE AND DEATH RATES
to be in such households.
ASSOCIATED WITH MALARIA
The indicator is not a direct measure of the
number of children orphaned by HIV/AIDS,
Prevalence of malaria is the number of cases
despite the wording. The indicator does not
of malaria per 100,000 people.
Death rates
directly distinguish the cause of orphanhood.
associated with malaria refers to the number
However, it is believed that high proportions of
of deaths caused by malaria per 100,000
deaths of adults with school-age children in
areas of HIV epidemics are likely to be related toHIV/AIDS.
GOAL AND TARGET ADDRESSED
Goal 6. Combat HIV/AIDS, malaria and other
REFERENCES AND INTERNATIONAL DATA
Target 8. Have halted by 2015 and begun to
CAROLINA POPULATION CENTER (2003).
reverse the incidence of malaria and other
National AIDS Programmes: A Guide to
Monitoring and Evaluation. Chapel Hill.
Available from http://www.cpc.unc.edu/
The indicator allows highly endemic countries
UNAIDS (2002).
Monitoring the Declaration
to monitor disease and death from malaria,
of Commitment on HIV/AIDS: Guidelines on
which have been increasing over the last two
Construction of Core Indicators. Geneva.
decades owing to deteriorating health sys-
Available from http://www.unaids.org/en/
tems, growing drug and insecticide resist-
ance, periodic changes in weather patterns,
UNITED NATIONS (1998).
Principles and
civil unrest, human migration and population
Recommendations for Population and
Housing Censuses, Revision 1, Series M, No.
67, Rev. 1. Sales No. E.98.XVII.1. Available
METHOD OF COMPUTATION
from http://unstats. un.org/unsd/pubs (A,
Where the only prevalence data available are
reported through the administration of health
UNITED NATIONS CHILDREN'S FUND (annual).
services, they are expressed per 100,000
The State of the World's Children. New York.
population, using population estimates as the
UNITED NATIONS CHILDREN'S FUND, UNAIDS
immunity to tropical diseases. Gender roles
Where prevalence data on children under five
and relations influence the degree of expo-
come from household surveys, the data may
sure to the relevant vectors and also to the
be reported as percentages of children under
access and control of resources needed to
five with fever in the last two weeks. The per-
protect women and men from being infected.
centage may be multiplied by 1,000 to
Women's immunity is particularly compro-
express the rate per 100,000.
mised during pregnancy, making pregnantwomen more likely to become infected and
The World Health Organization also produces
implying differential severity of the conse-
model-based estimates of malaria-specific
quences. Malaria during pregnancy is an
important cause of maternal mortality.
DATA COLLECTION AND SOURCE
Data come from administrative sources,
All data should be classified by sex, as there
household surveys and vital statistics regis-
could be differential death rates.
trations. Administrative data are derived byhealth ministries from the administration of
Rural populations carry the overwhelming
health services. Multiple Indicator Cluster
burden of disease, so urban and rural disag-
Surveys collect information on the prevalence
gregation of the data is important in tracking
of fever in the last two weeks for children
the progress made in rural areas. Multiple
under five. The surveys also provide data on
Indicator Cluster Surveys data have shown
all causes of under-five mortality.
substantial difference by wealth quintiles, andwhere possible the data should be disaggre-
Vital statistics registration systems collect
gated by a wealth index.
data on cause of death, including deathscaused by malaria. Good quality information
COMMENTS AND LIMITATIONS
requires that death registration be near uni-
Malaria statistics are reported in countries
versal, that the cause of death be reported
where it is endemic, which includes almost all
routinely on the death record and that it be
developing countries. However, data reported
determined by a qualified observer according
by ministries are often only a fraction of the
to the International Classification of Diseases.
number of cases in the population. Many
Such information is not generally available in
report only laboratory-confirmed cases. In
developing countries but is now compiled by
sub-Saharan Africa, clinically diagnosed
WHO annually for approximately 70 (mainly
cases also tend to be reported.
Differences between male and female preva-
PERIODICITY OF MEASUREMENT
lence and incidence rates are difficult to
Administrative data are, in principle, available
measure since malaria in women is more likely
annually. Data from surveys are generally
to be undetected. The fact that health services
available every three to five years.
focus almost exclusively on women's repro-ductive function means that opportunities are
lost for detection of multiple conditions,
Potential differences between men and women
including tropical diseases. Moreover, when
are a function of the interaction between bio-
incidence rates in women and men are similar,
logical factors and gender roles and relations.
there are still significant differences between
Biological factors vary between men and
them in the susceptibility and the impact of
women and influence susceptibility and
tropical diseases.
menu.cfm. Geneva.
WORLD HEALTH ORGANIZATION and
UNITED
NATIONS CHILDREN'S FUND (2003).
Africa
REFERENCES AND INTERNATIONAL DATA
Malaria Report. Available from http://www.
GUNN, S.W.A., KLUWER ACADEMIC PUBLISHERS
amr_toc.htm .
(1990).
Multilingual Dictionary of DisasterMedicine and International Relief. Dordrecht,
The Netherlands. English/Français/Español
Ministries of health
United Nations Children's Fund
UNITED NATIONS CHILDREN'S FUND (annual).
World Health Organization
The State of the World's Children. New York.
UNITED NATIONS DEVELOPMENT PROGRAMME
(2003 and annual).
Human DevelopmentReport. New York: Oxford University Press.
PROPORTION OF POPULATION IN
Available from http://hdr.undp.org.
WORLD BANK (2003 and annual).
World
EFFECTIVE MALARIA PREVENTION
Development Indicators. Print and CD-ROM.
AND TREATMENT MEASURES
Washington, D.C. Available in part fromhttp://www.worldbank.org/data.
WORLD BANK, UNITED NATIONS CHILDREN'S
Malaria prevention is measured as the per-
FUND, WORLD HEALTH ORGANIZATION and
centage of children ages 0–59 months sleep-
UNITED NATIONS DEVELOPMENT PROGRAMME
ing under insecticide-treated bednets.
(2003).
Roll Back Malaria (RBM). A Global
Malaria treatment among children is meas-
Partnership. Internet site http://www.rbm.
ured as the proportion of children ages 0–59
who.int/. Geneva.
months who were ill with fever in the two
WORLD HEALTH ORGANIZATION (1992).
weeks before the survey and who received
International Statistical Classification of
appropriate antimalarial drugs.
Diseases and Related Health Problems,Tenth Revision (ICD-10), vol. 1. Geneva.
GOAL AND TARGET ADDRESSED
WORLD HEALTH ORGANIZATION (1998).
Gender
Goal 6. Combat HIV/AIDS, malaria and other
Technical
WHO/FRH/WHD/98.16. Geneva. Available
Target 8. Have halted by 2015 and begun to
reverse the incidence of malaria and other
health/publications. Select: Gender.
WORLD HEALTH ORGANIZATION (2002 and
annual).
World Health Report. Geneva.
Available from http://www.who.int/whr/
The Roll Back Malaria initiative, established in
late 1998 by the World Health Organization,
WORLD HEALTH ORGANIZATION (2002).
2001-
the United Nations Children's Fund and the
2010: United Nations Decade to Roll Back
World Bank, identifies four main interventions
Malaria:
Monitoring and Evaluation.
to reduce the burden of malaria in Africa:
Geneva. Available from http://www.who.
■ Use of insecticide-treated bednets, which
have been demonstrated to cut all-cause
WORLD HEALTH ORGANIZATION (2003).
WHO
child mortality over the first two years by
Statistical Information System (WHOSIS)—
20 per cent.
Evidence and Information for Health Policy.
■ Prompt access to effective treatment in or
Internet site http://www3.who.int/whosis/
■ Provision of antimalarial drugs to symp-
tom-free pregnant women in high trans-
mission areas.
Girls may have greater exposure than boys to
■ Improved forecasting, prevention and rapid
malaria-infested areas owing to their role in
response to malaria epidemics.
the provision of fuel, water and other supplies.
In areas of sub-Saharan Africa with high levels of
malaria transmission, regular use of an insecti-
Disparities by sex, age, mother's education
cide-treated bednet can reduce mortality in chil-
and area of residence should be assessed.
dren under five years of age by as much as 20per cent and has a significant impact on anemia.
COMMENTS AND LIMITATIONS
Similar or greater benefits have been achieved
Survey data are subject to sampling errors
in other regions and for pregnant women. The
and are undertaken only every few years. As
prevention indicator will allow countries to mon-
the data on bednet use are new, no trend data
itor widespread use of insecticide-treated mate-
are yet available.
rials and other appropriate methods to limitcontact between humans and mosquitoes.
REFERENCES AND INTERNATIONAL DATA
COMPARISONS
Detection of epidemics requires timely, com-
GUNN, S.W.A. (1990).
Multilingual
plete surveillance of malaria cases and monitor-
Dictionary of Disaster Medicine and
ing of weather patterns. Reserve drug stocks,
International
transport and hospital capacity are needed to
Netherlands:
KLUWER ACADEMIC PUBLISHERS.
mount an appropriate response. In some epi-
demic zones, well-timed and targeted vector
UNITED NATIONS CHILDREN'S FUND (2003). The
control activities have minimized the impact of
Challenge – Scope of the Problem. Internet
epidemics. The treatment indicator allows coun-
tries to monitor detection and appropriate
response to epidemics within two weeks of
UNITED NATIONS CHILDREN'S FUND (annual).
The State of the World's Children. New York.
UNITED NATIONS DEVELOPMENT PROGRAMME
METHOD OF COMPUTATION
(2003 and annual).
Human Development
For prevention, the indicator is calculated as the
Report. New York: Oxford University Press.
percentage of children under five years of age
Available from http://hdr.undp.org.
in the survey who slept under an insecticide-
WORLD BANK, UNITED NATIONS CHILDREN'S
treated bednet the previous night.
FUND, WORLD HEALTH ORGANIZATION and
UNITED NATIONS DEVELOPMENT PROGRAMME
DATA COLLECTION AND SOURCE
(2003).
Roll Back Malaria -
A Global
The only data sources are household surveys,
Partnership. Internet site http://www.rbm.
mainly Demographic and Health Surveys and
who.int. Geneva.
the Multiple Indicator Cluster Surveys, malar-
WORLD HEALTH ORGANIZATION (2002).
2001-
ia surveys and malaria modules added to
2010: United Nations Decade to Roll Back
other ongoing household surveys.
Malaria: Monitoring and evaluation.
Geneva. Available from http://www.who.
PERIODICITY OF MEASUREMENT
Data on coverage of insecticide-treated bed-
WORLD HEALTH ORGANIZATION (2002 and
nets and treatment data should be collected
annual).
World Health Report. Geneva.
about every two to three years.
Available from http://www.who.int/whr/
pressed per 100,000 population, using the totalpopulation in the survey as the denominator.
Tuberculosis prevalence is sometimes ex-
Ministries of health
pressed in absolute numbers of cases, while
United Nations Children's Fund
tuberculosis incidence in a given period (usu-
World Health Organization
ally one year) is always per 100,000 people.
DATA COLLECTION AND SOURCE
PREVALENCE AND DEATH RATES
Direct measures of tuberculosis prevalence are
23 ASSOCIATED WITH TUBERCULOSIS
uncommon, and recent population-based sur-veys have been confined largely to countries in
East Asia and the Pacific . Direct measures of the
Tuberculosis prevalence is the number of cases
tuberculosis death rate come from vital statis-
of tuberculosis per 100,000 people.
Death
tics registration. Reliable figures require that
rates associated with tuberculosis refers to
death registration be nearly universal and that
the number of deaths caused by tuberculosis
the cause of death be reported routinely on the
per 100,000 people. A
tuberculosis case is
death record and determined by a qualified
defined as a patient in whom tuberculosis has
observer according to the International
been bacteriologically confirmed or diag-
Classification of Diseases. Such information is
nosed by a clinician.
not generally available in developing countries.
Vital statistics registration systems tend to
GOAL AND TARGET ADDRESSED
underestimate tuberculosis deaths, although
Goal 6. Combat HIV/AIDS, malaria and other
time series data from some countries in Asia and
the Americas give a useful indication of trends.
Target 8. Have halted by 2015 and begun to
reverse the incidence of malaria and other
In the absence of direct measures of prevalence
and death rates, a variety of techniques can beused to estimate these values. Administrative
data are derived from the administration of
Detecting tuberculosis and curing it are key
health services. Data can also be obtained from
interventions for addressing poverty and
such household surveys as Multiple Indicator
inequality. Prevalence and deaths are more
Cluster Surveys or the Demographic and Health
sensitive markers of the changing burden of
Surveys, although they usually refer only to chil-
tuberculosis than incidence (new cases),
dren under five and do not provide death rates.
although data on trends in incidence are far
Population data come directly or indirectly from
more comprehensive and give the best overview
of the impact of global tuberculosis control.
PERIODICITY OF MEASUREMENT
METHOD OF COMPUTATION
Administrative data are, in principle, available
Where the only data available are data report-
annually. Data from surveys are generally
ed through the administration of health serv-
available every three to five years. Results
ices, they are expressed per 100,000 popula-
from population censuses are generally avail-
tion, using population estimates as the
able every 10 years.
Where the data come from household surveys,
At younger ages, the prevalence of infection is
prevalence (and more rarely deaths) is ex-
similar in boys and girls. At older ages, a higher
prevalence has been found in men; in most
of the world, more men than women are diag-
WORLD HEALTH ORGANIZATION (1992).
nosed with tuberculosis and die from it.
International Statistical Classification of
However, recent analyses comparing infection
Diseases and Related Health Problems,
and disease rates suggest that the propensity
Tenth Revision (ICD-10), vol. 1. Geneva.
to develop the disease after infection with
WORLD HEALTH ORGANIZATION (1998). Gender
mycobacterium tuberculosis (the progression
and Health, Technical Paper. Geneva.
rate) may be greater among women of repro-
Available from http://www.who.int/
ductive age than among men of the same age.
A recent review of socio-economic and cultur-
WORLD HEALTH ORGANIZATION (2002 and
al factors relating to the suggested differ-
annual).
World Health Report. Geneva.
ences called for further research to clarify such
Available from http://www.who.int/whr/
differences in the epidemiology of tuberculosis.
WORLD HEALTH ORGANIZATION (2003).
Global
Although more men than women die of tuber-
Tuberculosis Control – Surveillance, Planning,
culosis, it is still a leading cause of death from
Financing. WHO Report 2003. Geneva.
infectious disease among women. Since
WORLD HEALTH ORGANIZATION (2003).
WHO
tuberculosis affects women mainly in their
Statistical Information System (WHOSIS)—
economically and reproductively active years,
Evidence and Information for Health Policy.
the impact of the disease is also strongly felt
Internet site http://www3.who.int/whosis/
by their children and families.
menu.cfm. Geneva.
It is important to compile data by sex and to
Ministries of health.
take a gender perspective in the analysis.
World Health Organization.
COMMENTS AND LIMITATIONS
Tuberculosis prevalence and death rate data
PROPORTION OF TUBERCULOSIS
reported by ministries in developing countries
CASES DETECTED AND CURED UNDER
are usually only a fraction of the number of
cases and deaths from tuberculosis in the
TB CONTROL STRATEGY
REFERENCES AND INTERNATIONAL DATA
The
tuberculosis detection rate is the percent-
age of estimated new infectious tuberculosis
GUNN, S.W.A.
cases detected under the internationally rec-
Dictionary of Disaster Medicine and
ommended tuberculosis control strategy
International
DOTS. DOTS combines five elements—politi-
Netherlands:
Kluwer Academic Publis-
cal commitment, microscopy services, drug
hers . English/Français/Español/Arabic.
supplies, surveillance and monitoring systems
UNITED NATIONS DEVELOPMENT PROGRAMME
and use of highly efficacious regimes—with
(2003 and annual).
Human Development
direct observation of treatment. The
cure
Report. New York: Oxford University Press.
rate is the percentage of new, registered
Available from http://hdr.undp.org.
smear-positive (infectious) cases that were
WORLD BANK (2003 and annual).
World
cured or in which a full course of DOTS was
Development Indicators. Print and CD-ROM.
completed. A
tuberculosis case is defined as a
Washington, D.C. Available in part from
patient in whom tuberculosis has been bateri-
ologically confirmed or diagnosed by a clini-
the numerator.
cian.
GOAL AND TARGET ADDRESSED
DATA COLLECTION AND SOURCE
Goal 6. Combat HIV/AIDS, malaria and other
Data on both the detection rate and the treat-
ment success rate are derived from World
Target 8. Have halted by 2015 and begun to
Health Organization DOTS programmes, which
reverse the incidence of malaria and other
monitor and report cases detected, treatment
progress and programme performance.
PERIODICITY OF MEASUREMENT
Since tuberculosis is an airborne contagious
Administrative data are, in principle, available
disease, primary control is effected through
annually. Household surveys are generally
finding and treating infectious cases and thus
available annually. Household surveys are
limiting the risk of acquiring infection. The
generally available every three to five years.
recommended approach to primary control is
Data from DOTS programmes, though incom-
the DOTS strategy, an inexpensive strategy
plete, are updated frequently.
that could prevent millions of tuberculosiscases and deaths over the coming decade.
GENDER ISSUES
At younger ages, the prevalence of infection is
DOTS is a proven system based on accurate
similar in boys and girls. At older ages, a higher
diagnosis and consistent treatment with a
prevalence has been found in men; in most of
full course of a mixture of anti-tuberculosis
the world, more men than women are diagnosed
drugs (isoniazid, rifampicin, pyrazinamide,
with tuberculosis and die from it. However,
streptomycin and ethambutol). DOTS requires
recent analyses comparing infection and disease
government commitment, careful detection,
rates suggest that the propensity to develop
consistent treatment, uninterrupted supply of
the disease after infection with mycobacteri-
anti-tuberculosis drugs and a monitoring and
um tuberculosis (the progression rate) may be
reporting system to evaluate treatment out-
greater among women of reproductive age
comes for each patient.
than among men of the same age. A recentreview of socio-economic and cultural factors
METHOD OF COMPUTATION
relating to the suggested differences called
The case detection rate is the ratio of smear-
for further research to clarify such differences
positive case notifications in a given year to the
in the epidemiology of tuberculosis.
estimated number of new smear-positive casesarising in that year. For some countries, there
Tuberculosis is nevertheless a leading cause
is a margin of uncertainty in the estimation of
of death from infectious disease among
the denominator of this ratio.
women. Since tuberculosis affects womenmainly in their economically and reproductively
The treatment success rates is the ratio of
active years, the impact of the disease is also
new, registered smear-positive (infectious)
strongly felt by their children and families.
cases that were cured or that completed a fullcourse of DOTS to the total number of new,
COMMENTS AND LIMITATIONS
registered cases. Treatment success rates can
Tuberculosis cases reported by ministries in
be monitored directly and accurately in
developing countries are usually only a fraction
cohorts of patients treated under the DOTS
of the number of cases in the population. It is
strategy. Systematic evaluation of patient
estimated that in 2000 only 27 per cent of
progress and treatment outcomes provides
new cases were notified under DOTS and only
about 19 per cent of cases were successfully
tations. It refers to land with an existing or
expected tree canopy of more than 10 per
REFERENCES AND INTERNATIONAL DATA
cent and an area of more than 0.5 hectare
where the trees should be able to reach a min-
GUNN, S.W.A., (1990).
Multilingual Diction-
imum height of five metres. Forests are iden-
ary of Disaster Medicine and International
tified by both the presence of trees and the
Relief. Dordrecht, The Netherlands:
Kluwer
absence of other land uses. Land from which
forest has been cleared but that will be refor-
Español/Arabic.
ested in the foreseeable future is included.
STOP TB PARTNERSHIP (2003).
Stop Tuber-
Excluded are stands of trees established pri-
culosis, the Stop TB Partnetship. Internet
marily for agricultural production, such as
site http://www.stoptb.org .
fruit tree plantations.
WORLD HEALTH ORGANIZATION (1992).
International Statistical Classification of
GOAL AND TARGET ADDRESSED
Diseases and Related Health Problems,
Goal 7. Ensure environmental sustainability
Tenth Revision (ICD-10), vol. 1. Geneva.
Target 9. Integrate the principles of sustainable
WORLD HEALTH ORGANIZATION (2002 and
development into country policies and pro-
annual).
World Health Report. Geneva.
grammes and reverse the loss of environmen-
Available from http://www.who.int/whr/
WORLD HEALTH ORGANIZATION (2003).
Global
Tuberculosis Control – Surveillance, Planning,
The indicator provides a measure of the rela-
Financing.
WHO Report 2003. Geneva.
tive importance of a forest in a country.
WORLD HEALTH ORGANIZATION (2003).
WHO
Changes in forest area reflect the demand for
Statistical Information System (WHOSIS)—
land for other competitive uses.
Evidence and Information for Health Policy.
Internet site http://www3.who.int/whosis/
Forests fulfil a number of functions that are
menu.cfm. Geneva.
vital for humanity, including the provision ofgoods (timber and non-timber products) and
services such as protection against flooding,
Ministries of health
habitat for biodiversity, carbon sequestration,
World Health Organization
watershed protection and soil conservation.
Large areas of the world's forests have beenconverted to other uses or severely degraded.
PROPORTION OF LAND AREA COV-
While substantial areas of productive forest
25 ERED BY FOREST
remain, there is now widespread recognitionthat the resource is not infinite and that its
wise and sustainable use is needed for
The Proportion of land area covered by forest
humanity's survival.
is the forest areas as a share of total landarea, where
land area is the total surface area
METHOD OF COMPUTATION
of the country less the area covered by inland
The proportion of forest in the total land area
waters, such as major rivers and lakes. As
is calculated from information provided by
defined by the Food and Agriculture
countries or from satellite images or other
Organization of the United Nations in
Global
remote sensing information analysis. Changes
Forest Resources Assessmen, 2000,
forest
in the proportion should be computed to iden-
includes both natural forests and forest plan-
tify trends.
The proportion of total forest cover (including
DATA COLLECTION AND SOURCE
both natural forest and plantation) may
FAO global forest resource assessments,
underestimate the rate at which natural for-
regional forest resource assessments, special
est is disappearing in some countries.
studies and surveys, national forest invento-ries and satellite images.
It is also recommended that immediate usersor beneficiaries of wooded land be identified.
PERIODICITY OF MEASUREMENT
FAO global forest resource assessments are
REFERENCES AND INTERNATIONAL DATA
carried out every 5–10 years, incorporating
national forest resource variables, which
FOOD AND AGRICULTURE ORGANIZATION OF THE
are measured in the national forest inventory
UNITED NATIONS (2000).
Global Forest
process at different intervals (often 5–10 years).
Resources Assessment, 2000. Rome.
Available
forestry/fo/fra.
Men and women use forest products in different
FOOD AND AGRICULTURE ORGANIZATION OF THE
ways. Women typically gather forest products
UNITED NATIONS (2003 and biennial).
State of
for fuel, fencing, food for the family, fodder
the World's Forests. Available from http://
for livestock, medicine and raw materials for
income-generating activities. Women are also
often the chief sources of information on the
UNITED NATIONS ECONOMIC COMMISSION FOR
use and management of trees and other for-
EUROPE (2000).
Forest Resources of Europe,
est plants. Men, on the other hand, tend to
CIS, North America, Australia, Japan and
use non-wood forest products, but also more
New Zealand. Sales No. 99.II.E.96. Available
often cut wood to sell or use for building
from http://www.unece.org/ trade/tim-
materials. Women's access to forest products
may not be ensured—even where women
UNITED NATIONS. ECONOMIC COMMISSION FOR
have ownership rights to land.
EUROPE. CONFERENCE OF EUROPEAN STATISTICS
(1989).
Classification of Land Use. Geneva.
FAO provides a breakdown of forest cover
Available from http://www.unescap.org/
between natural forest and plantation for
developing countries only.
UNITED NATIONS ENVIRONMENT PROGRAMME
(2003). Internet site http://www.unep.org.
COMMENTS AND LIMITATIONS
National forest inventories and forest surveys
WORLD BANK (2003 and annual).
World
are irregular in some countries and may be
Development Indicators. Print and CD-ROM.
significantly out of date. Owing to climatic
Washington, D.C. Available in part from
and geographical differences, forest areas
vary in importance among countries. Overtime, changes in area covered by forests as
Although the FAO forestry-related definitions
well as area covered by forests should be doc-
are clear and applied at the international level,
umented. Longer time series may be difficult
countries have historically used their own
to compare directly without analysis of differ-
definitions in conducting national forest inven-
ences in definitions, methods and underlying
tories and assessments. Considerable efforts
have been made to adjust data based on
national definitions to comparable internation-
harbouring an untold wealth of genetic re-
al ones, and FAO documents those adjust-
sources; supporting thriving recreation and
ments in
Global Forest Resources Assessment.
tourism industries; providing for science,research and education; and forming a basis
for cultural and other non-material values.
Ministries of environment
Those values continue to grow in importance.
Food and Agriculture Organization of theUnited Nations
METHOD OF COMPUTATION
Protected areas, both terrestrial and marine,
are totalled and expressed as a percentage of
RATIO OF AREA PROTECTED TO
the total surface area of the country. The total
26 MAINTAIN BIOLOGICAL DIVERSITY
surface area of the country includes terrestri-
al area plus any territorial sea area (up to 12nautical miles).
DEFINITION
The
ratio of area protected to maintain biolog-
DATA COLLECTION AND SOURCE
ical diversity to surface area is defined as
Data are collected by ministries of environ-
nationally protected area as a percentage of
ment and other ministries responsible for the
total surface area of a country. The generally
designation and maintenance of protected
accepted IUCN–World Conservation Union
areas. Data are stored in the World Database
definition of a
protected area is an area of land
on Protected Areas and can be accessed at
or sea dedicated to the protection and main-
http://sea.unep-wcmc. org/ wdbpa/UN.cfm.
tenance of biological diversity and of naturaland associated cultural resources and man-
PERIODICITY OF MEASUREMENT
aged through legal or other effective means.
Data are constantly updated in the WorldDatabase on Protected Areas as new informa-
GOAL AND TARGET ADDRESSED
tion is received from countries.
Goal 7 Ensure environmental sustainability
Target 9. Integrate the principles of sustain-
able development into country policies and
Mainstream agricultural, environmental and
programmes and reverse the loss of environ-
related policies and programmes tend to envi-
sion farmers as men and often fail to recog-nize women's work, knowledge, contributions
and needs. This tendency has important con-
Habitat conservation is vital for stemming the
sequences for biodiversity as well as for gen-
decline in biodiversity. The establishment of
protected areas is an important mechanismfor achieving that aim. Some areas, such as
COMMENTS AND LIMITATIONS
scientific reserves, are maintained in their
The designation of an area as protected is
natural state and closed to extractive use.
not confirmation that protection measures
Others are partially protected and may be
are actually in force. The indicator provides a
used for recreation or tourism.
measure of Governments' will to protect bio-diversity. It does not measure the effective-
In addition to protecting biodiversity, protect-
ness of policy tools in reducing biodiversity
ed areas have become places of high social
loss, which ultimately depends on a range of
and economic value: supporting local liveli-
management and implementation factors not
hoods; protecting watersheds from erosion;
covered by the indicator.
WORLD CONSERVATION MONITORING CENTRE
The indicator provides no information on areas
(2003).
World Database on Protected Areas.
that are not designated as protected but that
Internet site http://sea.unep-wcmc.org .
may also be important for conserving biodi-
Cambridge, United Kingdom.
Biodiversity Policy Coordination Division.
The data also do not include sites protected
Internet site http://www.iucn.org/themes/
under local or provincial law.
No quantified target has been established for
COMMISSION OF PROTECTED AREAS with the
this indicator.
assistance of the
WORLD CONSERVATION
MONITORING CENTRE (1994).
Guidelines for
REFERENCES AND INTERNATIONAL DATA
Protected Area Management Categories.
Cambridge, United Kingdom. Available from
ORGANISATION FOR ECONOMIC CO-OPERATION AND
COMMITTEE (2003). Biodiversity and equality
between women and men. In
Tipsheets for
Improving Gender Equality. Available from
Ministries of environment
United Nations Environment Programme,
World Conservation Monitoring Centre
RAMSAR CONVENTION BUREAU and
UNITED
IUCN–World Conservation Union
NATIONS EDUCATIONAL, SCIENTIFIC AND CULTURAL
ORGANIZATION
Convention on Wetlands. Internet site
ENERGY USE (KILOGRAM OIL
EQUIVALENT) PER $1 GROSS
UNITED NATIONS (2001).
Indicators of
DOMESTIC PRODUCT (PPP)
Sustainable Development: Guidelines andMethodologies. Sales No. E.01.II.A.6.
Available from http://www.un.org/esa/
Energy use (kilogram oil equivalent) per $1
gross domestic product (PPP) is commercial
UNITED NATIONS. ECONOMIC COMMISSION FOR
energy use measured in units of oil equivalent
EUROPE. CONFERENCE OF EUROPEAN STATISTICS
per $1 of gross domestic product converted
(1989).
ECE Standard Statistical Classifica-
from national currencies using purchasing
tion of Land Use. Geneva. Available from
power parity conversion factors.
GOAL AND TARGET ADDRESSED
UNITED NATIONS EDUCATIONAL, SCIENTIFIC AND
Goal 7. Ensure environmental sustainability
CULTURAL ORGANIZATION (2003).
The MAB
Target 9. Integrate the principles of sustain-
Programme: World Network of Biosphere
able development into country policies and
Reserves. Internet site http://www.unesco.
programmes and reverse the loss of environ-
UNITED NATIONS EDUCATIONAL, SCIENTIFIC AND
CULTURAL ORGANIZATION (2003).
World Heritage.
Internet site http://whc.unesco.org/nwhc/
The indicator provides a measure of energy
intensity (it is the inverse of energy efficiency).
UNITED NATIONS ENVIRONMENT PROGRAMME–
Differences in this ratio over time and across
countries reflect structural changes in the
INTERNATIONAL ENERGY AGENCY (annual).
Energy
economy, changes in the energy efficiency of
Balances of Non-OECD Countries. Paris.
particular sectors and differences in fuel mixes.
INTERNATIONAL ENERGY AGENCY (annual).
In principle, the lower the ratio, the better the
Energy Balances of OECD Countries. Paris.
energy efficiency.
UNITED NATIONS (1987).
Energy Statistics –
Definitions, Units of Measure and Conversion
METHOD OF COMPUTATION
Factors, Series F, No. 44. Sales No.
Total commercial energy consumption is con-
E.86.XVII.21. Available from http://unstats.
verted to metric ton oil equivalence using
un.org/unsd/ pubs. (E, F, R, S)
standard tables. GDP data must be converted
UNITED NATIONS (2001).
Indicators of
using PPP tables so that real output is compared
Sustainable Development: Guidelines and
with real energy input. National total GDP is
Methodologies. Department of Economic
deflated (currently to 1995 US PPP dollars) by
and Social Affairs, Division for Sustainable
reference to PPP tables derived from the
International Comparison Programme. Energy
Available from http://www.un.org/esa/
input is divided by GDP to derive the ratio.
UNITED NATIONS (2003). Energy Statistics.
DATA COLLECTION AND SOURCE
Internet site http://unstats.un.org/unsd/
Energy consumption is calculated from national
energy balance sheets. Real GDP comes from
UNITED NATIONS (2003).
Millennium
the national income accounts deflated by
Indicators Database. Statistics Division
reference to PPP tables prepared by the
Internet site http://millenniumindicators.
Traditional fuels, such as animal and vegetable
UNITED NATIONS. COMMISSION OF THE EUROPEAN
waste, fuel wood and charcoal, are excluded.
COMMUNITIES, INTERNATIONAL MONETARY FUND,
ORGANISATION FOR ECONOMIC CO-OPERATION AND
PERIODICITY OF MEASUREMENT
DEVELOPMENT and
WORLD BANK (1994).
Data are available annually.
System of National Accounts 1993 (SNA1993), Series F, No.2, Rev. 4. Sales No.
E.94.XVII.4. Available with updates from
This is a relatively crude indicator and needs
to be broken down by sector of industry to be
WORLD BANK (2003 and annual).
World
Development Indicators. Print and CD-ROM.
Washington, D.C. Available in part from
COMMENTS AND LIMITATIONS
As the input is commercial energy, it shouldbe compared with the output from that ener-
gy, deflated by the purchasing power parities
International Energy Agency
relevant to that output. Changes in the ratio
over time are influenced almost as much by
United Nations Statistics Division
changes in the structure of the economy asby changes in sectoral energy intensities.
REFERENCES AND INTERNATIONAL DATA
COMPARISONS
INTERNATIONAL ENERGY AGENCY (2003).
Internet site http://www.iea.org . Paris.
programmes and reverse the loss of environ-
CARBON DIOXIDE EMISSIONS PER
28 CAPITA AND CONSUMPTION OF
CARBONS (ODP TONS)
The indicators signify the commitment toreducing carbon dioxide emissions and progress
in phasing out the consumption of CFCs by
Carbon dioxide emissions per capita is the
countries that have ratified the Montreal
total amount of carbon dioxide emitted by a
Protocol. Carbon dioxide emissions are largely
country as a consequence of human (produc-
a by-product of energy production and use.
tion and consumption) activities, divided by
They account for the largest share of green-
the population of the country. In the global
house gases associated with global warming.
carbon dioxide emission estimates of theCarbon Dioxide Information Analysis Center
The Vienna Convention for the Protection of
of Oak Ridge National Laboratory in the
the Ozone Layer (1985) and the Montreal
United States, the calculated country emis-
Protocol (1987) are now recognized as having
sions of carbon dioxide include emissions
been successful in preventing the global envi-
from consumption of solid, liquid and gas
ronmental catastrophe that could have been
fuels; cement production; and gas flaring.
caused by stratospheric ozone depletion. The
National reporting to the United Nations
Montreal Protocol aims to reduce and eventu-
Framework Convention on Climate Change,
ally eliminate the emissions of anthropogenic
which follows the Intergovernmental Panel on
ozone-depleting substances by ceasing their
Climate Change guidelines, is based on
production and consumption. The phasing out
national emission inventories and covers all
of ozone-depleting substances and their
sources of anthropogenic carbon dioxide
replacement with less harmful substances or
emissions as well as carbon sinks (such as
new processes are aimed at the recovery of
the ozone layer.
Consumption of ozone-depleting chlorofluoro-
CFCs are considered most representative of
carbons (CFCs) in ODP (ozone-depleting poten-
the protocol's efforts to phase out the use of
tial) tons is the sum of the consumption of the
ozone-depleting substances since they were
weighted tons of the individual substances in
the first to be targeted for elimination.
the group—metric tons of the individual sub-stance (defined in the Montreal Protocol on
METHOD OF COMPUTATION
Substances that Deplete the Ozone Layer)
Carbon dioxide emissions per capita are cal-
multiplied by its ozone-depleting potential.
culated by dividing carbon dioxide emissions
An
ozone-depleting substance is any sub-
by the number of people in the national pop-
stance containing chlorine or bromine that
ulation. Carbon dioxide emission estimates
destroys the stratospheric ozone layer. The
from 1950 to the present are derived primari-
stratospheric ozone layer absorbs most of the
ly from energy statistics published by the
biologically damaging ultraviolet radiation.
United Nations, using the methods outlined in"Carbon dioxide emissions from fossil fuels: a
GOAL AND TARGET ADDRESSED
procedure for estimation and results for
Goal 7. Ensure environmental sustainability
1950–82". National reporting to the United
Target 9. Integrate the principles of sustain-
Nations Framework Convention on Climate
able development into country policies and
Change is based on the Intergovernmental
Panel on Climate Change guidelines. Carbon
ecosystem response.
dioxide emissions can be expressed in terms
REFERENCES AND INTERNATIONAL DATA
of carbon dioxide or converted to carbon con-
CARBON DIOXIDE INFORMATION ANALYSIS CENTRE
(CDIAC) (2003).
Global, Regional, and
The consumption of CFCs is the national pro-
National Fossil Fuel CO2 Emissions:
duction plus imports, minus exports, minus
destroyed quantities, minus feedstock uses of
reg.htm. Oak Ridge, Tennessee.
individual CFCs. National annual consump-
CARBON DIOXIDE INFORMATION ANALYSIS CENTRE
tion of CFCs is the sum of the weighted tons
(consumption in metric tons multiplied by the
http://cdiac.esd.ornl.gov/. Oak Ridge,
estimated ozone-depleting potential) of the
individual CFCs.
MARLAND, G., and
R.M. ROTTY (1984).
Carbon dioxide emissions from fossil fuels:
DATA COLLECTION AND SOURCE
a procedure for estimation and results for
National carbon dioxide emissions are esti-
1950–82.
Tellus, 36(B): 232–61.
mated from detailed data on emission sources,
UNITED NATIONS (1996).
Glossary of
using source-specific emission factors. Emission
Environmental Statistics, Series F, No. 67
inventories are usually compiled by energy or
(United Nations publication, Sales No.
environment ministries. Annex I parties (dev-
eloped countries) to the United Nations
http://unstats. un.org/unsd/pubs. (A, C, E,
Framework Convention on Climate Change sub-
mit their data on greenhouse gas emissions to
UNITED NATIONS (2001).
Indicators of
the organization's secretariat through an
Sustainable Development: Guidelines and
annual reporting format. Reporting of Non-
Methodologies. Sales No. E.01.II.A.6.
annex I parties is voluntary and occasional.
Available from http:// www.un.org/esa/
Where national emission inventories are absent,
official sources are supplemented by other
UNITED NATIONS ENVIRONMENT PROGRAMME
sources and estimates.
(2002).
Production and Consumption ofOzone-Depleting Substances under the
Estimation of the consumption of CFCs requires
Montreal Protocol, 1986-2000. Available
data on national production plus imports,
minus exports, minus stocks destroyed.
Those can be derived from national produc-
UNITED NATIONS ENVIRONMENT PROGRAMME
tion and international trade statistics.
(2003).
The Ozone Secretariat. Internet sitehttp://www.unep.org/ozone/. Nairobi.
PERIODICITY OF MEASUREMENT
UNITED NATIONS FRAMEWORK CONVENTION ON
Data are usually collected annually.
CLIMATE CHANGE (2003).
Greenhouse Gas
Inventory Database (GHG). Internet site
COMMENTS AND LIMITATIONS
http://ghg.unfccc.int. Bonn, Germany.
For carbon dioxide emissions, trend data are
UNITED NATIONS FRAMEWORK CONVENTION ON
more reliable than data comparisons between
CLIMATE CHANGE (2003). Internet site
http://www.unfccc.int. Bonn, Germany.
WORLD BANK (2003 and annual).
World
For ozone depletion, the indicator does not
Development Indicators. Print and CD-ROM.
reveal much about current trends in deterio-
Washington, D.C. Available in part from
ration of the ozone layer owing to delays in
WORLD METEOROLOGICAL ORGANIZATION AND
complex phenomenon and depends on inter-
UNITED NATIONS ENVIRONMENT PROGRAMME.
actions of pollution source (fuel and stove type),
INTER-GOVERNMENTAL PANEL ON CLIMATE CHANGE
pollution dispersion (housing and ventilation)
(2003). Internet site http://www.ipcc.ch.
and the time-activity budget of household
members. The type of fuel and participation in
cooking tasks have consistently been the
EarthTrends: The Environment Information
most important predictors of exposure.
Portal. Internet site http://earthtrends.
wri.org. Washington, D.C.
METHOD OF COMPUTATION
The indicator is computed as the ratio of
households using one or more unprocessed solid
fuels (dung and crop residues, wood, char-
United Nations Framework Convention on
coal, and coal) for cooking and heating, to the
total population, expressed as a percentage.
United Nations Statistics Division
DATA COLLECTION AND SOURCE
United Nations Environment Programme,
Data can be derived from household surveys,
Ozone Secretariat
such as Living Standard Measurement studysurveys and Demographic and Health Surveysand from population censuses. Standard
PROPORTION OF THE POPULATION
questions for inclusion in all nationally repre-
29 USING SOLID FUELS
sentative household surveys have not yetbeen developed and no internationally com-
parable data are available.
Proportion of population using solid fuels isthe proportion of the population that relies on
biomass (wood, charcoal, crop residues and
More than half the world's households cook
dung) and coal as the primary source of
with unprocessed solid fuels, exposing prima-
domestic energy for cooking and heating.
rily women and children to indoor air pollu-tion, which can result in serious health prob-
GOAL AND TARGET ADDRESSED
lems, such as acute respiratory diseases. In
Goal 7. Ensure environmental sustainability
addition, women spend more time than men
Target 9. Integrate the principles of sustain-
gathering wood for fuel.
able development into country policies andprogrammes and reverse the loss of environ-
COMMENTS AND LIMITATIONS
Development of standard questions for inclu-sion in all nationally representative household
surveys and censuses is needed to obtain
Incomplete and inefficient combustion of
data for calculating the indicator and allowing
solid fuels results in the emission of hundreds
comparisons across countries.
of compounds, many of which are health-damaging pollutants or greenhouse gases
Since the use of solid fuels affects both the
that contribute to global climate change. There
environment and the population as a whole
are also important linkages between house-
and the health status of those directly
hold solid fuel use, indoor air pollution, defor-
exposed, guidelines should clearly set defini-
estation and soil erosion and greenhouse gas
tions and measurement standards for what is
emissions. Exposure to indoor air pollution is a
intended by "exposure".
PROPORTION OF POPULATION WITH
REFERENCES AND INTERNATIONAL DATA
SUSTAINABLE ACCESS TO AN
IMPROVED WATER SOURCE, URBAN
BRUCE, NIGEL, ROGELIO PEREZ-PADILLA and
RACHEL ALBALAK (2000). Indoor air pollution
in developing countries: a major environ-
mental and public health challenge.
Bulletin
The
proportion of the population with sustain-
of the World Health Organization 78 (9),
able access to an improved water source,
1078-1092 Geneva.
urban and rural, is the percentage of the pop-
STAKEHOLDER FORUM (2002). Earth Summit
ulation who use any of the following types of
Forum 2002. Internet site http://www.earth
water supply for drinking: piped water, public
tap, borehole or pump, protected well, pro-
tected spring or rainwater. Improved water
UNITED NATIONS (1982).
Concepts and
sources do not include vendor-provided
Methods in Energy Statistics, with Special
water, bottled water, tanker trucks or unpro-
Reference to Energy Accounts and
tected wells and springs.
Balances: A Technical Report, Series F, No.
29. Sales No. E.82.XVII.13 and corrigen-
GOAL AND TARGET ADDRESSED
dum. Available from http://unstats.un.org/
Goal 7: Ensure environmental sustainability.
unsd/pubs (E, F, R).
Target 10: Halve, by 2015, the proportion of
UNITED NATIONS (1987).
Energy Statistics –
people without sustainable access to safe
Definitions, Units of Measure and Conversion
drinking water and basic sanitation.
Factors, Series F, No. 44. Sales No.
E.86.XVII.21. Available from http://unstats.
un.org/unsd/pubs (E, F, R, S).
The indicator monitors access to improved
WORLD BANK (2003).
Briefing Notes on
water sources based on the assumption that
Gender and Development - Energy.
improved sources are more likely to provide
Available from http://www.worldbank.org/
safe water. Unsafe water is the direct cause of
many diseases in developing countries.
WORLD HEALTH ORGANIZATION (2002).
World
METHOD OF COMPUTATION
Health Report 2002 – Reducing Risks,
The indicator is computed as the ratio of the
Promoting Healthy Life. Geneva. Available
number of people who use piped water, public
tap, borehole or pump, protected well, protectedspring or rainwater to the total population,
The World Health Organization has produced
expressed as a percentage. The same method
estimates of regional aggregates for this indi-
applies for the urban and rural breakdown.
cator. However, no country data series areavailable to allow comparison across coun-
Access to safe water refers to the percentage
tries or assessment of trends.
of the population with reasonable access toan adequate supply of safe water in their
dwelling or within a convenient distance of
National statistical offices
their dwelling. The
Global Water Supply and
World Health Organization
Sanitation Assessment 2000 Report defines
reasonable access as "the availability of 20litres per capita per day at a distance nolonger than 1,000 metres". However, access
and volume of drinking water are difficult to
measure, so sources of drinking water that
Women and men usually have different roles
are thought to provide safe water are used as
in water and sanitation activities. The differ-
ences are particularly pronounced in ruralareas. Women are most often the users,
The United Nations Children's Fund (UNICEF)
providers and managers of water in rural
and the World Health Organization (WHO),
households and the guardians of household
through the Joint Monitoring Programme,
hygiene. If a water system breaks down,
assess trends in "access to improved drinking
women are more likely to be affected than
water sources" by drawing a regression line
men because they have to travel farther for
through the available household survey and
water or use other means to meet the house-
census data for each country (details are avail-
hold's water and sanitation needs.
able at http://www.childinfo.org). Regionaland global estimates are aggregated from the
national estimates, using population-weight-
The indicator should be monitored separately
ed averages.
for urban and rural areas. Because of nation-al differences in characteristics that distin-
DATA COLLECTION AND SOURCE
guish urban from rural areas, the distinction
Since the late 1990s, data have routinely been
between urban and rural population is not
collected at the national and subnational levels
amenable to a single definition applicable to
in more than 100 countries using censuses and
all countries. National definitions are most
surveys by national Governments, often with
commonly based on size of locality, with rural
support from international development agen-
population as the residual of population that
cies. Two data sources are common: administra-
is not considered urban.
tive or infrastructure data that report on newand existing facilities, and data from household
COMMENTS AND LIMITATIONS
surveys, including Multiple Indicator Cluster
When data from administrative sources are
Surveys, Demographic and Health Surveys and
used, they generally refer to existing sources,
Living Standards Measurement study surveys.
whether used or not. Despite official WHO defi-
Before the population-based data were avail-
nitions, the judgment about whether a water
able, provider-based data were used.
source is safe is often subjective. In addition, theexistence of a water supply does not necessari-
Evidence suggests that data from surveys are
ly mean that it is safe or that local people use it.
more reliable than administrative records and
For those and other reasons, household survey
provide information on facilities actually used
data are generally better than administrative
by the population.
data, since survey data are based on actual useof sources by the surveyed population rather
PERIODICITY OF MEASUREMENT
than the simple existence of the sources.
Administrative data are often available annu-ally. Household surveys are generally con-
While access is the most reasonable indicator
ducted every three to five years.
for water supply, it still involves severe method-ological and practical problems. Among them:
WHO and UNICEF annually compile interna-
■ The data are not routinely collected by "the
tional data and prepare regional and global
sector" but by others outside the sector as
estimates based on household survey data.
part of more general surveys.
■ Water quality is not systematically addressed.
■ The timing of collection and analysis of
household survey data is irregular, with long
WORLD HEALTH ORGANIZATION (2002 and
intervals between surveys
annual).
World Health Report. Geneva.
Available from http://www.who.int/whr/
REFERENCES AND INTERNATIONAL DATA
WORLD HEALTH ORGANIZATION AND UNITED
ORC MACRO (2003).
Demographic and
NATIONS CHILDREN'S FUND (2000).
Global
Health Surveys – Providing Information for
Water Supply and Sanitation Assessment
Informed Decisions in Population, Health
2000 Report, pp.77-78. Geneva. Available
and Nutrition. Internet site http://www.
measuredhs.com. Calverton, Maryland.
UNITED NATIONS (1998).
Principles and
Recommendations for Population andHousing Censuses, Revision 1, Series M, No.
67, Rev. 1. Sales No. E.98.XVII.1. Available
National statistical offices
from http://unstats.un.org/unsd/pubs (A,
United Nations Children's Fund
World Health Organization
UNITED NATIONS (2001).
Indicators of
Sustainable Development: Guidelines andMethodologies. Sales No. E.01.II.A.6.
PROPORTION OF POPULATION WITH
Available from http://www.un.org/esa/
ACCESS TO IMPROVED SANITATION,
UNITED NATIONS (2003).
Millennium Indicators
Database. Statistics Division Internet site
Proportion of the urban and rural population
UNITED NATIONS CHILDREN'S FUND (2003).
with access to improved sanitation refers to
Progress since the World Summit for
the percentage of the population with access
Children. New York. Available from http://
to facilities that hygienically separate human
excreta from human, animal and insect con-
UNITED NATIONS CHILDREN'S FUND (annual).
tact. Facilities such as sewers or septic tanks,
The State of the World's Children. New York.
poor-flush latrines and simple pit or ventilat-
WORLD BANK (2003 and annual).
World
ed improved pit latrines are assumed to be
Development Indicators. Print and CD-ROM.
adequate, provided that they are not public,
Washington, D.C. Available in part from
according to the World Health Organization
and United Nations Children's Fund's
Global
WORLD BANK (2003).
Briefing Notes on
Water Supply and Sanitation Assessment 2000
Gender Development - Water and Sanitation.
Report. To be effective, facilities must be cor-
Washington, D.C. Available from http://
rectly constructed and properly maintained.
GOAL AND TARGET ADDRESSED
WORLD BANK (2003).
The Living Standards
Goal 7. Ensure environmental sustainability
Measurement Study of the World Bank
Target 10. Halve, by 2015, the proportion of
(LSMS). Internet site http://www.world-
people without sustainable access to safe
bank.org/lsms. Washington, D.C.
drinking water and basic sanitation
WORLD BANK (2003).
Toolkit on Gender in
Water and Sanitation. Washington, D.C.
Available from http://www.worldbank.org/
Good sanitation is important for urban and rural
populations, but the risks are greater in urban
areas where it is more difficult to avoid con-
holds and the guardians of household hygiene.
tact with waste.
If a water system breaks down, women aremore likely to be affected than men because
METHOD OF COMPUTATION
they have to travel farther for water or use
The indicator is computed as the ratio of the
other means to meet the household's water
number of people in urban or rural areas with
and sanitation needs.
access to improved excreta-disposal facilitiesto the total urban or rural population, expressed
as a percentage.
The indicator should be monitored separatelyfor urban and rural areas. Owing to national
DATA COLLECTION AND SOURCE
differences in characteristics that distinguish
Since the late 1990s, data have routinely been
urban from rural areas, the distinction
collected at national and subnational levels in
between urban and rural population is not
more than 100 countries using censuses and
amenable to a single definition applicable to
surveys by national Governments, often with
all countries. National definitions are most
support from international development
commonly based on size of locality, with rural
agencies. Two data sources are common: ad-
population as the residual of population that
ministrative or infrastructure data that report
is not considered urban.
on new and existing facilities, and data fromhousehold surveys including Multiple Indicator
COMMENTS AND LIMITATIONS
Cluster Surveys, Demographic and Health
When data are from administrative sources,
Surveys, and LSMS surveys. Before those
they generally refer to existing sanitation
population-based data were available,
facilities, whether used or not. Household sur-
provider-based data were used.
vey data are therefore generally better thanadministrative data, since survey data are
Evidence suggests that data from surveys are
based on actual use of facilities by the sur-
more reliable than administrative records and
veyed population rather than the simple exis-
provide information on facilities actually used
tence of the facilities.
by the population.
While access is the most reasonable indicator
Rural and urban population statistics come
for sanitation facilities, it still involves severe
directly from population censuses.
methodological and practical problems,including the following:
PERIODICITY OF MEASUREMENT
■ The data are not routinely collected by "the
Administrative data are often available annu-
sector" but by others outside the sector as
ally. Household surveys are generally conducted
part of more general surveys
every three to five years. WHO and UNICEF
■ Facility quality is not systematically
annually compile international data and pre-
pare regional and global estimates based on
■ The timing of collection and analysis of
household survey data.
household survey data is irregular, withlong intervals between surveys
GENDER ISSUES
Women and men usually have different roles
The definition of
access to improved sanita-
in water and sanitation activities. The differ-
tion facilities and methods for assessing it are
ences are particularly pronounced in rural
even more contentious than those for water,
areas. Women are most often the users, pro-
with national definitions of "acceptable" sani-
viders and managers of water in rural house-
tation varying widely.
REFERENCES AND INTERNATIONAL DATA
PROPORTION OF HOUSEHOLDS WITH
ACCESS TO SECURE TENURE
ORC MACRO (2003).
Demographic and
Health Surveys – Providing Information for
Informed Decisions in Population, Health
The
proportion of households with access to
and Nutrition. Internet site http://www.
secure tenure is 1 minus the percentage of
measuredhs.com. Calverton, Maryland.
the urban population that lives in slums. In the
UNITED NATIONS (1998).
Principles and
absence of data on number of slum dwellers,
Recommendations for Population and
the United Nations Human Settlements
Housing Censuses, Revision 1, Series M, No.
Programme (UN-HABITAT) produces estimates
67, Rev. 1. Sales No. E.98.XVII.1. Available
based on a definition of slums as agreed by
from http://unstats.un.org/unsd/pubs (A,
the Expert Group Meeting on Urban Indicators
in 2002. Those indicators will be adjusted,
UNITED NATIONS (2001).
Indicators of
and the definitions of secure tenure and
Sustainable Development: Guidelines and
slums will be refined through future consulta-
Methodologies. Sales No. E.01.II.A.6.
tions with Expert Group Meeting participants
Available from http://www.un.org/esa/
and their related networks of professionals.
UNITED NATIONS (2003).
Millennium Indicators
Secure tenure refers to households that own
Database. Statistics Division Internet site
or are purchasing their homes, are renting pri-
vately or are in social housing or subtenancy.
UNITED NATIONS CHILDREN'S FUND (2003).
Households without secure tenure are defined
Progress since the World Summit for Children.
as
squatters (whether or not they pay rent),
New York. Available from http://www.
homeless and
households with no formal
childinfo.org .
WORLD BANK (2003)
The Living Standards
Measurement Study of the World Bank
UN-HABITAT defines a
slum household as a
(LSMS). Internet site http://www.worldbank.
group of individuals living under the same
org/lsms. Washington, D.C.
roof who lack one or more (in some cities, two
WORLD HEALTH ORGANIZATION AND UNITED
or more) of the following conditions: security
NATIONS CHILDREN'S FUND (2000).
Global
of tenure, structural quality and durability of
Water Supply and Sanitation Assessment
dwellings, access to safe water, access to
2000 Report. Geneva. Available from
sanitation facilities and sufficient living area.
GOAL AND TARGET ADDRESSED
Goal 7. Ensure environmental sustainability
Target 11. By 2020, to have achieved a signifi-
cant improvement in the lives of at least 100
National statistical offices
million slum dwellers
United Nations Children's FundWorld Health Organization
RATIONALE
The indicator is intended to provide an
overview of the share of urban population liv-
ing in conditions of poverty and physical and
environmental deprivation.
METHOD OF COMPUTATION
REFERENCES AND INTERNATIONAL DATA
The indicator is computed as 1 minus the ratio
of the number of households in urban areas
CENTER ON HOUSING RIGHTS AND EVICTIONS
that lack one or more of the above-mentioned
(2003). Women and housing rights. In
conditions listed under "Definition"to the num-
Housing Rights. Geneva. Available from
ber of urban households, expressed as a per-
UNITED NATIONS (2003).
Millennium Indicators
Database. Statistics Division Internet site
DATA COLLECTION AND SOURCE
Data come mainly from household surveys
UNITED NATIONS. COMMISSION ON HUMAN
such as the Demographic and Health Surveys,
RIGHTS. Women's equal ownership of,
Multiple Indicator Cluster Surveys and Joint
access to and control over land and the
Monitoring Programme questionnaires. In
equal rights to own property and to ade-
countries without such data from surveys,
quate housing.
Official Records of the
data can be derived from population and
Economic and Social Council, Fifty-sixth
housing censuses, which usually include
Session Supplemjent No. 3 (E/200/23-
questions about housing tenure.
E/CN.4/2000/167), resolution 2000/13.
Geneva. Available from http://www.
UN-HABITAT produces slum population esti-
mates based on those national sources for
assessing regional and global trends.
UNITED NATIONS HUMAN SETTLEMENTS PROGRAMME
(UN-HABITAT) (2002). Expert Group Meeting
PERIODICITY OF MEASUREMENT
on Urban Indicators
– Secure Tenure, Slums
Household surveys are generally conducted
and Global Sample of Cities. Nairobi.
every three to five years. Censuses are con-
Available from http://www.unhabitat.org/
ducted every 10 years.
programmes/guo/documents/EGM finalreport 4 Dec 02.pdf.
UNITED NATIONS HUMAN SETTLEMENTS PROGRAMME
For women (more than for men), housing—
(UN-HABITAT) (2003).
Global Urban
beyond basic shelter—also often functions as
Observatory. Internet site http://www.
an important place of employment and social
interaction, and a place to care for children. It
UNITED NATIONS HUMAN SETTLEMENTS PROGRAMME
may offer respite from social instability and
(UN-HABITAT) (2003).
Guide to Monitoring
violence. Discriminatory social and economic
Target 11: Improving the Lives of 100
practices within and outside the household
Million Slum Dwellers–Progress towards the
may result in women being excluded from
Millennium Development Goals. Nairobi.
many aspects of housing, including policy
Available from http://www.unhabitat.org/
development, control over housing resources,
rights of inheritance and ownership, commu-
UNITED NATIONS HUMAN SETTLEMENTS PROGRAMME
nity organizing or the construction of hous-
ing. Such exclusion can threaten women's
Campaign for Secure Tenure. Internet site
security of tenure by preventing women from
owning, inheriting, leasing, renting or remain-
tenure. Nairobi.
ing in housing and on land.
UN-HABITAT produces regional and global
COMMENTS AND LIMITATIONS
estimates of percentage of slum dwellers
Data are not yet generally available.
based on national data. Internationally
comparable data series at country level
Republic of the Congo, Djibouti, Equatorial
have not yet been produced.
Guinea, Eritrea, Ethiopia, Gambia, Guinea,Guinea-Bissau, Lesotho, Liberia, Madagascar,
Malawi, Mali, Mauritania, Mozambique, the
Niger, Rwanda, Saõ Tomé and Principe,
Senegal, Sierra Leone, Somalia, the Sudan,Togo, Uganda, the United Republic ofTanzania and Zambia;
Asia and the Pacific:
NET ODA, TOTAL AND TO THE LEAST
Afghanistan, Bangladesh, Bhutan, Cambodia,
33 DEVELOPED COUNTRIES, AS A PER-
Kiribati, the Lao People's Democratic
CENTAGE OF OECD/DAC DONORS'
Republic, Maldives, Myanmar, Nepal, Samoa,
GROSS NATIONAL INCOME
Solomon Islands, Timor Leste, Tuvalu,Vanuatu and Yemen;
Latin America and the
Official development assistance comprisesgrants or loans to developing countries and ter-
GOAL AND TARGETS ADDRESSED
ritories on the Organisation for Economic Co-
Goal 8. Develop a global partnership for devel-
operation and Development/Development
Assistance Committee (OECD/DAC) list of aid
Target 12. Develop further an open, rule-based,
recipients that are undertaken by the official
predictable, non-discriminatory trading and
sector with promotion of economic develop-
financial system. Includes a commitment to
ment and welfare as the main objective and at
good governance, development and poverty
concessional financial terms (if a loan, having a
reduction—both nationally and internationally
grant element of at least 25 per cent). Technical
Target 13. Address the special needs of the
cooperation is included. Grants, loans and cred-
least developed countries. Includes: tariff and
its for military purposes are excluded. Also
quota-free access for least developed coun-
excluded is aid to more advanced developing
tries' exports; enhanced programme of debt
and transition countries as determined by DAC.
relief for heavily indebted poor countries andcancellation of official bilateral debt; and
Donors' gross national income (GNI) at market
more generous ODA for countries committed
prices is the sum of gross primary incomes
to poverty reduction
receivable by resident institutional units and
Target 14. Address the special needs of land-
sectors. GNI at market prices was called gross
locked countries and small island developing
national product (GNP) in the 1953 System of
States (through the Programme of Action for
National Accounts. In contrast to gross domes-
the Sustainable Development of Small Island
tic product (GDP), GNI is a concept of income
Developing States and the outcome of the
(primary income) rather than value added.
twenty-second special session of the GeneralAssembly)
The General Assembly, on the recommenda-
Target 15. Deal comprehensively with the debt
tion of the Committee for Development Policy,
problems of developing countries through
through the Economic and Social Council,
national and international measures in order
decides on the countries to be included in the
to make debt sustainable in the long term
list of
least developed countries (LDCs). As ofJanuary 2004, the list included the following
countries, by region:
Africa: Angola, Benin,
Goal 8 addresses the way developed coun-
Burkina Faso, Burundi, Cape Verde, Central
tries can assist developing countries to
African Republic, Chad, Comoros, Democratic
achieve the other seven goals through more
development assistance, improved access to
UNITED NATIONS, COMMISSION OF THE EUROPEAN
markets and debt relief. The International
COMMUNITIES, INTERNATIONAL MONETARY FUND,
Conference on Financing for Development,
ORGANISATION FOR ECONOMIC CO-OPERATION and
held in Monterrey, Mexico in 2002, stimulated
DEVELOPMENT AND WORLD BANK (1994).
commitments from major donors to start to
System of National Accounts 1993 (SNA
reverse the decline in official development
1993), Series F, No.2, Rev. 4. Sales No.
assistance and focus more on poverty reduc-
E.94.XVII.4. Available with updates at
tion, education and health to help countries
realize the Millennium Development Goals.
UNITED NATIONS OFFICE OF THE HIGH
REPRESENTATIVE FOR THE LEAST DEVELOPED
METHOD OF COMPUTATION
COUNTRIES, LANDLOCKED DEVELOPING COUNTRIES
GNI is equal to GDP (which at market prices
AND SMALL ISLAND DEVELOPING STATES (2003).
represents the final result of the production
Internet site http://www.un.org/ohrlls.
activity of resident producer units) less pri-mary incomes payable to non-resident units
plus primary incomes receivable from non-
Organisation for Economic Co-operation
resident units. In other words, GNI is equal to
and Development, Development Assistance
GDP less taxes (less subsidies) on production
and imports, compensation of employees andproperty income payable to the rest of theworld plus the corresponding items receivable
PROPORTION OF TOTAL BILATERAL,
from the rest of the world.
SECTOR-ALLOCABLE ODA OF OECD/DAC DONORS TO BASIC SOCIAL
DATA COLLECTION AND SOURCE
SERVICES (BASIC EDUCATION, PRI-
Data are compiled by the Development
MARY HEALTH CARE, NUTRITION,
Assistance Committee of OECD.
SAFE WATER AND SANITATION)
PERIODICITY OF MEASUREMENT
Official development assistance comprisesgrants or loans to developing countries and ter-
REFERENCES AND INTERNATIONAL DATA
ritories on the OECD Development Assistance
Committee list of aid recipients that are under-
ORGANISATION FOR ECONOMIC CO-OPERATION AND
taken by the official sector with promotion of
economic development and welfare as the main
COMMITTEE (2003). Internet site http://www.
objective and at concessional financial terms (if
oecd.org/dac . Paris.
a loan, having a grant element of at least 25 per
ORGANISATION FOR ECONOMIC CO-OPERATION AND
cent). Technical cooperation is included. Grants,
loans and credits for military purposes are
COMMITTEE (annual).
Development Co-opera-
excluded. Also excluded is aid to more
tion Report. Paris.
advanced developing and transition countries
ORGANISATION FOR ECONOMIC CO-OPERATION AND
as determined by DAC.
Bilateral official develop-
ment assistance is from one country to another.
Development Statistics. CD-ROM. Paris.
Basic education comprises primary education,
UNITED NATIONS (2003).
Millennium Indicators
basic life skills for youth and adults and early
Database. Statistics Division Internet site
childhood education.
Primary health care
includes basic health care, basic health infra-
structure, basic nutrition, infectious disease
DATA COLLECTION AND SOURCE
control, health education and health person-
Compiled by the Development Assistance
nel development. (For safe water and sanita-
Committee of the OECD.
tion, see INDICATORS 30 and 31.)
PERIODICITY OF MEASUREMENT
GOAL AND TARGETS ADDRESSED
Goal 8. Develop a global partnership for devel-
opment
COMMENTS AND LIMITATIONS
Target 12. Develop further an open, rule-based,
Aid to water supply and sanitation is defined
predictable, non-discriminatory trading and
as part of basic social services only if poverty
financial system. Includes a commitment to
good governance, development and poverty
REFERENCES AND INTERNATIONAL DATA
reduction—both nationally and internationally.
Target 13. Address the special needs of the
ORGANISATION FOR ECONOMIC CO-OPERATION
least developed countries. Includes: tariff and
AND DEVELOPMENT. DEVELOPMENT ASSISTANCE
quota-free access for least developed coun-
COMMITTEE (2003). Internet site http://www.
tries' exports; enhanced programme of debt
oecd.org/dac. Under Topics, select: Aid sta-
relief for heavily indebted poor countries and
tistics, Aid effectiveness and donor prac-
cancellation of official bilateral debt; and
tices or Millennium Development Goals.
more generous ODA for countries committed
to poverty reduction
ORGANISATION FOR ECONOMIC CO-OPERATION
Target 14. Address the special needs of land-
AND DEVELOPMENT. DEVELOPMENT ASSISTANCE
locked countries and small island developing
COMMITTEE (annual).
Development Co-opera-
States (through the Programme of Action for
tion Report. Paris.
the Sustainable Development of Small Island
ORGANISATION FOR ECONOMIC CO-OPERATION
Developing States and the outcome of the
AND DEVELOPMENT. DEVELOPMENT ASSISTANCE
twenty-second special session of the General
COMMITTEE (annual).
International Development
Statistics CD-ROM. Paris.
Target 15. Deal comprehensively with the debt
UNITED NATIONS (2003).
Millennium Indicators
problems of developing countries through
Database. Statistics Division Internet site
national and international measures in order
to make debt sustainable in the long term
Organisation for Economic Co-operation and
The World Summit on Social Development at
Development/Development
Copenhagen in 1995 suggested the possibili-
ty of "mutual commitment between interest-ed developed and developing country part-ners to allocate, on average, 20 per cent of
PROPORTION OF BILATERAL ODA OF
ODA and 20 per cent of the national budget,
OECD/DAC DONORS THAT IS UNTIED
respectively, to basic social programmes".
These programmes comprise basic education,
basic health, population and reproductive
Official development assistance (ODA) com-
health programmes, and poverty-focused
prises grants or loans to developing countries
water and sanitation projects.
and territories on the OECD DevelopmentAssistance Committee list of aid recipientsthat are undertaken by the official sector with
promotion of economic development and wel-
effectiveness. Recognizing this, OECD/DAC
fare as the main objective and at concession-
member countries have raised the share of
al financial terms (if a loan, having a grant ele-
their aid that is untied. The share of untied aid
ment of at least 25 per cent). Technical coop-
to the least developed countries has risen rel-
eration is included. Grants, loans and credits
atively slowly, but the situation is likely to
for military purposes are excluded. Also
improve with the implementation of the new
excluded is aid to more advanced developing
DAC Recommendation on Untying Official
and transition countries as determined by the
Development Assistance to the Least
Committee.
Bilateral official development
Developed Countries.
assistance is from one country to another.
Untied bilateral official development assis-
DATA COLLECTION AND SOURCE
tance is assistance from country to country
Data are compiled by the Development
for which the associated goods and services
Assistance Committee of OECD.
may be fully and freely procured in substan-tially all countries.
GOAL AND TARGETS ADDRESSED
Goal 8. Develop a global partnership for devel-
REFERENCES AND INTERNATIONAL DATA
Target 12. Develop further an open, rule-based,
ORGANISATION FOR ECONOMIC CO-OPERATION AND
predictable, non-discriminatory trading and
DEVELOPMENT. DEVELOPMENT ASSISTANCE COMMITTEE
financial system. Includes a commitment to
(2003). Internet site http://www.oecd.org/
good governance, development and poverty
dac . Under Topics, select: Aid statistics, Aid
reduction—both nationally and internationally
effectiveness and donor practices or
Target 13. Address the special needs of the
Millennium Development Goals. Paris.
least developed countries. Includes: tariff and
ORGANISATION FOR ECONOMIC CO-OPERATION AND
quota-free access for least developed coun-
DEVELOPMENT. DEVELOPMENT ASSISTANCE COMMITTEE
tries' exports; enhanced programme of debt
Development
relief for heavily indebted poor countries and
cancellation of official bilateral debt; and
ORGANISATION FOR ECONOMIC CO-OPERATION AND
more generous ODA for countries committed
DEVELOPMENT. DEVELOPMENT ASSISTANCE COMMITTEE
to poverty reduction
Target 14. Address the special needs of land-
Statistics. CD-ROM. Paris.
locked countries and small island developing
UNITED NATIONS (2003).
Millennium Indicators
States (through the Programme of Action for
Database. Statistics Division Internet site
the Sustainable Development of Small Island
Developing States and the outcome of the
UNITED NATIONS. OFFICE OF THE HIGH
twenty-second special session of the General
REPRESENTATIVE FOR THE LEAST DEVELOPED
COUNTRIES, LANDLOCKED DEVELOPING COUNTRIES
Target 15. Deal comprehensively with the debt
AND SMALL ISLAND DEVELOPING STATES (2003).
problems of developing countries through
Internet site http://www.un.org/ohrlls .
national and international measures in orderto make debt sustainable in the long term
AGENCY
Organisation for Economic Co-operation and
Tying procurement from aid contracts to sup-
pliers in the donor country reduces its cost-
ODA RECEIVED IN LANDLOCKED
predictable, non-discriminatory trading and
36 COUNTRIES AS PROPORTION OF
financial system. Includes a commitment to
THEIR GROSS NATIONAL INCOMES
good governance, development and povertyreduction—both nationally and internationally
Target 13:. Address the special needs of the
Official development assistance comprises
least developed countries. Includes: tariff and
grants or loans to developing countries and
quota-free access for least developed coun-
territories on the OECD Development
tries' exports; enhanced programme of debt
Assistance Committee list of aid recipients
relief for HIPCs and cancellation of official
that are undertaken by the official sector with
bilateral debt; and more generous ODA for
promotion of economic development and wel-
countries committed to poverty reduction
fare as the main objective and at concession-
Target 14. Address the special needs of land-
al financial terms (if a loan, having a grant ele-
locked countries and small island developing
ment of at least 25 per cent). Technical coop-
States (through the Programme of Action for
eration is included. Grants, loans and credits for
the Sustainable Development of Small Island
military purposes are excluded. Also excluded
Developing States and the outcome of the
is aid to more advanced developing and tran-
twenty-second special session of the General
sition countries as determined by DAC.
Assembly)
Target 15. Deal comprehensively with the debt
Recipient countries' gross national income
problems of developing countries through
(GNI) at market prices is the sum of gross pri-
national and international measures in order
mary incomes receivable by resident institu-
to make debt sustainable in the long term
tional units and sectors. GNI at market priceswas called gross national product (GNP) in the
1953 System of National Accounts. In con-
The indicator addresses the special needs of
trast to gross domestic product (GDP), GNI is
landlocked countries to achieve their develop-
a concept of income (primary income) rather
than value added.
DATA COLLECTION AND SOURCE
The land-locked developing countries are, by
Data are compiled by the Development
region:
Africa: Botswana, Burkina Faso,
Assistance Committee of the Organisation for
Burundi, the Central African Republic, Chad,
Economic Co-operation and Development
Ethiopia, Lesotho, Malawi, Mali, Niger,Rwanda, Swaziland, Uganda, Zambia and
PERIODICITY OF MEASUREMENT
Zimbabwe;
Asia and the Pacific: Afghanistan,
Azerbaijan, Bhutan, Kazakhstan, Kyrgyzstan,the Lao People's Democratic Republic,
REFERENCES AND INTERNATIONAL DATA
Mongolia, Nepal, Tajikistan, Turkmenistan and
Uzbekistan;
Europe: The former Yugoslav
ORGANISATION FOR ECONOMIC CO-OPERATION AND
Republic of Macedonia and the Republic of
DEVELOPMENT. DEVELOPMENT ASSISTANCE COMMITTEE
Moldova (expected from 2003);
Latin America
(2003). Internet site http://www.oecd.
and the Caribbean: Bolivia and Paraguay.
org/dac. Under Topics, select: Aid statis-tics, Aid effectiveness and donor practices
GOAL AND TARGETS ADDRESSED
or Millennium Development Goals. Paris.
Goal 8. Develop a global partnership for devel-
ORGANISATION FOR ECONOMIC CO-OPERATION AND
DEVELOPMENT. DEVELOPMENT ASSISTANCE COMMITTEE
Target 12. Develop further an open, rule-based,
(annual).
Development Co-operation Report.
ORGANISATION FOR ECONOMIC CO-OPERATION AND
Recipient countries' gross national income at
DEVELOPMENT. DEVELOPMENT ASSISTANCE COMMITTEE
market prices is the sum of gross primary
International
incomes receivable by resident institutional
Statistics. CD-ROM. Paris.
units and sectors. GNI at market prices was
UNITED NATIONS (2003).
Millennium Indicators
called gross national product in the 1953
Database. Statistics Division Internet site
System of National Accounts. In con-
trast to gross domestic product, GNI is a con-
UNITED NATIONS, COMMISSION OF THE EUROPEAN
cept of income (primary income) rather than
COMMUNITIES, INTERNATIONAL MONETARY FUND,
value added.
ORGANISATION FOR ECONOMIC CO-OPERATION AND
DEVELOPMENT and
WORLD BANK (1994).
The small island developing States are by
System of National Accounts 1993 (SNA
region:
Africa: Cape Verde, Comoros, Guinea-
1993), Series F, No.2, Rev. 4. Sales No.
Bissau, Mauritius, Saõ Tomé and Principe, and
E.94.XVII.4. Available with updates at
Seychelles;
Asia and the Pacific: Bahrain, Cook
Islands, Fiji, Kiribati, Maldives, Marshall
UNITED NATIONS. OFFICE OF THE HIGH
Islands, Micronesia (Federated States of),
REPRESENTATIVE FOR THE LEAST DEVELOPED
Nauru, Niue, Palau, Papua New Guinea,
COUNTRIES, LANDLOCKED DEVELOPING COUNTRIES
Samoa, Singapore, Solomon Islands, Timor
AND SMALL ISLAND DEVELOPING STATES (2003).
Leste, Tokelau, Tonga, Tuvalu and Vanuatu;
Internet site http://www.un.org/ohrlls.
Europe: Cyprus and Malta;
Latin America andthe Caribbean: Antigua and Barbuda, Aruba,
the Bahamas, Barbados, Belize, Cuba,
Organisation for Economic Co-operation and
Dominica, the Dominican Republic, Grenada,
Development/Development
Guyana, Haiti, Jamaica, Netherlands Antilles,
St. Kitts and Nevis, St. Lucia, St. Vincent andthe Grenadines, Suriname, Trinidad andTobago, and the U.S. Virgin Islands.
ODA RECEIVED IN SMALL ISLAND
37 DEVELOPING STATES AS PROPOR-
GOAL AND TARGETS ADDRESSED
TION OF THEIR GROSS NATIONAL
Goal 8. Develop a global partnership for devel-
opment
Target 12. Develop further an open, rule-based,
predictable, non-discriminatory trading and
Official development assistance comprises
financial system. Includes a commitment to
grants or loans to developing countries and
good governance, development and poverty
territories on the OECD Development
reduction—both nationally and internationally
Assistance Committee list of aid recipients
Target 13. Address the special needs of the
that are undertaken by the official sector with
least developed countries. Includes: tariff and
promotion of economic development and wel-
quota-free access for least developed coun-
fare as the main objective and at concession-
tries' exports; enhanced programme of debt
al financial terms (if a loan, having a grant ele-
relief for heavily indebted poor countries and
ment of at least 25 per cent). Technical coop-
cancellation of official bilateral debt; and
eration is included. Grants, loans and credits for
more generous ODA for countries committed
military purposes are excluded. Also excluded
to poverty reduction
is aid to more advanced developing and tran-
Target 14. Address the special needs of land-
sition countries as determined by DAC.
locked countries and small island developing
States (through the Programme of Action for
ORGANISATION FOR ECONOMIC CO-OPERATION AND
the Sustainable Development of Small Island
DEVELOPMENT and
WORLD BANK (1994).
Developing States and the outcome of the
System of National Accounts 1993 (SNA
twenty-second special session of the General
1993), Series F, No.2, Rev. 4. Sales No.
E.94.XVII.4. Available with updates from
Target 15. Deal comprehensively with the debt
problems of developing countries through
UNITED NATIONS. OFFICE OF THE HIGH
national and international measures in order
REPRESENTATIVE FOR THE LEAST DEVELOPED
to make debt sustainable in the long term
COUNTRIES, LANDLOCKED DEVELOPING COUNTRIES
AND SMALL ISLAND DEVELOPING STATES (2003).
Internet site http://www.un.org/ohrlls.
The indicator addresses the special needs ofsmall island developing States. That group of
countries has very diverse incomes per capita,
Organisation for Economic Co-operation and
ranging from the least developed countries to
Development/Development
high-income countries. The least developed
countries need continued aid, which shouldbe monitored closely.
PROPORTION OF TOTAL DEVELOPED
DATA COLLECTION AND SOURCE
COUNTRY IMPORTS (BY VALUE AND
Data are compiled by the Development
EXCLUDING ARMS) FROM DEVEL-
Assistance Committee of OECD.
OPING COUNTRIES AND FROM THELEASE DEVELOPED COUNTRIES,
PERIODICITY OF MEASUREMENT
ADMITTED FREE OF DUTY
REFERENCES AND INTERNATIONAL DATA
Imports and imported value of goods (mer-
chandise) are goods that add to the stock of
ORGANISATION FOR ECONOMIC CO-OPERATION AND
material resources of a country by entering
DEVELOPMENT. DEVELOPMENT ASSISTANCE COMMITTEE
its economic territory. Goods simply being
(2003). Internet site http://www.oecd.org/
transported through a country (goods in tran-
dac. Under Topics, select: Aid statistics, Aid
sit) or temporarily admitted (except for goods
effectiveness and donor practices or
for inward processing) do not add to the stock
Millennium Development Goals. Paris.
of material resources of a country and are not
ORGANISATION FOR ECONOMIC CO-OPERATION AND
included in international merchandise trade
DEVELOPMENT. DEVELOPMENT ASSISTANCE COMMITTEE
statistics. In many cases, a country's econom-
(annual).
Development Co-operation Report.
ic territory largely coincides with its customs
territory, which is the territory in which the
ORGANISATION FOR ECONOMIC CO-OPERATION AND
customs laws of a country apply in full.
DEVELOPMENT. DEVELOPMENT ASSISTANCE COMMITTEE
(annual).
International Development Statistics.
Goods admitted free of duties are exports of
CD-ROM. Paris.
goods (excluding arms) received from devel-
UNITED NATIONS (2003).
Millennium Indicators
oping countries and admitted without tariffs
Database. Statistics Division Internet site
to developed countries.
UNITED NATIONS, COMMISSION OF THE EUROPEAN
There is no established convention for the
COMMUNITIES, INTERNATIONAL MONETARY FUND,
designation of
developed and
developing
countries or areas in the United Nations system.
least developed countries. Includes: tariff and
In common practice, Japan in Asia, Canada
quota-free access for least developed coun-
and the United States in North America,
tries' exports; enhanced programme of debt
Australia and New Zealand in Oceania and
relief for heavily indebted poor countries and
Europe are considered "developed" regions or
cancellation of official bilateral debt; and
areas. In international trade statistics, the
more generous ODA for countries committed
Southern African Customs Union is also treat-
to poverty reduction
ed as a developed region, and Israel is treated
Target 14. Address the special needs of land-
as a developed country; countries emerging
locked countries and small island developing
from the former Yugoslavia are treated as
States (through the Programme of Action for
developing countries; and countries of east-
the Sustainable Development of Small Island
ern Europe and European countries of the for-
Developing States and the outcome of the
mer Soviet Union are not included under
twenty-second special session of the General
either developed or developing regions.
Assembly)
Target 15. Deal comprehensively with the debt
The General Assembly, on the recommenda-
problems of developing countries through
tion of the Committee for Development Policy,
national and international measures in order
through the Economic and Social Council
to make debt sustainable in the long term
decides on the countries to be included in thelist of
least developed countries (LDCs). As of
January 2004, the list included the following
The indicator monitors the international effort
countries, by region:
Africa: Angola, Benin,
made to remove barriers to trade for develop-
Burkina Faso, Burundi, Cape Verde, the
ing countries, to encourage the achievement
Central African Republic, Chad, Comoros, the
of the Millennium Development Goals. Poor
Democratic Republic of the Congo, Djibouti,
people in developing countries work primarily
Equatorial Guinea, Eritrea, Ethiopia, the
in agriculture and labour-intensive manufac-
Gambia, Guinea, Guinea-Bissau, Lesotho,
turing, sectors that confront the greatest
Liberia, Madagascar, Malawi, Mali, Mauritania,
trade barriers. Removing barriers to merchan-
Mozambique, Niger, Rwanda, Saõ Tomé and
dise trade, therefore, could increase growth in
Principe, Senegal, Sierra Leone, Somalia, the
those countries by a significant amount.
Sudan, Togo, Uganda, the United Republic ofTanzania and Zambia;
Asia and the Pacific:
METHOD OF COMPUTATION
Afghanistan, Bangladesh, Bhutan, Cambodia,
To value their exports, countries can choose
Kiribati, the Lao People's Democratic
free-on-board (f.o.b.) values, which include
Republic., Maldives, Myanmar, Nepal, Samoa,
only the transaction value of the goods and
Solomon Islands, Timor Leste, Tuvalu,
the value of services performed to deliver
Vanuatu and Yemen;
Latin America and the
goods to the border of the exporting country,
or cost, insurance and freight (c.i.f.) values,which add to this the value of the services
GOAL AND TARGETS ADDRESSED
performed to deliver the goods from the bor-
Goal 8:. Develop a global partnership for devel-
der of the exporting country to the border of
the importing country. It is recommended that
Target 12. Develop further an open, rule-based,
imported goods be valued at c.i.f. prices for
predictable, non-discriminatory trading and
statistical purposes. Specific duties—not
financial system. Includes a commitment to good
expressed as a proportion of the declared
governance, development and poverty reduc-
value—may or may not be included in calcu-
tion—both nationally and internationally
lations of goods admitted free of duties.
Target 13. Address the special needs of the
DATA COLLECTION AND SOURCE
The indicator is calculated by the United Nations
Conference on Trade and Development in col-
World Trade Organization.
laboration with the World Bank and the World
AVERAGE TARIFFS IMPOSED BY
Trade Organization, from the Trade Analysis
DEVELOPED COUNTRIES ON AGRI-
and Information System (TRAINS) CD-ROM,
CULTURAL PRODUCTS AND CLOTH-
version 8 (2002).
ING FROM DEVELOPING COUNTRIES
COMMENTS AND LIMITATIONS
Indicator data available only at the world level.
Average tariffs are the simple average of allapplied ad valorem tariffs (tariffs based on
REFERENCES AND INTERNATIONAL DATA
the value of the import) applicable to the
bilateral imports of developed countries.
Agri-
UNITED NATIONS (1998). I
nternational
cultural products comprise plant and animal
Merchandise Trade Statistics – Concepts
products, including tree crops but excluding
and Definitions, Series M, No. 52, Rev. 2.
timber and fish products.
Clothing and textiles
Sales No. E.98.XVII.16. Available from
include natural and synthetic fibers and fabrics
http:// unstats.un.org/unsd/pubs (A, C, E,
and articles of clothing made from them.
UNITED NATIONS (2003).
Millennium Indicators
GOAL AND TARGETS ADDRESSED
Database. Statistics Division Internet site
Goal 8. Develop a global partnership for devel-
UNITED NATIONS, COMMISSION OF THE EUROPEAN
Target 12. Develop further an open, rule-based,
COMMUNITIES, INTERNATIONAL MONETARY FUND,
predictable, non-discriminatory trading and
ORGANISATION FOR ECONOMIC CO-OPERATION AND
financial system. Includes a commitment to
DEVELOPMENT and
WORLD BANK (1994).
good governance, development and poverty
System of National Accounts 1993 (SNA
reduction—both nationally and internationally
1993), Series F, No.2, Rev. 4. Sales No.
Target 13. Address the special needs of the
E.94.XVII.4, para. 7.66 for import duties.
least developed countries. Includes: tariff and
Available with updates at http://unstats.
quota-free access for least developed coun-
tries' exports; enhanced programme of debt
UNITED NATIONS CONFERENCE ON TRADE AND
relief for heavily indebted poor countries and
DEVELOPMENT (2003).
Trade Analysis and
cancellation of official bilateral debt; and
Information System (TRAINS). Internet site
more generous ODA for countries committed
to poverty reduction
UNITED NATIONS. OFFICE OF THE HIGH
Target 14. Address the special needs of land-
REPRESENTATIVE FOR THE LEAST DEVELOPED
locked countries and small island developing
COUNTRIES, LANDLOCKED DEVELOPING COUNTRIES
States (through the Programme of Action for
AND SMALL ISLAND DEVELOPING STATES (2003).
the Sustainable Development of Small Island
Internet site http://www.un.org/ohrlls.
Developing States and the outcome of the
WORLD CUSTOMS ORGANIZATION (1996).
twenty-second special session of the General
Harmonized Commodity Description and
Coding Systems, Second Edition (HS).
Target 15. Deal comprehensively with the debt
Brussels. English, French.
problems of developing countries throughnational and international measures in order
Data discrepancies across countries limit
to make debt sustainable in the long term
www.oecd.org.
Agricultural Market Access
The indicator monitors the international
effort made to remove barriers to trade fordeveloping countries in order to encourage theachievement of the Millennium Development
COMMENTS AND LIMITATIONS
Goals. Poor people in developing countries work
There are two types of average tariffs—sim-
primarily in agriculture and labour-intensive
ple average tariffs, which are used for goals
manufacturing, sectors that confront the
monitoring, and the weighted average. Simple
greatest trade barriers. Removing barriers to
averages are frequently a better indicator of
merchandise trade, therefore, could increase
tariff protection than weighted averages,
growth in those countries by a significant
which, because higher tariffs discourage
trade and reduce the weights applied to them,are biased downward .
METHOD OF COMPUTATION
To calculate average tariffs, each Harmonized
REFERENCES AND INTERNATIONAL DATA
System six-digit bilateral trade flow is given
the same weight. The results for each developed
UNITED NATIONS (1998).
International
country are then aggregated using the stan-
Merchandise Trade Statistics – Concepts and
dard import pattern as the weighting scheme
Definitions, Series M, No. 52, Rev. 2. Sales
for all importers. The standard weighting
No. E.98.XVII.16. Available from http://
scheme would be the average import structure
unstats.un.org/unsd/pubs (A, C, E, F, R, S).
of all developed markets for imports from the
UNITED NATIONS (2003).
Millennium Indicators
least developed countries and from developing
Database. Statistics Division Internet site
countries. The tariff rates used are the avail-
able ad valorem rates, including most-
WORLD CUSTOMS ORGANIZATION (1996).
favoured nation and non-most-favoured-
Harmonized Commodity Description and
nation (largely preferential) rates. As it is not
Coding System (HS), Second Edition.
possible to convert non-ad valorem rates to
Brussels. English, French.
ad valorem equivalents, all tariff lines withnon-ad valorem rates are excluded from the
Data discrepancies across countries limit
calculation. This affects, in particular, agricul-
tural products, where almost 25 per cent ofthe Harmonized System six-digit product cat-
egories contain at least one non-ad valorem
World Trade Organization
tariff line. Therefore, the agricultural part ofthe indicator is excluded from the initial dataset until an appropriate methodology for treat-
AGRICULTURAL SUPPORT ESTIMATE
ing non-ad valorem tariffs is developed.
FOR OECD COUNTRIES AS A PER-CENTAGE OF THEIR GROSS DOMES-
DATA COLLECTION AND SOURCE
The indicator is calculated by the United NationsConference on Trade and Development and
the World Trade Organization in consultation
Agricultural support is the annual monetary
with the World Bank from the Trade Analysis
value of all gross transfers from taxpayers and
and Information System (TRAINS) CD-ROM,
consumers, both domestic and foreign (in the
version 8 (2002). Organisation for Economic
form of subsidies arising from policy measures
Co-operation and Development database,
that support agriculture), net of the associated
budgetary receipts, regardless of their objec-
tively address both domestic and international
tives and impacts on farm production and
goals while ensuring well-functioning markets.
income, or consumption of farm products.
For agricultural products, the total support
METHOD OF COMPUTATION
estimate represents the overall taxpayer and
The agricultural total support estimate
consumer costs of agricultural policies. When
includes support to individual farmers from
expressed as a
percentage of GDP, the total
trade barriers that keep domestic farm prices
support estimate is an indicator of the cost to
above those on world markets, budget-financed
the economy as a whole.
payments, input subsidies, consumer foodsubsidies and support to general services pro-
GOAL AND TARGETS ADDRESSED
vided to the agricultural sector as a whole.
Goal 8. Develop a global partnership for devel-
opment
PERIODICITY OF MEASUREMENT
Target 12. Develop further an open, rule-based,
predictable, non-discriminatory trading andfinancial system. Includes a commitment to
COMMENTS AND LIMITATIONS
good governance, development and poverty
Differences across countries in total support
reduction—both nationally and internationally
estimates as a percentage of GDP reflect the
Target 13. Address the special needs of the
level of support and the share of agricultural
least developed countries. Includes: tariff and
output in the economy. Changes over time
quota-free access for least developed coun-
reflect changes in the level of support and in
tries' exports; enhanced programme of debt
the share of agriculture in GDP, as well as the
relief for heavily indebted poor countries and
growth of the economy.
cancellation of official bilateral debt; and
REFERENCES AND INTERNATIONAL DATA
more generous ODA for countries committed
to poverty reduction
ORGANISATION FOR ECONOMIC CO-OPERATION AND
Target 14. Address the special needs of land-
DEVELOPMENT (2003). Producer and Consumer
locked countries and small island developing
Support Estimates, OECD Database 1986-
States (through the Programme of Action for
2002, User's Guide. Paris. Available from
the Sustainable Development of Small Island
Developing States and the outcome of the
twenty-second special session of the General
ORGANISATION FOR ECONOMIC CO-OPERATION AND
DEVELOPMENT (2003).
Producer and Consumer
Target 15. Deal comprehensively with the debt
Support Estimates, OECD Database 1986-
problems of developing countries through
2002. Internet site http://www.oecd.org,
national and international measures in order
Select Statistics/Agriculture and Fisheries.
to make debt sustainable in the long term
ORGANISATION FOR ECONOMIC CO-OPERATION AND
DEVELOPMENT (annual).
Agricultural Policies
In penetrating foreign markets, developing
in OECD Countries, Monitoring and
countries face not only tariffs but also competi-
tion from products in developed countries that
UNITED NATIONS (2003).
Millennium Indicators
benefit from government subsidies. The chal-
Database. Statistics Division Internet site
lenge linked to the Doha Development Agenda is
to further reduce production and trade-distort-
UNITED NATIONS, COMMISSION OF THE EUROPEAN
ing support and implement policies that effec-
COMMUNITIES, INTERNATIONAL MONETARY FUND,
ORGANISATION FOR ECONOMIC CO-OPERATION AND
Those activities are further classified by the
DEVELOPMENT and
WORLD BANK (1994).
First Joint WTO/OECD Report on Trade-Related
System of National Accounts 1993 (SNA
Technical Assistance and Capacity-Building
1993), Series F, No.2, Rev. 4. Sales No.
(2002) under two main categories, trade pol-
E.94.XVII.4. Available with updates from
icy and regulations (divided into nineteen
subcategories) and trade development (divid-ed into six subcategories).
AGENCY
Organisation for Economic Co-operation and
GOAL AND TARGETS ADDRESSED
Goal 8. Develop a global partnership for devel-
opment
Target 12. Develop further an open, rule-based,
PROPORTION OF ODA PROVIDED TO
predictable, non-discriminatory trading and
41 HELP BUILD TRADE CAPACITY
financial system. Includes a commitment togood governance, development and poverty
reduction—both nationally and internationally
Official development assistance comprises
Target 13. Address the special needs of the
grants or loans to developing countries and
least developed countries. Includes: tariff and
territories on the OECD Development
quota-free access for least developed coun-
Assistance Committee list of aid recipients
tries' exports; enhanced programme of debt
that are undertaken by the official sector with
relief for heavily indebted poor countries and
promotion of economic development and wel-
cancellation of official bilateral debt; and
fare as the main objective and at concession-
more generous ODA for countries committed
al financial terms (if a loan, having a grant ele-
to poverty reduction
ment of at least 25 per cent). Technical coop-
Target 14. Address the special needs of land-
eration is included. Grants, loans and credits
locked countries and small island developing
for military purposes are excluded. Also
States (through the Programme of Action for
excluded is aid to more advanced developing
the Sustainable Development of Small Island
and transition countries as determined by
Developing States and the outcome of the
twenty-second special session of the GeneralAssembly)
Activities to
help build trade capacity enhance
Target 15. Deal comprehensively with the debt
the ability of the recipient country
problems of developing countries through
■ To formulate and implement a trade devel-
national and international measures in order
opment strategy and create an enabling
to make debt sustainable in the long term
environment for increasing the volume andvalue-added of exports, diversifying export
products and markets and increasing for-
At the Fourth Ministerial Conference of the
eign investment to generate jobs and trade
World Trade Organization, held in Doha in
■ To stimulate trade by domestic firms and
2001, donors committed to providing
encourage investment in trade-oriented
increased support to help developing coun-
tries, especially the least developed coun-
■ To participate in the benefit from the insti-
tries, build the capacity to trade and to inte-
tutions, negotiations and processes that
grate into world markets.
shape national trade policy and the rulesand practices of international commerce
Data collected for the indicator will help mon-itor the following aspects of trade-related
official development assistance:
There are also differences in the methodology
■ Transparency of trade-related technical
used for reporting trade development activi-
assistance delivered
ties among donors who replied to the requests
■ Sharing of information
for information. A number of donors isolated
■ Minimization and avoidance of duplication
the trade components of each activity, whereas
■ Estimation of progress in the implementa-
others reported the whole activity as trade
tion of the Doha mandates on technical
related. The total amounts of trade-related
cooperation and capacity-building
technical assistance and capacity building per
■ Coordination and coherence
donor in this category should therefore be
■ Achievement of the objectives mandated in
interpreted with caution.
paragraph 41 of the Ministerial Declarationadopted by the Conference at Doha
The joint report also highlights the need torefine the activity categories to better identi-
METHOD OF COMPUTATION
fy general trade development activities, such
See "Comments and limitations".
as trade fairs, trade information, publicationsor general export training. At present, most of
DATA COLLECTION AND SOURCE
those activities appear under "business sup-
The World Trade Organization and the OECD
port services and institutions".
have compiled the
Doha Development AgendaTrade Capacity-Building Database (TCBDB)
These issues are being addressed in the first
that lists and quantify activities by bilateral
update to the data, with results online by
and multilateral donors from 2001 onwards.
August 2003.
The database lists both the number and thevalue of activities.
REFERENCES AND INTERNATIONAL DATA
Data are reported from bilateral donors and
multilateral and regional agencies that replied
ORGANISATION FOR ECONOMIC CO-OPERATION AND
to the requests for information sent in May
DEVELOPMENT. DEVELOPMENT ASSISTANCE COMMITTEE
2002 and April 2003 by the director-general of
(2003). Internet site http://www.oecd.org/dac.
the World Trade Organization and the secretary-
Under topics, select: Aid statistics, Aid
general of the Organisation for Economic Co-
effectiveness and donor practices or
operation and Development.
Millennium Development Goals. Paris.
ORGANISATION FOR ECONOMIC CO-OPERATION AND
COMMENTS AND LIMITATIONS
DEVELOPMENT. DEVELOPMENT ASSISTANCE COMMITTEE
Donors differ in defining what constitutes a
Development
single "activity". Some donors split individual
activities into components in order to obtain
ORGANISATION FOR ECONOMIC CO-OPERATION AND
detailed data on aid allocated to each subcat-
DEVELOPMENT. DEVELOPMENT ASSISTANCE COMMITTEE
egory. Others classify the whole activity under
International
the most relevant subcategory. For some
Statistics CD-ROM. Paris.
donors, the number of records in the database
WORLD TRADE ORGANIZATION AND ORGANISATION
is larger than the actual number of activities.
FOR ECONOMIC CO-OPERATION AND DEVELOPMENT
In the Joint Report by the World Trade
(2003 and annual).
Joint WTO/OECD Report
Organization and the Organisation for
on Trade-Related Technical Assistance and
Economic Co-operation and Development, the
Capacity-Building, Management of Trade
data are based on the actual number of activ-
Capacity-Building. Paris and Geneva.
relief for heavily indebted poor countries and
cancellation of official bilateral debt; and
Organisation for Economic Co-operation and
more generous ODA for countries committed
to poverty reduction
World Trade Organization
Target 14. Address the special needs of land-
locked countries and small island developing
States (through the Programme of Action for
TOTAL NUMBER OF COUNTRIES THAT
the Sustainable Development of Small Island
42 HAVE REACHED THEIR HIPC DECI-
Developing States and the outcome of the
SION POINTS AND NUMBER THAT
twenty-second special session of the General
HAVE REACHED THEIR HIPC COM-
PLETION POINTS (CUMULATIVE)
Target 15. Deal comprehensively with the debt
problems of developing countries through
national and international measures in order
The HIPC decision point is the date at which a
to make debt sustainable in the long term
heavily indebted poor country with an estab-lished track record of good performance
under adjustment programmes supported by
A global partnership for development requires
the International Monetary Fund (IMF) and
increased debt reduction for heavily indebted
the World Bank commits to undertake addi-
poor countries. The indicator will monitor the
tional reforms and to develop and implement
Heavily Indebted Poor Countries Initiative, a
a poverty reduction strategy.
major international effort targeted specifical-ly at improving developing countries' debt
The HIPC completion point is the date at which
sustainability. Launched in 1996 and enhanced
the country successfully completes the key
in 1999 to broaden and accelerate debt relief,
structural reforms agreed at the decision
the HIPC Initiative marked the first time that
point, including the development and imple-
multilateral, official bilateral and commercial
mentation of its poverty reduction strategy.
creditors united in a joint effort to reduce the
The country then receives the bulk of debt
external debt of the world's most debt-laden
relief under the HIPC Initiative without any
poor countries to sustainable levels.
further policy conditions.
METHOD OF COMPUTATION
See "Definition".
GOAL AND TARGETS ADDRESSED
Goal 8. Develop a global partnership for devel-
DATA COLLECTION AND SOURCE
Information is compiled by the IMF and World
Target 12. Develop further an open, rule-based,
Bank from their HIPC decision and completion
predictable, non-discriminatory trading and
point documents (see "References").
financial system. Includes a commitment togood governance, development and poverty
PERIODICITY OF MEASUREMENT
reduction—both nationally and international-
Twice a year.
ly
Target 13. Address the special needs of the
COMMENTS AND LIMITATIONS
least developed countries. Includes: tariff and
The Heavily Indebted Poor Countries Initiative
quota-free access for least developed coun-
was launched in 1996. The earliest available
tries' exports; enhanced programme of debt
data are for 2000 and the most recent avail-
able data are for 2002.
predictable, non-discriminatory trading andfinancial system. Includes a commitment to
REFERENCES AND INTERNATIONAL DATA
good governance, development and poverty
reduction—both nationally and internationally
INTERNATIONAL MONETARY FUND (2003).
Debt
Target 13. Address the special needs of the
Relief under the Heavily Indebted Poor
least developed countries. Includes: tariff and
Countries (HIPC) Initiative. Internet site
quota-free access for least developed coun-
tries' exports; enhanced programme of debt
/hipc.htm. Washington, D.C.
relief for heavily indebted poor countries and
UNITED NATIONS (2003).
Millennium Indicators
cancellation of official bilateral debt; and
Database. Statistics Division Internet site
more generous ODA for countries committed
to poverty reduction
Target 14. Address the special needs of land-
World Bank, www.worldbank.org/hipc.
locked countries and small island developingStates (through the Programme of Action for
the Sustainable Development of Small Island
International Monetary Fund
Developing States and the outcome of the
twenty-second special session of the General
Assembly)
Target 15. Deal comprehensively with the debt
DEBT RELIEF COMMITTED UNDER
problems of developing countries through
43 HIPC INITIATIVE
national and international measures in orderto make debt sustainable in the long term
DEFINITION
Debt relief committed under HIPC Initiative (in
United States dollars) as a component of offi-
A global partnership for development requires
cial development assistance has been record-
increased debt reduction for heavily indebted
ed in different ways over time. Up through
poor countries. The indicator will monitor the
1992, forgiveness of non-official develop-
Heavily Indebted Poor Countries Initiative, a
ment assistance debt that met the tests of
major international effort targeted specifically
official development assistance was
at improving developing countries' debt sus-
reportable as ODA. During 1990–1992 it
tainability. Launched in 1996 and enhanced in
remained reportable as part of a country's
1999 to broaden and accelerate debt relief,
ODA, but was excluded from the Development
the HIPC Initiative marked the first time that
Assistance Committee total. Since 1993, for-
multilateral, official bilateral and commercial
giveness of debt originally intended for mili-
creditors united in a joint effort to reduce the
tary purposes has been reportable as "other
external debt of the world's most debt-laden
official flows", while forgiveness of other non-
poor countries to sustainable levels.
ODA loans (mainly export credits) recorded asODA has been included in both country data
METHOD OF COMPUTATION
and total Committee ODA, as it was until
See "Definition" and
The DAC Journal:
Development Cooperation Report and theOECD/DAC
International
GOAL AND TARGETS ADDRESSED
Statistics CD-ROM for notes on definitions.
Goal 8. Develop a global partnership for devel-
opment
DATA COLLECTION AND SOURCE
Target 12. Develop further an open, rule-based,
Information is compiled by the International
Monetary Fund and the World Bank from their
exporting country are included in exports of
HIPC decision and completion point docu-
goods. Other transactions involving a mixture of
ments (see "References").
goods and services, such as expenditures byforeign travellers in the domestic market, may
PERIODICITY OF MEASUREMENT
all have to be recorded under services in the rest
of the world account. Export receipts along withworker remittances received from abroad pro-
vide the foreign exchange proceeds for meeting
Figures are available by country.
external debt service obligations.
REFERENCES AND INTERNATIONAL DATA
GOAL AND TARGETS ADDRESSED
Goal 8. Develop a global partnership for devel-
INTERNATIONAL MONETARY FUND (2003).
Debt
Relief under the Heavily Indebted Poor
Target 12. Develop further an open, rule-based,
Countries (HIPC) Initiative. Internet site
predictable, non-discriminatory trading and
financial system. Includes a commitment to
/hipc.htm. Washington, D.C.
good governance, development and poverty
UNITED NATIONS (2003).
Millennium Indicators
reduction—both nationally and internationally
Database. Statistics Division Internet site
Target 13. Address the special needs of the
least developed countries. Includes: tariff and
WORLD BANK (2003 and annual).
World
quota-free access for least developed coun-
Development Indicators. Print and CD-ROM.
tries' exports; enhanced programme of debt
Washington, D.C. Available in part from
relief for HIPCs and cancellation of official
bilateral debt; and more generous ODA for
WORLD BANK (2003).
Debt Initiative for the
countries committed to poverty reduction
Heavily Indebted Poor Countries (HIPCs).
Target 14. Address the special needs of land-
Internet site http://www.worldbank.org/hipc.
locked countries and small island developing
Washington, D.C.
States (through the Programme of Action for the
Sustainable Development of Small Island Dev-
International Monetary Fund
eloping States and the outcome of the twenty-
second special session of the General Assembly)
Target 15. Deal comprehensively with the debt
problems of developing countries through
DEBT SERVICE AS A PERCENTAGE OF
national and international measures in order
44 EXPORTS OF GOODS AND SERVICES
to make debt sustainable in the long term
External debt service refers to principal repay-
The targets on debt relief also address the
ments and interest payments made to non-
need to make debt sustainable in the long
residents in foreign currency, goods or services.
term. The indicator is one measure of whether
Long-term refers to debt that has an original
debt levels are sustainable.
or extended maturity of more than one year.
METHOD OF COMPUTATION
Exports of goods and services comprise sales,
The indicator is calculated as the ratio of
barter or gifts or grants of goods and services
external debt service to exports of goods and
from residents to non-residents. Where exports
services, expressed as a percentage.
of goods are valued f.o.b., the costs of trans-portation and insurance up to the border of the
DATA COLLECTION AND SOURCE
The World Bank collects data on indicators
Heavily Indebted Poor Countries (HIPCs).
of finance, published annually in
Global
Internet site http://www.worldbank.org/hipc.
Washington, D.C.
WORLD BANK (annual).
Global Development
PERIODICITY OF MEASUREMENT
Washington, D.C.
COMMENTS AND LIMITATIONS
Small, open economies may have relatively
International Monetary Fund
high levels of exports (and imports) and yet may
face problems in meeting debt service obliga-tions, particularly when debt service paymentsdue on public debt are high relative to gov-
UNEMPLOYMENT RATE OF YOUNG
ernment revenue. A large economy may have
PEOPLE AGED 15–24 YEARS, EACH
proportionately smaller exports and still find its
dept payments sustainable. For this reason, itis useful to look at other indicators, such as the
ratio of total debt to gross national income, the
Unemployment rate of young people aged
size of international reserves relative to total
15–24 years is the number of unemployed
debt and debt maturing within a year's time,
people ages 15–24 divided by the labour
in forming a picture of debt sustainability.
force of the same age group.
Unemployedpeople are all those who are not employed
REFERENCES AND INTERNATIONAL DATA
during a specified reference period but are
available for work and have taken concrete
INTERNATIONAL MONETARY FUND (2003).
Debt
steps to seek paid employment or self-
Relief under the Heavily Indebted Poor
employment. In situations where the conven-
Countries (HIPC) Initiative. Internet site
tional means of seeking work are of limited
relevance, where the labour market is largely
/hipc.htm. Washington, D.C.
unorganized or of limited scope, where labour
UNITED NATIONS (1998).
International
absorption is temporarily inadequate or
Merchandise Trade Statistics – Concepts and
where the labour force is largely self-
Definitions, Series M, No. 52, Rev. 2. Sales
employed, a relaxed definition of unemploy-
No.E.98.XVII.16.
ment can be applied, based on only the first
http://unstats.un.org/unsd/pubs (A, C, E, F, R,
two criteria (without work and currently avail-
able for work).
UNITED NATIONS (2003).
Millennium Indicators
Database. Statistics Division Internet site
The
labour force consists of those who are
employed plus those who are unemployed
UNITED NATIONS, COMMISSION OF THE EUROPEAN
during the relevant reference period. It is the
COMMUNITIES, INTERNATIONAL MONETARY FUND,
economically active portion of the population.
ORGANISATION FOR ECONOMIC CO-OPERATION AND
Employment refers to being engaged in an
DEVELOPMENT and
WORLD BANK (1994).
economic activity during a specified reference
System of National Accounts 1993 (SNA
period or being temporarily absent from such
1993), Series F, No.2, Rev. 4. Sales No.
an activity, while
economic activity refers to
E.94.XVII.4. Available with updates from
the production of goods and services for pay
or profit or for use by own household.
WORLD BANK (2003).
Debt Initiative for the
GOAL AND TARGET ADDRESSED
tence work and, more often than men, work in
Goal 8. Develop a global partnership for devel-
the informal sector. In those settings, women
are seldom employed, although they may
Target 16. In cooperation with developing
often be underemployed. Furthermore,
countries, develop and implement strategies
women may not have easy access to formal
for decent and productive work for youth
channels for seeking employment, particularlyin rural areas, and often face social and cul-
tural barriers when looking for a job. Thus
The indicator monitors the degree to which
official labour statistics may undercount
the youth labour force is utilized in the econ-
women's unemployment (unless the relaxed
omy and therefore serves as a measure of the
definition of unemployment is used and ade-
success of strategies to create jobs for youth.
quate criteria are adopted in data collection).
METHOD OF COMPUTATION
The number of people aged 15–24 years who
In most countries, data are available sepa-
are unemployed is divided by the number of
rately for men and women.
people in the labour force of the same agegroup.
INTERNATIONAL DATA COMPILATIONS
ILO compiles internationally comparable data
DATA COLLECTION AND SOURCE
series on unemployment and youth unem-
Country data are available from labour force
surveys, administrative records, official nationalestimates and population censuses. Labour
Bulletin of Labour Statistics, 2002–4.
force surveys generally provide the most com-
International Labour Organization. Geneva.
prehensive and comparable source of infor-
Key Indicators of the Labour Market (annu-
mation. Concepts and definitions adopted for
International Labour Organization.
data collection in labour force surveys also
generally conform to International Labour
Organization (ILO) resolutions and recom-mendations, such as the International
COMMENTS AND LIMITATIONS
Conference of Labour Statisticians resolution
The concepts of
employment and
unemploy-
on international standards for unemployment
ment have different relevance depending on
and youth unemployment.
the level of labour market development andthe presence of a market economy. People
PERIODICITY OF MEASUREMENT
living in regions of a country where there is lit-
Results from population censuses are normally
tle or no formal employment would not usual-
available every 10 years. Labour force surveys
ly be classified as "unemployed" even if they
may be available annually or even more fre-
are without work and would accept a job if
quently in OECD countries and generally every
offered one (discouraged workers).
three to five years in developing countries
Unemployment is but one dimension of the
employment problem faced by young people.
Female unemployment rates are often signifi-
A disproportionately large number of youth in
cantly higher than male unemployment rates.
many countries are underemployed. Some work
However, unemployment data do not ade-
fewer hours than they would like to, and others
quately reflect the situation of women in the
work long hours with little economic gain.
labour market, especially in developing coun-
Stagnation and decline of employment oppor-
tries where women are engaged in subsis-
tunities in the formal sector of most developing
countries have intensified the problem in
Employment/ Statistics/Indicators.
recent years, with young women bearing a dis-
UNITED NATIONS (2003).
Millennium Indicators
proportionate share of the burden. Therefore,
Database. Statistics Division Internet site
indicators measuring underemployment, the
informal sector, educational access and labour
UNITED NATIONS, AND INTERNATIONAL LABOUR
force participation, among others, should
ORGANIZATION BUREAU OF STATISTICS (2002).
supplement the information obtained from
Collection of Economic Characteristics in
the youth unemployment indicator.
Population Censuses. Technical report.
ST/ESA/STAT/119.
Limitations to comparability arise from vari-
WORLD BANK (2003 and annual).
World
ous causes, including different sources,
Development Indicators. Print and CD-ROM.
measurement methodologies, number of
Washington, D.C. Available in part from
observations per year and coverage.
Comparability may also be limited by concep-tual variations, involving issues such as the
definition of job search or whether to include
Ministries of labour
discouraged workers who are not currently
National statistical offices
looking for work.
International Labour Organization
REFERENCES AND INTERNATIONAL DATA
COMPARISONS
INTERNATIONAL LABOUR ORGANIZATION (1990).
Surveys of Economically Active Population,Employment, Unemployment and Under-employment: An ILO Manual on Conceptsand Methods. Geneva.
INTERNATIONAL LABOUR ORGANIZATION (2000).
Current International Recommendations onLabour Statistics, 2000 Edition. Geneva.
INTERNATIONAL LABOUR ORGANIZATION (2003).
Laborsta—an International Labour Officedatabase on labour statistics operated bythe ILO Bureau of Statistics. Internet sitehttp://laborsta.ilo.org . Geneva.
INTERNATIONAL LABOUR ORGANIZATION (annual).
Key Indicators of the Labour Market.
Geneva. Available in part from http://www.
ilo.org/kilm.
INTERNATIONAL LABOUR ORGANIZATION (annual).
Yearbook of Labour Statistics. Tables 3A-3E. Geneva. Available from http://laborsta.
ilo.org.
ORGANISATION FOR ECONOMIC CO-OPERATION AND
DEVELOPMENT (2003). Standardized Un-
employment rates for OECD countries. In
Main Economic Indicators. Paris. Available
from
PROPORTION OF POPULATION WITH
46 ACCESS TO AFFORDABLE, ESSENTIAL
DATA COLLECTION AND SOURCE
DRUGS ON A SUSTAINABLE BASIS
The Action Programme on Essential Drugs ofthe World Health Organization periodically
interviews experts in each country about the
The
proportion of population with access to
pharmaceutical situation, asking them to rate
affordable essential drugs on a sustainable
access by the population to essential drugs at
basis is the percentage of the population that
less than 50 per cent, 50–80 per cent, 80–95
has access to a minimum of 20 most essential
per cent or more than 95 per cent (WHO
drugs.
Access is defined as having drugs con-
Expert Committee on Essential Drugs,
tinuously available and affordable at public or
November 1999).
private health facilities or drug outlets thatare within one hour's walk of the population.
PERIODICITY OF MEASUREMENT
Essential drugs are drugs that satisfy the
National data series are currently available for
health care needs of the majority of the pop-
1995 and 1997. Regional aggregates are cur-
ulation. The World Health Organization has
rently available for 1987 and 1999.
developed the Model List of Essential Drugs,which is regularly updated through widespread
REFERENCES AND INTERNATIONAL DATA
consultations with member States and other
partners. Progress in access to essential med-
UNITED NATIONS (2003).
Millennium Indicators
icines is thus the result of combined effort by
Database. Statistics Division Internet site
governments, strategic partners such as United
Nations agencies, public-private partnerships,
WORLD HEALTH ORGANIZATION (1997).
The
non-governmental organizations and profes-
WHO Model List of Essential Medicines- The
sional associations (WHO Expert Committee
13th Model List of Essential Medicines.
on Essential Drugs, November 1999).
Geneva. Available from http://www.who.
int/medicines.
GOAL AND TARGET ADDRESSED
WORLD HEALTH ORGANIZATION (1998).
Goal 8. Develop a global partnership for devel-
Progress of WHO Member States in
Developing National Drug Policies and in
Target 17. In cooperation with pharmaceutical
Revising Essential Drugs Lists. WHO/DAP/
companies, provide access to affordable,
98.7. Geneva. Available from http://www.
essential drugs in developing countries
WHO produces country data series and
Millions of people die prematurely or suffer
regional aggregates.
unnecessarily each year from diseases orconditions for which effective medicines or
vaccines exist. Essential drugs save lives and
Ministries of health
improve health, but their potential can only be
World Health Organization
realized if they are accessible, rationally usedand of good quality.
METHOD OF COMPUTATION
The World Health Organization regularly
monitors access to a minimum of 20 most
essential drugs.
TELEPHONE LINES AND CELLULAR
METHOD OF COMPUTATION
47 SUBSCRIBERS PER 100 POPULATION
Total telephone lines (see "DEFINITION") aredivided by the population and multiplied by 100.
Total cellular subscribers (see "DEFINITION") are
Telephone lines refer to the number of tele-
divided by the population and multiplied by 100.
phone lines connecting subscribers' terminalequipment to the public switched network
DATA COLLECTION AND SOURCE
and that have a dedicated port in the tele-
Data on telephone lines and cellular subscribers
phone exchange equipment.
are collected through annual questionnairesthat the International Telecommunication
Cellular subscribers refers to users of cellular
Union (ITU) sends to government telecommu-
telephones who subscribe to an automatic
nication agencies. The questionnaire is sup-
public mobile telephone service that provides
plemented by annual reports of industry
access to the public switched telephone net-
organizations to cross-check accuracy and to
work using cellular technology.
obtain data for countries that do not reply tothe questionnaire.
GOAL AND TARGET ADDRESSED
Goal 8. Develop a global partnership for devel-
PERIODICITY OF MEASUREMENT
Target 18. In cooperation with the private sector,
make available the benefits of new technolo-
COMMENTS AND LIMITATIONS
gies, especially information and communica-
Data for telephone lines come from adminis-
trative records compiled by national regulatoryauthorities or telecommunication operators
and tend to be timely and complete. However,
Indicator 47 and indicators 48A and B are
there are comparability issues for mobile sub-
important tools for monitoring progress
scribers owing to the prevalence of prepaid
towards Goal 8, because effective communi-
subscriptions. Those issues arise from differ-
cation among those involved in the develop-
ences in the time period chosen for determin-
ment process is not possible without the nec-
ing when a prepaid subscription is considered
essary infrastructure. Personal computers
no longer active.
and telephones allow people to exchangeexperiences and learn from each other,
REFERENCES AND INTERNATIONAL DATA
enabling higher returns on investment and
avoiding problems of duplication or missing
INTERNATIONAL TELECOMMUNICATION UNION
information. The use of information and com-
(2003). World
Telecommunication Indicators
Database. Geneva. Available from http://
Governments more transparent, thereby
reducing corruption and leading to better
governance. It can help people in rural areas
INTERNATIONAL TELECOMMUNICATION UNION
find out about market prices and sell their
(annual).
Yearbook of Statistics. Geneva.
products at a better price. It can also over-
Available from http://www.itu.int/ITU-D/
come traditional barriers to better education
by making books available online and opening
UNITED NATIONS (2003).
Millennium Indicators
the door to e-learning.
Database. Statistics Division Internet sitehttp://millenniumindicators.un.org.
munication Union sends to government tele-
International Telecommunication Union
communication agencies. In the absence of datafrom countries, the number of PCs is estimatedusing industry sales data or PC imports data.
PERSONAL COMPUTERS IN USE PER
48 100 POPULATION
DISAGGREGATION ISSUES
Data for PCs come from administrative and
operational records that do not disaggregate
Personal computers (PCs) are computers de-
signed to be operated by a single user at a time.
PERIODICITY OF MEASUREMENT
GOAL AND TARGET ADDRESSED
Goal 8. Develop a global partnership for devel-
COMMENTS AND LIMITATIONS
Very few countries have a precise measure of
Target 18. In cooperation with the private sec-
the number of PCs. For some small developing
tor, make available the benefits of new tech-
economies, neither sales nor import data are
nologies, especially information and commu-
available. PC data are quite recent, so long
nication technologies
time series exist only for developed countriesand major developing countries.
RATIONALE
Indicators 47 and 48 are important tools for
REFERENCES AND INTERNATIONAL DATA
monitoring progress towards Goal 8, because
effective communication among those
INTERNATIONAL TELECOMMUNICATION UNION
involved in the development process is not
(2003).
World Telecommunication Indicators
possible without the necessary infrastructure.
Database. Geneva. Available from http://www.
Personal computers and telephone lines allow
people to exchange experiences and learn
from each other, enabling higher returns on
INTERNATIONAL TELECOMMUNICATION UNION
investment and avoiding problems of duplica-
(annual). Yearbook of Statistics. Geneva.
tion or missing information. The use of infor-
Available from http://www.itu.int/ITU-D/
mation and communication technologies can
make Governments more transparent, there-
UNITED NATIONS (2003).
Millennium Indicators
by reducing corruption and leading to better
Database. Statistics Division Internet site
governance. It can help people in rural areas
find out about market prices and sell theirproducts at a better price. It can also over-
come traditional barriers to better education
International Telecommunication Union
by making books available online and openingthe door to e-learning.
INTERNET USERS PER 100
METHOD OF COMPUTATION
The total number of PCs in a country is divid-ed by the population and multiplied by 100.
DEFINITION
The
Internet is a linked global network of
DATA COLLECTION AND SOURCE
computers in which users at one computer, if
Data are based largely on responses to a ques-
they have permission, get information from
tionnaire that the International Telecom-
other computers in the network.
the number of users per subscriber.
GOAL AND TARGET ADDRESSED
Goal 8. Develop a global partnership for devel-
Surveys have been conducted by some coun-
Target 18. In cooperation with the private sec-
tries providing a breakdown between male and
tor, make available the benefits of new tech-
female Internet users. The surveys indicate
nologies, especially information and commu-
that more men than women use the Internet.
Since the availability of gender-disaggregatedstatistics for this indicator is limited, however,
little is known about use by gender.
Indicators 47 and 48 are important tools formonitoring progress towards Goal 8, because
effective communication among those
Internet user data can be disaggregated by
involved in the development process is not
gender, age, frequency of use, household
possible without the necessary infrastructure.
income, location of access and other vari-
Personal computers and telephone lines allow
ables. However, this information is available
people to exchange experiences and learn
only for a limited number of countries that
from each other, enabling higher returns on
collect data on information and communica-
investment and avoiding problems of duplica-
tion technology use in household surveys.
tion or missing information. The use of infor-mation and communication technologies can
PERIODICITY OF MEASUREMENT
make Governments more transparent, there-
by reducing corruption and leading to bettergovernance. It can help people in rural areas
COMMENTS AND LIMITATIONS
find out about market prices and sell their
The quality of Internet user data varies, and
products at a better price. It can also over-
the quality of data for smaller developing
come traditional barriers to better education
countries is uncertain. The data can also be
by making books available online and opening
misleading owing to multiple prepaid Internet
the door to e-learning.
accounts, free Internet access accounts orpublic Internet access such as Internet cafés.
METHOD OF COMPUTATION
The total number of Internet users is divided
REFERENCES AND INTERNATIONAL DATA
by the population and multiplied by 100.
INTERNATIONAL TELECOMMUNICATION UNION
DATA COLLECTION AND SOURCE
Internet user statistics are based largely on
Indicators Database. Geneva. Available
responses to an annual questionnaire that the
International Telecommunication Union
tions/ world/world.html.
sends to government telecommunication
INTERNATIONAL TELECOMMUNICATION UNION
agencies. For most developed and larger
(annual).
Yearbook of Statistics. Geneva.
developing countries, Internet user data are
Available from http://www.itu.int/ITU-D/
based on methodologically sound user sur-
veys conducted by national statistical agen-
UNITED NATIONS (2003).
Millennium Indicators
cies or industry associations. The data are
Database. Statistics Division Internet site
either provided directly to the ITU by each
country, or the ITU does the necessaryresearch to obtain the data. For countries
where Internet user surveys are not available,
International Telecommunication Union
the ITU uses average multipliers to estimate
PERIODICITY OF MEASUREMENT
Results from population censuses are normally
available every 10 years. Labour force surveys
may be available annually or more frequently
in developed countries, but are generallyavailable every three to five years in develop-ing countries. The other surveys are produced
C C A PROPORTION OF CHILDREN UNDER
only occasionally.
AGE 15 WHO ARE WORKING
The available data indicate that boys are more
Proportion of children under age 15 who are
likely to be economically active than girls. Girls
working refers to children who are employed
are more often engaged in household services.
in an economic activity for pay, profit or fam-ily gain.
Economic activity covers the produc-
COMMENTS AND LIMITATIONS
tion of goods and services for pay or profit or
Reliable estimates of child labour are difficult
for use by own household.
Employed means
to obtain. In many countries child labour is
being engaged in an economic activity during
assumed not to exist and therefore is excluded
a specified reference period or being tem-
from official statistics. Some estimates cover
porarily absent from such an activity.
only children ages 10–14. Others cover chil-dren ages 5–14. Still others cover different
GOAL AND TARGET ADDRESSED
Goal. Reduce child labour
Target. Elimination of child labour (World
Not all work is harmful to a child's develop-
Summit on Sustainable Development, 1995)
ment. The International Labour Organizationhas addressed this concern, for example, by
differentiating acceptable work from unac-
The indicator monitors the degree to which
ceptable labour. The United Nations Children's
the youth labour force is utilized in the econ-
Fund sometimes also distinguishes between
omy and therefore serves as a measure of the
different types of work and different ages of
success of strategies to create jobs for youth.
METHOD OF COMPUTATION
REFERENCES AND INTERNATIONAL DATA
The number of children who are employed is
divided by the number of children of the same
HUSSMANNS, R., F. MEHRAN AND V. VERMA
age group in the population.
(1990).
Surveys of Economically ActivePopulation, Employment, Unemployment
DATA COLLECTION AND SOURCES
and Underemployment: An ILO Manual on
Data come from population censuses, labour
Concepts and Methods. Geneva.
force surveys, special child labour surveys,
INTERNATIONAL LABOUR ORGANIZATION (2000).
Multiple Indicator Cluster Surveys (http://
Current International Recommendations on
www.childinfo.org), Demographic and Health
Labour Statistics,
2000 Edition. Geneva.
INTERNATIONAL LABOUR ORGANIZATION (2002).
Living Standards Measurement Study surveys
Every Child Counts: New Global Estimates
(http://www.worldbank.org/lsms) and Core
on Child Labour. Geneva.
Welfare Indicators Questionnaires (http://
INTERNATIONAL LABOUR ORGANIZATION (2003).
International Programme on the Elimination
of Child Labour: IPEC. Geneva. Internet site
older from those younger than 15 years old.
GOAL AND TARGET ADDRESSED
INTERNATIONAL LABOUR ORGANIZATION (annual).
Goal. Creation of full employment
Yearbook of Labour Statistics. Geneva.
Target. Universal access to paid employment
Available from http://laborsta.ilo.org.
(World Summit on Sustainable Development, 1995)
UNITED NATIONS CHILDREN'S FUND (2003).
Progress since the World Summit for
METHOD OF COMPUTATION
Children. New York. Available from http://
The number of people who are employed is
www.childinfo.org. Select: Quick Access/
divided by the total number of people in the
Child labour.
selected age interval for working age, gener-
UNITED NATIONS, AND INTERNATIONAL LABOUR
ORGANIZATION (2002).
Collection of Economic
Characteristics in Population Censuses.
DATA COLLECTION AND SOURCE
Technical Report. ST/ESA/STAT/119.
Data are collected through population cen-
WORLD BANK (2003 and annual).
World
suses, labour force surveys and official
Development Indicators. Print and CD-ROM.
national estimates.
Notes to table 2.3. Washington, DC. Availablein part from http://www.worldbank.org/
PERIODICITY OF MEASUREMENT
Results from population censuses are normallyavailable every 10 years. Labour force surveys
may be available annually or more frequently
International Labour Organization
in developed countries, but are generally
United Nation's Children's Fund
available every three to five years in develop-ing countries. The other surveys are producedoccasionally.
C C A EMPLOYMENT TO POPULATION OF
WORKING AGE RATIO
GENDER ISSUES
Male employment rates are generally higher
than female employment rates. Female
Population of working age covers people ages
employment rates are often underestimated
15–64.
Employment is defined according to
because many economic activities in which
international definitions and refers to being
women dominate are not recorded as employ-
engaged in an economic activity during a speci-
ment. This may influence the international
fied reference period, or being temporarily
comparability of employment rates.
absent from such an activity.
Economic activitycovers all production of goods and services
COMMENTS AND LIMITATIONS
for pay or profit or for use by own household.
Measuring employment is more straightfor-ward where labour markets are well devel-
Working age is usually determined on the
oped and a large proportion of the population
basis of national circumstances, such as the
gains its livelihood from a market economy.
age at which most children have completedcompulsory education and the age at which
REFERENCES AND INTERNATIONAL DATA
any general old age pension system can be
claimed. The United Nations recommends that
HUSSMANNS, R., F. MEHRAN and
V. VERMA
population census tabulations on the
(1990).
Surveys of Economically Active
employed distinguish those 15 years and
Population, Employment, Unemployment
and Underemployment: An ILO Manual on
Summit on Sustainable Development 1995)
Concepts and Methods. Geneva.
INTERNATIONAL LABOUR ORGANIZATION (2000).
METHOD OF COMPUTATION
Current International Recommendations on
The number of people who are unemployed is div-
Labour Statistics, 2000 Edition. Geneva.
ided by the number of people in the labour force.
INTERNATIONAL LABOUR ORGANIZATION (annual).
Yearbook of Labour Statistics. Geneva.
DATA COLLECTION AND SOURCE
Available from http://laborsta.ilo.org.
Data are collected from population censuses,
UNITED NATIONS (2003).
Methods and Classif-
labour force surveys, Demographic and Health
ications. Statistics Division Internet site
Surveys (http://www.measuredhs.com), Living
Measurement Study surveys
UNITED NATIONS, AND INTERNATIONAL LABOUR
(http://www.worldbank.org/lsms) and Core
(2002).
Collection of
Welfare Indicators Questionnaires (http://
Economic Characteristics in Population
Censuses Technical Report. ST/ESA/STAT/119.
PERIODICITY OF MEASUREMENT
WORLD BANK (2003 and annual).
World
Results from population censuses are normally
Development Indicators. Print and CD-ROM.
available every 10 years. Labour force sur-
Notes to table 2.3 and 2.4. Washington, DC.
veys may be available annually or more fre-
Available in part from http://www.world-
quently in developed countries, but are gen-
erally available every three to five years indeveloping countries. The other surveys are
produced only occasionally.
International Labour Organization
GENDER ISSUES
Female unemployment rates are often signifi-
C C A UNEMPLOYMENT RATE
cantly higher than male unemployment rates.
COMMENTS AND LIMITATIONS
The concepts of
employment and
unemploy-
Unemployment covers all people who, during
ment have different relevance depending on
a specified reference period, are not employed,
the level of labour market development and
are available for work and have taken con-
the presence of a market economy. People liv-
crete steps to seek paid employment or self-
ing in regions of a country where there is little
employment during a recent period.
The labour
or no formal employment would not usually
force consists of those who are employed plus
be classified as "unemployed" even if they are
those who are unemployed during the relevant
without work and would accept a job if offered
reference period.
Employed means being en-
one (discouraged workers). Unemployment
gaged in an economic activity during a specified
estimates can also understate problems in
reference period or being temporarily absent
labour markets when people are discouraged
from such an activity.
Economic activity refers
from seeking work because jobs are scarce or
to all production of goods and services for pay
or profit or for use by own household.
Only household surveys can give reliable esti-
GOAL AND TARGET ADDRESSED
mates according to the international definition.
Goal. Creation of full employment
Employment services and unemployment
Target. Universal access to paid employment (World
compensation schemes that are well
developed (such as those in OECD countries)
rations) as defined by the System of National
can derive reliable unemployment estimates
Accounts 1993; they produce at least some of
from records of unemployment registration or
their goods or services for sale or barter; they
from national insurance records.
are engaged in non-agricultural activities(including secondary non-agricultural activi-
REFERENCES AND INTERNATIONAL DATA
ties of enterprises in the agricultural sector);
and their size (in number of employees) is below
HUSSMANNS, R., F. MEHRAN and
V. VERMA
a specified threshold, determined according
(1990).
Surveys of Economically Active
to national circumstances, or they are not
Population, Employment, Unemployment
registered under specific forms of national
and Underemployment: An ILO Manual on
legislation (such as commercial acts, tax or
Concepts and Methods. Geneva.
social security laws, professional groups, reg-
INTERNATIONAL LABOUR ORGANIZATION (2000).
ulatory acts, or similar acts, laws or regula-
Current International Recommendations on
tions established by national legislative bod-
Labour Statistics, 2000 Edition. Geneva.
ies), or none of their employees is registered.
INTERNATIONAL LABOUR ORGANIZATION (annual).
Households producing domestic or personal
Yearbook of Labour Statistics. Geneva.
services in employing paid domestic employ-
available from http://laborsta.ilo.org.
ees may be included.
UNITED NATIONS, and
INTERNATIONAL LABOUR
ORGANIZATION (2002).
Collection of Economic
Employed means being engaged in an eco-
Characteristics in Population Censuses.
nomic activity during a specified reference
Technical Report. ST/ESA/STAT/119.
period or being temporarily absent from such
WORLD BANK (2003 and annual).
World
an activity.
Economic activity refers to all pro-
Development Indicators. Print and CD-ROM.
duction of goods and services for pay or profit
Notes to 2.5. Washington, DC. Available in
or for use by own household
part from http://www.worldbank.org/data.
GOAL AND TARGET ADDRESSED
Goal. Creation of full employment
International Labour Organization
Target. Universal access to paid employment
(World Summit on Sustainable Development,
1995)
C C A INFORMAL SECTOR EMPLOYMENT AS
A PERCENTAGE OF EMPLOYMENT
METHOD OF COMPUTATION
The number of people classified as employed
in the informal sector in their main or second
Informal sector employment includes all peo-
jobs is divided by the total number of people
ple who, during a given reference period, were
employed in the same geographical areas,
employed in at least one informal sector
branches of economic activity, age group or
enterprise, irrespective of their status in
other defining characteristic.
employment (employer, own-account worker,contributing family worker, employee or
DATA COLLECTION AND SOURCES
member of a producers cooperative) or
Data are collected through informal sector
whether it was their main or second job.
surveys, Labour force surveys and MultipleIndicator Cluster Surveys.
Informal sector enterprises are defined by thefollowing criteria: they are household unincor-
PERIODICITY OF MEASUREMENT
porated enterprises (excluding quasi-corpo-
Informal sector surveys are generally carried
out ad hoc, often with intervals of five or
more years. Labour force surveys tend to be
International Labour Organization
conducted more frequently, generally everythree to five years in developing countries.
C C A NUMBER OF PERSONS PER ROOM, OR
AVERAGE FLOOR AREA PER PERSON
There are large gender-specific differences ininformal sector employment in most countries.
DEFINITION
Number of persons per room, or average floor
INTERNATIONAL DATA COMPARISONS
area per person, is a measure of crowding.
Major limitations on the international compa-
Number of persons per room is the number of
rability of data result from the inclusion or
rooms in the living quarters of a household
exclusion of agricultural activities from the
per person in the household.
Average floor area
scope of the informal sector, the inclusion or
(in square metres)
per person is the median
exclusion of informal sector activities under-
usable floor area per person.
taken as second jobs, differences in the geo-graphical coverage of informal sector surveys
The
number of rooms excludes kitchens,
and similar factors.
bathrooms, toilets, verandas, rooms used forbusiness and rooms let to tenants.
COMMENTS AND LIMITATIONS
Statistics on employment in the informal sec-
Floor area includes kitchens, bathrooms,
tor tend to be available only for developing
internal corridors and closets. Covered, semi-
countries and transition countries, where the
private spaces such as corridors, inner court-
informal sector plays a significant role in
yards or verandas are included in the floor
employment and income generation. Informal
area if they are used for cooking, eating,
employment outside informal sector enter-
sleeping or other domestic activities.
prises is not covered by the enterprise-baseddefinition of the informal sector. Although
GOAL AND TARGET ADDRESSED
there are international standards, definitions
Goal. Adequate shelter for all
may vary among countries.
Target. Provision of sufficient living space and
avoidance of overcrowding (United Nations
REFERENCES AND INTERNATIONAL DATA
Conference on Human Settlements, [Habitat II],
INTERNATIONAL LABOUR OFFICE (2002).
Women
and Men in the Informal Economy: A statis-
tical picture. Geneva. available from
Crowding, or housing density, is a key meas-
ure of housing quality. The three most com-
monly used measures of crowding are per-
INTERNATIONAL LABOUR ORGANIZATION (annual).
sons per room, floor area per person and
Key Indicators of the Labour Market. Table
households per dwelling unit. Surveys have
7. Geneva. Available in part from
shown that floor area per person is the more
precise and more policy sensitive of the three.
INTERNATIONAL LABOUR ORGANIZATION (2000).
Current International Recommendations on
METHOD OF COMPUTATION
Labour Statistics, 2000 Edition. Geneva.
The number of persons per room is calculatedby dividing the number of people who live inthe household by the total number of rooms
they occupy. A low indicator denotes low
crowding (density).
UNITED NATIONS (2001).
Indicators of
Sustainable Development: Guidelines and
The area per person is calculated by dividing
Methodologies. Sales No. E.01.II.A.6.
the floor area in square metres by the number
Available from http://www.un.org/esa/
of people in the household. A low indicator
denotes high crowding (density).
PROGRAMME (UN-HABITAT) (1995).
Human
DATA COLLECTION AND SOURCE
Settlement
Interventions:
The data are mainly collected from population
Crowding and Health Issues. (HS/374/95/E).
censuses and from household surveys such as
Living Standards Measurement Study surveys
PROGRAMME (UN-HABITAT) (2003).
Global
Indicator Cluster Surveys (http://www.childinfo.
Urban Observatory. Internet site http://www.
org), Demographic and Health Surveys
(http://www.measuredhs.com) and Core
PROGRAMME (UN-HABITAT) (2003). Internet
site http://www.unhabitat.org and http://
WORLD BANK (2003 and annual).
World
Development Indicators. Print and CD-ROM.
In many countries, households headed by
Notes to table 3.11. Washington, DC.
women are more crowded than those headed
Available in part from http://www.
PERIODICITY OF MEASUREMENT
Population censuses are every 10 years or less.
United Nations Human Settlements Programme
Household surveys are generally conductedevery three to five years.
C C A NUMBER OF INTENTIONAL HOMI-
COMMENTS AND LIMITATIONS
CIDES PER 100,000 INHABITANTS
Data on the two indicators were collectedduring the first phase of the joint
UN–HABITAT–World Bank Housing Indicators
Homicide is defined by the United Nations
Programme (1992). Results vary considerably
Interregional Crime and Justice Research
when collected in different areas: urban, rural
Institute as the killing of any human being by
and national. Informal settlements and disad-
the act, procurement or omission of another.
vantaged groups tend to have less space.
(The term
murder is usually applied to unlaw-
Housing size and housing quality are not
ful and premeditated homicide.)
always linked, for economic and cultural rea-sons. Floor area is preferred for accuracy andsensitivity to policy, but some censuses and
GOAL AND TARGET ADDRESSED
surveys collect only number of rooms.
Goal. Improve crime prevention
Target. Eliminate/significantly reduce violence
REFERENCES AND INTERNATIONAL DATA
and crime (United Nations Congress on the
Prevention of Crime and Treatment of
UNITED NATIONS (2001).
Compendium of
Human Settlements Statistics. Sales No.
METHOD OF COMPUTATION
The indicator is calculated as the ratio of
number of the intentional homicides to the
total population multiplied by 100,000.
DATA COLLECTION AND SOURCE
Crime data, including homicide data, are
derived mainly from the administration records
of criminal justice ministries. Population data
come from censuses.
GENDER ISSUES
Women commit fewer crimes than men gen-
erally, including homicide. Women are also
less often the victims of homicide.
PERIODICITY OF MEASUREMENT
Administrative data on crimes are normally
available annually. Census data are usually
collected every 10 years.
COMMENTS AND LIMITATIONS
Since crime data are dependent on national
definitions and reporting procedures, they are
often not comparable internationally.
More comparable and more consistent dataare derived from household crime victim sur-veys, but such surveys are not universal andare often taken only in capital cities.
REFERENCES AND INTERNATIONAL DATA
COMPARISONS
UNITED NATIONS CRIME AND JUSTICE INFORMATION
NETWORK(UNCJIN) (2003). Internet site
http://www.uncjin.org. Vienna.
UNITED NATIONS OFFICE ON DRUGS AND CRIME
AGENCIES
United Nations Office on Drugs and Crime
United Nations Interregional Crime and
Justice Research Institute
DEMOGRAPHIC AND HEALTH SURVEY
Demographic and Health Surveys (DHS) are
sponsored by the United States Agency for
International Development and undertaken byMacro International, Inc. They were first con-ducted in 1984 as successors to the
Annex 2 reviews Multiple Indicator Cluster
International Statistical Institute World
Surveys, Demographic and Health Surveys,
Fertility Surveys. The Demographic Health
Living Standards Measurement Studies, Core
Surveys are now in their fourth series. The
Welfare Indicators Questionnaires in Africa,
abbreviated name was changed in 1997 to
household budget surveys, labour force sur-
DHS+. They have been undertaken in over 60
veys, household surveys with an institutional
countries. Some countries have had only one
component, censuses of population and
DHS, but others have had several. Most sur-
housing, other surveys and administrative
veys are addressed to about 5,000 house-
All household surveys and censuses provide
Most questions refer to demography and to
data by gender and age and by many other
health including nutrition, but they also
classifying variables. TABLE A2 at the end of the
include other topics, such as education. TABLE
present annex shows the topics covered by
A2 shows the indicators likely to be covered by
the Multiple Indicator Cluster Surveys, Demo-
the DHS. More information can be found at
graphic and Health Surveys, Living Standards
www.measuredhs.com.
Measurement Studies and Core WelfareIndicators Questionnaires in Africa.
LIVING STANDARDS MEASUREMENT STUDY
The first Living Standards Measurement
MULTIPLE INDICATOR CLUSTER SURVEY
Study (LSMS) surveys were launched by the
To provide recent data for assessing progress
World Bank in Côte d'Ivoire and Peru in 1985.
towards the 1990 World Summit for Children
Since then there have been about 40 surveys
goals, the United Nation's Children's Fund
in 25 countries. They have been sponsored by
developed the Multiple Indicator Cluster
various donors, including the World Bank and
Surveys (MICS) in 1994 to obtain data on a
the United States Agency for International
small subset of the goals. Experience from
Development, and by some countries.
this work was used in developing a revised andexpanded Survey (known as MICS2) for assess-
Although the first few LSMS surveys followed
ing progress at end-decade. The surveys were
a similar format, they have varied consider-
conducted in 66 countries during 1999–
ably since then. There are standard LSMS
2001, primarily by national government min-
modules, but they are often omitted. The
istries with support from a variety of partners.
organization of the fieldwork also varies.
Most are one-off sample surveys, but a four-wave panel was also undertaken in the Kagera
The main subjects of MICS2 are health and
region of Tanzania.
education; TABLE A2 shows which indicators arelikely to be included. MICS2 is modular and so
TABLE A2 shows the indicators likely to be cov-
the surveys may not be identical. More infor-
ered by LSMS. More information can be found
mation can be found at http://www.childinfo.org.
ducted there approximately every five years
CORE WELFARE INDICATORS QUESTIONNAIRE
SURVEY IN AFRICA
The Core Welfare Indicators Questionnaire
LABOUR FORCE SURVEYS
(CWIQ) survey is relatively new. Developed by
Labour force surveys (LFS) have become
the World Bank, it was piloted in Kenya in 1996
widespread in industrialized countries, but
and in Ghana in 1997. The questionnaires are
are more rare in developing countries. They
relatively short (about eight sides), but other
are intended to provide information on
modules may be added. The surveys are
employment and unemployment, but they
intended to be annual and to have samples of
also frequently seek information on education
5,000 to 15,000 households. The question-
and training and may include other variables.
naire is designed to complement other sur-
They occasionally include questions on
veys as part of a national monitoring package.
income from employment. For reasons of effi-
It is intended to contribute to statistical
ciency, they generally cover the non-institu-
capacity-building in developing countries. The
tional population. In developing countries,
results are intended to be available within a
they are often undertaken only in urban areas
few weeks of data collection.
SURVEYS WITH AN INSTITUTIONAL COMPONENT
TABLE A2 shows the indicators likely to be cov-
Some household surveys are also accompa-
ered by the CWIQ. More information can be
nied by surveys addressed to local institu-
found at http://www4.worldbank.org/afr/
tions, including schools and hospitals. The
Zimbabwe Sentinel Surveillance Survey, forexample, includes institutional components
HOUSEHOLD BUDGET SURVEYS
addressed to schools and to health establish-
Household budget surveys (HBS) are intended
ments. Thus they are able to provide data on
for various purposes, including measurement
facilities serving households.
of poverty and of household consumption ofgoods and services for weighting consumer
CENSUSES OF POPULATION AND HOUSING
prices. Their value as sources of other data
A population census is the primary source of
derive from the inclusion of a variety of ques-
information about the number of people in a
tions among basic or general variables. This
country and the characteristics of the popula-
offers the possibility of cross-classifying them
tion. Several features distinguish a census
against many other variables, including
from survey-based sources of data. It can
income and urban or rural location as well as all
achieve complete coverage of the population.
the common classifiers such as age and gender.
It offers possibilities for relating individualcharacteristics of the population with those
The surveys are complex and expensive, so
of households. It provides details about sub-
they are not conducted very frequently in
national population groups. Owing to its high
developing countries. They are undertaken
cost, it has the disadvantage of being able to
often enough (perhaps every five years or so)
provide data only once every 10 years, or
in many countries to provide fairly up-to-date
sometimes less, and the questionnaires have
and fairly frequent data, however.
to be relatively short.
The Income Consumption and Expenditure
The census is the unique basic source of bench-
Survey (ICES) in Zimbabwe is an example of a
mark demographic data, such as number of
household budget survey. The 2001 survey is
people by age and gender. Demographic data
the most recent, and the ICES has been con-
are used as denominators for ratios of all
kinds, on school enrolment for example, and
(Joint United Nations Programme on
for many other common country assessment
and Millennium Development Goals indica-
■ Tuberculosis/DOTS
tors. However, population estimates have to
gramme); Roll Back Malaria (World Health
be updated between censuses, and national
methods and standards can differ. Many
■ Pilot surveys in selected countries to
international agencies use United Nations
test/improve methodologies of data collec-
estimates of population as denominators for
tion on labour force (International Labour
ratios in order to be consistent between
countries. Nevertheless, the United Nations
■ Child labour survey (International Labour
population estimates, which are revised every
two years, are often different from the
■ Informal sector surveys (International
national estimates, mainly (but not always) as
Labour Organization)
a result of international standardization.
■ Pilot surveys in selected countries to
test/improve methodologies of data collec-
Censuses are also sometimes used as sam-
tion on nutrition (Food and Agriculture
pling frames for sample surveys.
Organization of the United Nations)
■ Pilot small-scale studies on education/lit-
UNITED NATIONS. (1998).
Principles and
Scientific and Cultural Organization)
Recommendations for Population and
■ Access to personal computers and the
Housing Censuses, Revision 1. Series M, No.
Internet (International Telecommunication
67. Sales No. E.98.XVII.1.
UNITED NATIONS POPULATION FUND (2002).
■ Secure tenure and slum improvement
Population and Housing Censuses: Strategies
(United Nations Human Settlements
for Reducing Costs.
UNITED NATIONS POPULATION FUND (2003).
The most commonly used sources of data for
Counting the People: Constraining Census
education, and often for health, are adminis-
Costs and Assessing Alternative Approaches.
trative sources—data derived from the admin-
Available from: http://www.unfpa.org/
istration of education or health. Unemploy-
ment data are also frequently derived from
administrative registrations of employmentoffices. The data are made available by min-
istries and sometimes by national statistical
There are also many household surveys of
offices. Data on births and deaths are also
variable frequency, or ad hoc, that are either
frequently drawn from administrative sources,
general in their purpose or have a limited
usually vital statistics registration systems.
range of purposes. There are special surveyson particular topics, such as some limited
Administrative sources can potentially pro-
aspect of health.
vide data for very small areas. Their disadvan-tages include bias, application of national
Survey programmes pertinent to the data for
standards and definitions, and non-response.
common country assessment and Millennium
For vital statistics, such as births and deaths,
Development Goals indicators, in addition to
and for many other indicators, the data often
those mentioned above, include the following:
do not exist or are incomplete.
■ HIV/AIDS, various epidemiological surveys
TA B L E A 2 .
Comparison of indicator coverage of four survey types
G O A L S
M I C S a
Proportion of population below $1 per day b
Poverty gap ratio [incidence x depth of poverty]
Share of poorest quintile in national consumption
Prevalence of underweight children under 5 years of age
Proportion of population below minimum level of dietary energy
consumption d
Net enrolment ratio in primary education e
Proportion of pupils starting grade 1 who reach grade 5
Literacy rate of 15–24 year-olds
Ratio of girls to boys in primary, secondary and tertiary education f
Ratio of literate women to men, 15–24 years old
Share of women in wage employment in the non-agricultural sector
Proportion of seats held by women in national parliament
Under-five mortality rate
Infant mortality rate
Proportion of 1-year-old children immunized against measles
Maternal mortality ratio
Proportion of births attended by skilled health personnel
HIV prevalence among aged pregnant women 15–24 years
Contraceptive prevalence rate g
Number of children orphaned by HIV/AIDS
Prevalence and death rates associated with malaria
Proportion of population in malaria-risk areas using effective
malaria prevention and treatment measures h
Prevalence and death rates associated with tuberculosis
Proportion of tuberculosis cases detected and cured under DOTS
Proportion of land area covered by forest
Ratio of area protected to maintain biological diversity to surface area
Energy use (kg oil equivalent) per $1 GDP (PPP)
Carbon dioxide emissions per capita and consumption of ozone-depleting CFCs (ODP tons)
Proportion of population using solid fuels
Proportion of population with sustainable access to an
improved water source, urban and rural j
Proportion of urban and rural population with access to improved sanitation
Proportion of households with access to secure tenure
(
• )
k
TABLE A2 (CONTINUED)
a. The Multiple Indicator Cluster Survey (MICS) is
made up of modules, and not all modules wereused in all countries. This column is based on thefull questionnaire using all modules.
b. For monitoring country poverty trends, indicators
based on national poverty lines should be used,where available.
c. This indicator also requires the calculation of a
national PPP, which in turn is derived from inter-nationally coordinated price collection conductedby the International Comparison Programme.
d. National data are provided by the Food and
Agriculture Organization of the United Nationsbased on a statistical modeling technique.
e. All surveys collect school attendance, rather than
enrolment. However, it could be argued that thishas greater policy relevance at the national level.
Enrolment rates in international reporting arebased on administrative records.
f. The ratio is of attendance rates, not enrolment
g. Among contraceptive methods, only condoms are
effective in preventing HIV transmission. Thecontraceptive prevalence rate is also useful intracking progress in other health, gender andpoverty goals. Since the condom use rate ismeasured only among women in union, it is sup-plemented by an indicator on condom use inhigh-risk situations (indicator 19A) and an indi-cator on HIV/AIDS knowledge (indicator 19B).
h. Prevention can be measured by the percentage
of children under five sleeping under insecticide-treated bednets. Treatment can be measured bythe percentage of children under five who areappropriately treated.
i. For children under five only.
j. All surveys measure access to improved source,
but do not assess whether it is sustainable.
k. Surveys typically ask about type of dwelling and
tenure. They may not explicitly address the issueof how secure is, for example, a rental agree-ment, but that could be covered in the future.
UNEP. Land use. Available from http://www.
United Nations Educational, Scientific and
(see also references in the metadata sheets)
Cultural Organization. http://www.unesco.
United Nations. Millennium Development
UNESCO Institute for Statistics. http://
United Nations Children's Fund. http://
www.unicef.org and http://www.childinfo.
United Nations Statistics Division. http://
United Nations Framework Convention on
Climate Change. http://unfccc.int
World Bank. Millennium Development
United Nations Population Fund. http://
Goals. http://www.developmentgoals. org
Organisation for Economic Co-operation
United Nations Human Settlements
and Development. http://www.oecd.org/
dac. Under Topics, select: Aid statistics,
Aid effectiveness and donor practices or
Millennium Develoment Goals
Cities in a Globalizing World. Available from
Core Welfare Indicators Questionnaire
(CWIQ) surveys. Available from http://
United Nations Interregional Crime and
Justice Research Institute. http://www.
Demographic and Health Surveys. http://
World Conservation Monitoring Centre.
Food and Agriculture Organization of the
Protected area data unit. http://www.
United Nations. http://www.fao.org
International Labour Organization. http://
Joint United Nations Programme on
World Health Organization/United Nations
Environment Programme Intergovernmental
World Health Organization. Directly
Panel on Climate Change. http://www.ipcc.
observed treatment short course (for
tuberculosis). Available from http://www.
IUCN–World Conservation Union. http://
Stop TB Partnership. http://www.stoptb.org
Living Standards Measurement Study
World Bank. http://www.worldbank.org/data
World Bank. World Development Indicators.
Multiple Indicator Cluster Surveys (MICS).
Available from http://www.worldbank.org/
Available from http://www.childinfo.org
Organisation for Economic Co-operation
World Resources Institute. http://www.
and Development. Development Assistance
Biosphere reserves. http://www.unesco.
United Nations Development Group.
Heritage sites. http://www.unesco.org/
United Nations Development Programme.
Human Development Report. Available
from http://www. undp.org/hdr2003
United Nations Environment Programme.
http://www.unep.org
World Food Summit, Rome, 1996
International Conference on Primary Health
World Conference of Ministers Responsible
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Achievements of the United Nations Decade
Assembly on the world drug problem, New
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Global Conference on the Sustainable
World Conference on Education for All,
Development of Small Island Developing
Jomtien, Thailand, 1990
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World Summit for Children, New York, 1990
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International Conference on Nutrition,
Offenders, Vienna, 2000
World Education Forum, Dakar, 2000
United Nations Conference on Environmentand Development, Rio de Janeiro, Brazil, 1992
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World Conference on Human Rights,
Development and beyond: achieving social
development for all in a globalizing word,Geneva, 2000
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Source: http://audit.gov.ru/en/activities/international-activities/intosai-working-group-on-key-national-indicators/knowledge-bases/HandbookEnglish-buleten-fl-431.pdf
Evolving consumer lifestyles driving M&A activityGlobal consumer trends for health, convenience and indulgence are driving growth in the mature bakery industry. Competition is high for those manufacturers and retailers that can meet consumer preferences, with the major bakery manufacturers that need to access faster-growing niches paying attractive valuations for high quality assets.
Case Report of Eosinophilic Gastroenteropathy and a Sandra Roberto A,1, Rómulo Bonilla G, MD,2 Gabriel Pérez G, MD.3 1 Fourth year medical student at the Hospital Universitario de Santander of the Universidad Introduction: Eosinophilic gastroenteropathy is a rare disease characterized by infiltration of eosinophils into one Industrial de Santander in Bucaramanga, Colombia